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  <front>
    <journal-meta><journal-id journal-id-type="publisher">ESSD</journal-id><journal-title-group>
    <journal-title>Earth System Science Data</journal-title>
    <abbrev-journal-title abbrev-type="publisher">ESSD</abbrev-journal-title><abbrev-journal-title abbrev-type="nlm-ta">Earth Syst. Sci. Data</abbrev-journal-title>
  </journal-title-group><issn pub-type="epub">1866-3516</issn><publisher>
    <publisher-name>Copernicus Publications</publisher-name>
    <publisher-loc>Göttingen, Germany</publisher-loc>
  </publisher></journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.5194/essd-12-3545-2020</article-id><title-group><article-title>A cultivated planet in 2010 – Part 2: The global gridded agricultural-production maps</article-title><alt-title>A cultivated planet in 2010 – Part 2</alt-title>
      </title-group><?xmltex \runningtitle{A cultivated planet in 2010 -- Part 2}?><?xmltex \runningauthor{Q. Yu et al.}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Yu</surname><given-names>Qiangyi</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1 aff2">
          <name><surname>You</surname><given-names>Liangzhi</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff2">
          <name><surname>Wood-Sichra</surname><given-names>Ulrike</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff2">
          <name><surname>Ru</surname><given-names>Yating</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff3">
          <name><surname>Joglekar</surname><given-names>Alison K. B.</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff4">
          <name><surname>Fritz</surname><given-names>Steffen</given-names></name>
          
        <ext-link>https://orcid.org/0000-0003-0420-8549</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff5">
          <name><surname>Xiong</surname><given-names>Wei</given-names></name>
          
        <ext-link>https://orcid.org/0000-0003-2007-8190</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Lu</surname><given-names>Miao</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="yes" rid="aff1">
          <name><surname>Wu</surname><given-names>Wenbin</given-names></name>
          <email>wuwenbin@caas.cn</email>
        </contrib>
        <contrib contrib-type="author" corresp="yes" rid="aff1">
          <name><surname>Yang</surname><given-names>Peng</given-names></name>
          <email>yangpeng@caas.cn</email>
        <ext-link>https://orcid.org/0000-0002-7999-9763</ext-link></contrib>
        <aff id="aff1"><label>1</label><institution>Key Laboratory of Agricultural Remote Sensing (AGRIRS), Ministry of
Agriculture and Rural Affairs/Institute of Agricultural Resources and
Regional Planning, Chinese Academy of<?xmltex \hack{\break}?> Agricultural Sciences, Beijing 100081,
China</institution>
        </aff>
        <aff id="aff2"><label>2</label><institution>International Food Policy Research Institute (IFPRI), Washington DC,
USA</institution>
        </aff>
        <aff id="aff3"><label>3</label><institution>GEMS Agroinformatics Initiative, University of Minnesota, Saint Paul,
Minnesota, USA</institution>
        </aff>
        <aff id="aff4"><label>4</label><institution>International Institute for Applied Systems Analysis (IIASA),
Laxenburg, Austria</institution>
        </aff>
        <aff id="aff5"><label>5</label><institution>International Maize and Wheat Improvement Center (CIMMYT), Texcoco, Mexico</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">Wenbin Wu (wuwenbin@caas.cn) and Peng Yang (yangpeng@caas.cn)</corresp></author-notes><pub-date><day>21</day><month>December</month><year>2020</year></pub-date>
      
      <volume>12</volume>
      <issue>4</issue>
      <fpage>3545</fpage><lpage>3572</lpage>
      <history>
        <date date-type="received"><day>20</day><month>January</month><year>2020</year></date>
           <date date-type="rev-request"><day>20</day><month>March</month><year>2020</year></date>
           <date date-type="rev-recd"><day>12</day><month>October</month><year>2020</year></date>
           <date date-type="accepted"><day>21</day><month>October</month><year>2020</year></date>
      </history>
      <permissions>
        <copyright-statement>Copyright: © 2020 Qiangyi Yu et al.</copyright-statement>
        <copyright-year>2020</copyright-year>
      <license license-type="open-access"><license-p>This work is licensed under the Creative Commons Attribution 4.0 International License. To view a copy of this licence, visit <ext-link ext-link-type="uri" xlink:href="https://creativecommons.org/licenses/by/4.0/">https://creativecommons.org/licenses/by/4.0/</ext-link></license-p></license></permissions><self-uri xlink:href="https://essd.copernicus.org/articles/12/3545/2020/essd-12-3545-2020.html">This article is available from https://essd.copernicus.org/articles/12/3545/2020/essd-12-3545-2020.html</self-uri><self-uri xlink:href="https://essd.copernicus.org/articles/12/3545/2020/essd-12-3545-2020.pdf">The full text article is available as a PDF file from https://essd.copernicus.org/articles/12/3545/2020/essd-12-3545-2020.pdf</self-uri>
      <abstract><title>Abstract</title>
    <p id="d1e194">Data on global agricultural production are usually
available as statistics at administrative units, which does not give any
diversity and spatial patterns; thus they are less informative for subsequent
spatially explicit agricultural and environmental analyses. In the second
part of the two-paper series, we introduce SPAM2010 – the latest global
spatially explicit datasets on agricultural production circa 2010 – and
elaborate on the improvement of the SPAM (Spatial Production Allocation
Model) dataset family since 2000. SPAM2010 adds further methodological
and data enhancements to the available crop downscaling modeling, which
mainly include the update of base year, the extension of crop list, and the
expansion of subnational administrative-unit coverage. Specifically, it not
only applies the latest global synergy cropland layer (see Lu et al.,
submitted to the current journal) and other relevant data but also expands
the estimates of crop area, yield, and production from 20 to 42 major crops
under four farming systems across a global 5 arcmin grid. All the SPAM
maps are freely available at the MapSPAM website (<uri>http://mapspam.info/</uri>, last access: 11 December 2020),
which not only acts as a tool for validating and improving the performance
of the SPAM maps by collecting feedback from users but is also a
platform providing archived global agricultural-production maps for better
targeting the Sustainable Development Goals. In particular, SPAM2010 can be
downloaded via an open-data repository (DOI: <ext-link xlink:href="https://doi.org/10.7910/DVN/PRFF8V" ext-link-type="DOI">10.7910/DVN/PRFF8V</ext-link>; IFPRI, 2019).</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

<sec id="Ch1.S1" sec-type="intro">
  <label>1</label><title>Introduction</title>
      <p id="d1e212">Civilization is founded on the agricultural use of land  (Fu and Liu,
2019), which remains as important today as it was 10 000 years ago
(Lev-Yadun et al., 2000). Agricultural land, which refers to the
land area that is arable, under permanent crops, and under permanent meadows
and pastures according to the Food and Agriculture Organization of United
Nations (FAO), is currently 4.9 billion ha in 2019. This is
37.6 % of the earth's terrestrial surface – the largest use of land on the
planet. Historically, the agricultural use of land has transformed ecosystem
patterns and processes across most of the terrestrial biosphere
(Ellis et al., 2013). The way we use agricultural land will
significantly determine whether we are able to solve the multiple challenges
embodied in the 17 Sustainable Development Goals (SDGs), e.g., feeding the
world's growing population, mitigating climate change, and halting
biodiversity loss (FAO, 2018; Ehrensperger et al., 2019). As the
fundamental connection between people and the planet, the spatiotemporal
characteristics of agricultural land is<?pagebreak page3546?> important for the anthroposphere and
beyond as such information allows us to undertake more responsive and
evidence-based analysis on the interaction and better resource allocation
across land, water, energy, and the environment.</p>
      <p id="d1e215">Cropland mapping has made great progress in the past few decades and
provided great support for global agricultural monitoring and assessment.
For example, it allows us to be able to know where agriculture has infringed
into natural ecosystems and where cropland has been taken as a consequence
of urbanization (Chen et al., 2015; Gong et al., 2019). However, this type
of work mainly focuses on the agricultural changes at the land cover level,
without paying attention to the subtle characteristics at the land use and
land management level (Verburg et al., 2011). These subtle
level characteristics related to agricultural production, ranging from crop
allocation to land use intensity, are the core of agricultural management
and have been proven to have equally important impacts on food systems
(Sun et al., 2018; Pretty, 2018), climate systems (Searchinger et al.,
2018; Bonan and Doney, 2018), and ecosystems (Peters et al., 2019; Poore and
Nemecek, 2018). Yet data on global agricultural production are usually
representative at national and subnational administrative units (e.g.,
provinces, districts). This level of statistics does not give a sense of the
diversity and spatial patterns in agricultural production and is not
spatially explicit, which is critical for many environmental and ecological
assessments  (Yu et al., 2012).</p>
      <p id="d1e218">There are a few attempts to develop global spatially explicit datasets on
agricultural production by fusing census statistics with maps of
agricultural land cover (Fig. 1).  Leff et al. (2004) applied a
simplified proportional disaggregating approach and mapped the global
harvested area of 18 major crops circa 1992. By using a similar approach,
Monfreda et al. (2008) mapped both harvested area and yield for a
full coverage of 175 crops circa 2000 (the dataset is referred to as M3
hereafter).  Portmann et al. (2010) developed the MIRCA (Monthly Irrigated and Rainfed Crop Areas) dataset
that contains the harvested area for 26 crops circa 2000 by using M3 as a
starting point. It further allocates the total harvested area for each crop
into rainfed and irrigated areas.   Fischer et al. (2012) developed
the GAEZ dataset (Global Agro-ecological Zones), which contains the potential
harvested area and yield for 23 crops circa 2000 considering the
crop-specific agroclimatic and edaphic suitability criteria. You
and Wood (2006) developed the Spatial Production Allocation Model (SPAM)
firstly at the continental scale then subsequently at the global scale by
using an entropy-based model to downscale crop production. The first global
SPAM dataset is available for the year 2000, at the time when M3, MIRCA, and
GAEZ were also available (Fig. 1).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1" specific-use="star"><?xmltex \currentcnt{1}?><label>Figure 1</label><caption><p id="d1e224">Overview of the global spatially explicit datasets on agricultural
production.
Each dataset is plotted in a coordinate system with the <inline-formula><mml:math id="M1" display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula> axis representing
the time span and the <inline-formula><mml:math id="M2" display="inline"><mml:mi>y</mml:mi></mml:math></inline-formula> axis representing the number of crops that have been
included. For each dataset, the first row indicates the major measurement(s)
of agricultural production, the second row indicates the cropland cover
layer, and the third row indicates the main approach for allocating
production. The dashed line within the chart indicates the evolution of a
dataset family.</p></caption>
        <?xmltex \igopts{width=384.112205pt}?><graphic xlink:href="https://essd.copernicus.org/articles/12/3545/2020/essd-12-3545-2020-f01.png"/>

      </fig>

      <p id="d1e247">Changes in agricultural lands over time are as important as over space,
especially given that the changes in cropping pattern and crop yields are
more frequent than those at the land cover level (Verburg et
al., 2011). While there are four spatially explicit datasets on global
agricultural production available around the year 2000 (Anderson
et al., 2015), three of them, i.e., M3, MIRCA, and GAEZ, are no longer available
after 2000. Agricultural-production systems are constantly changing, and
these changes are not trivial. However, a lot of recent agricultural and
environmental assessments were still based on those maps produced decades
ago (Deutsch et al., 2018; Nanni et al., 2019; Estes et al., 2018; Prestele
et al., 2018; Erb et al., 2018; Porwollik et al., 2019; Yu et al., 2017b),
suggesting that an update of existing global agricultural-production maps is
very desirable for subsequent analysis.</p>
      <p id="d1e250">SPAM had committed to updating maps every 5 years (You et al.,
2014; Wood-Sichra et al., 2016), which substantially fills the data gap and
extends the work for global agricultural-production mapping by operating a
global gridscape at the confluence between earth and farming systems in
multiple time stages. The SPAM model has become a critical tool to many
initiatives within and beyond the Consultative Group for International
Agricultural Research (CGIAR). Moreover, SPAM data are frequently downloaded
and widely used by researchers and analysts from international originations,
academia, and governments agencies all over the world. The global spatially
explicit datasets in multiple time stages enable scientists as well as
policymakers to better address the global change challenges within the
anthroposphere and beyond, such as targeting agricultural and rural
development policies and investments and increasing food security and growth
with minimal environmental impacts. Successful examples include AGRODEP (African Growth and Development Policy Modeling Consortium)
Library (<uri>http://www.agrodep.org/fr/node/1794</uri>, last access: 11 December 2020), GEOGLAM (Global Agricultural Monitoring Initiative)
(<uri>http://www.geoglam.org</uri>, last access: 11 December 2020), USAID (United States Agency for International Development) Feed the Future Innovation Lab for
Small-scale Irrigation (<uri>https://ilssi.tamu.edu/</uri>, last access: 11 December 2020), Africa
Infrastructure (<uri>https://openknowledge.worldbank.org/handle/10986/2692</uri>, last access: 11 December 2020), and so on. In this
paper, we introduce SPAM2010, the latest update of the SPAM family. The next
section gives an overview of the SPAM model. Section 3 provides a detailed
description and improvements of SPAM2010. Section 4 introduces the data
preparation, and Sect. 5 presents some of the results produced by
SPAM2010. Finally, we conclude with some advice on using the maps and our
own plan for the future of SPAM.</p>
</sec>
<sec id="Ch1.S2">
  <label>2</label><title>SPAM overview</title>
      <p id="d1e273">The main purpose of SPAM is to disaggregate crop statistics (e.g., harvested
area, production quantity, and yield) by different farming systems and to
further allocate such disaggregated statistics into spatially gridded units
(Fig. 2). In SPAM, disaggregation is processed before allocation because
crop<?pagebreak page3547?> yields are likely to be substantially different between different
farming systems (e.g., irrigation versus rainfed) even at the same location.
The whole procedure entails a data fusion approach that combines information
from different sources and at different spatial scales by deploying various
matching and calibration processes. Then all the data elements are processed
by the optimization model, which generates results at the grid level (Fig. 2).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F2" specific-use="star"><?xmltex \currentcnt{2}?><label>Figure 2</label><caption><p id="d1e278">The overall structure of the SPAM model.
The rhombuses indicate spatial data inputs and outputs, while the other shapes
indicate nonspatial data inputs (see the detailed data description in the
following section).
The orange color indicates how crop statistics are disaggregated by
administrative unit (<inline-formula><mml:math id="M3" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula>), crop type (<inline-formula><mml:math id="M4" display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula>), and farming system (<inline-formula><mml:math id="M5" display="inline"><mml:mi>l</mml:mi></mml:math></inline-formula>). The green
color indicates how the spatial parameters are collected and prepared at a
unified spatial resolution (<inline-formula><mml:math id="M6" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula>) and in a harmonized manner. The yellow color
indicates the spatial allocation inputs/outputs.
The darker colors, either in orange or in green, highlight the essential
elements in SPAM: the former indicates the farming system disaggregation
scheme, while the latter indicates (i.e., priors of physical area) a key
parameter with which the spatial and nonspatial data are connected and the
iterative spatial allocation is able to take place.
</p></caption>
        <?xmltex \igopts{width=469.470472pt}?><graphic xlink:href="https://essd.copernicus.org/articles/12/3545/2020/essd-12-3545-2020-f02.png"/>

      </fig>

      <p id="d1e315">The SPAM methodology was first developed in a trial project for six major
crops in Latin America and the Caribbean by combining satellite imagery and
crop statistics. Later on, it was used to derive regional estimates of
spatially disaggregated crop production in Brazil and sub-Saharan Africa
(You and Wood, 2006; You et al., 2009). Over the years the model has
evolved, adding more crops and using additional data and increasingly
complicated optimization equations as well as expanding to global coverage
(You et al., 2014). The SPAM methodology is different from
its counterparts. For example, M3 has no distinction across farming systems
and is allocated proportionally (within each crop) to each grid cell within
each subnational unit; hence the M3 dataset provides interpolated estimates
of output by crop at the resolution of the satellite data (Fig. 1). SPAM
not only considers the crop yield variation across farming systems but also
assigns production weighted by price to grid cells rather than pure
proportionality (Donaldson and Storeygard, 2016). Moreover,
MIRCA and GAEZ focus more on the biophysical aspects of agricultural
production, while SPAM uses a triangulation of any and all relevant
background and partial information, which includes not only national or
subnational crop production statistics and satellite data on land cover but
also maps of irrigated areas, crop potential suitability, secondary
data on population density, market accessibility, cropping intensity, and
crop prices (Fig. 2).</p>
      <p id="d1e319">The SPAM model produces global gridded maps of agricultural production at a
5 arcmin spatial resolution. The first SPAM maps, known as SPAM2000,
represent global agricultural production circa 2000 for 20 crops, with
the exception of a few small island states and conflict zones
(You et al., 2014). Subsequently, the SPAM maps have been
updated every 5 years. SPAM2005 acts as an intermediate update which expands
the coverage of crops from SPAM2000. The 42 crop categories are further
adopted in SPAM2010 (Fig. 1).</p>
</sec>
<sec id="Ch1.S3">
  <label>3</label><title>Model improvement for SPAM2010</title>
      <p id="d1e330">There are three submodules in a standardized SPAM model: disaggregation,
optimization, and allocation. We conceptualize the SPAM2010 based on this
general setting, while it adds further methodological and data improvements,
which mainly include the update of base year, the expansion of subnational
administrative-unit coverage, the extension of crop list, and the
substitution of the latest hybrid cropland map as the basic allocation
layer. Considering the huge number<?pagebreak page3548?> of input data and multiple-year efforts,
such an update is not trivial and will be critical for the user community.
In this section, we briefly introduce the model structure and how these
submodules are processed and connected.</p>
<sec id="Ch1.S3.SS1">
  <label>3.1</label><title>Disaggregation</title>
      <p id="d1e340">The first step for SPAM is to disaggregate crop statistics of agricultural
production (e.g., the yield, harvested area, and total production) by
administrative-unit levels (<inline-formula><mml:math id="M7" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula>), crop type (<inline-formula><mml:math id="M8" display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula>), and farming system (<inline-formula><mml:math id="M9" display="inline"><mml:mi>l</mml:mi></mml:math></inline-formula>) from
coarser scale to finer scale (illustrated by orange shapes in Fig. 2). For
example, the national-level statistics are disaggregated into subnational
levels, statistics for crop aggregates are divided into individual crop
types, and the crop statistics are further separated by rainfed and
irrigated conditions. Disaggregation is a nonspatial module. For the
administrative unit (ADM), we consider three levels – <inline-formula><mml:math id="M10" display="inline"><mml:mrow><mml:mi>k</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula> (national
level), 1 (subnational level 1), and 2 (subnational level 2) – and refer to
the country-specific administrative level as the statistical reporting units
(SRUs; SRU <inline-formula><mml:math id="M11" display="inline"><mml:mrow><mml:mo>=</mml:mo><mml:msub><mml:mi>k</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M12" display="inline"><mml:mrow><mml:msub><mml:mi>k</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> or <inline-formula><mml:math id="M13" display="inline"><mml:mrow><mml:msub><mml:mi>k</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>). In general, the SPAM model will
have better performance if crop statistics are more disaggregated by the ADM.
Therefore, we prefer to collect crop statistics for ADM1 and ADM2, despite
statistics mostly being available at the ADM0 level and the subnational
coverage always being less complete. Comparing to the previous SPAM
products, the subnational coverage percentage has increased markedly for
SPAM2010, which is described in detail in Sect. 4.1.</p>
      <p id="d1e412">We improve the model capacity in SPAM2010 as well: we simultaneously
allocate 42 crops and crop aggregates (versus the 20 crops and crop
aggregates in SPAM2000) and consider four farming systems for each crop
(Fig. 2). In SPAM2010, we keep the farming systems conceptualized for
SPAM2000, which have proven to be useful to represent the different crop
performances under different management systems; e.g., the irrigated yields
of a particular crop are likely to be substantially different from the
corresponding rainfed yields. The four farming systems are defined as follows:
<list list-type="bullet"><list-item>
      <p id="d1e417">The irrigated farming system (I) refers to the crop area equipped with
either full or partial control irrigation. Normally the crop production on
the irrigated fields uses a high level of inputs such as modern varieties
and fertilizer as well as advanced management such as soil and water conservation measures.</p></list-item><list-item>
      <p id="d1e421">The rainfed high-input farming system (H) refers to the market-oriented crop
area, which uses high-yield varieties; machinery with low labor intensity;
and optimum applications of nutrients and chemical pest, disease, and weed
control.</p></list-item><list-item>
      <p id="d1e425">The rainfed low-input farming system (L) refers to crop area which uses
traditional varieties and mainly manual labor without (or with little)
application of nutrients or chemicals for pest and disease control.
Production is mostly for personal consumption.</p></list-item><list-item>
      <p id="d1e429">The rainfed subsistence farming system (S) is introduced to account for
situations where cropland and suitable areas do not exist, but farmland is
still present in some way. Production is mostly for personal consumption, which
is also low-input.</p></list-item></list>
The four conceptualized farming systems are mainly delineated by the water
supply system and inputs used by farmers, despite global data on farming
system shares for each crop being largely absent. For a small number of
large countries, e.g., Brazil, China, India, Russia, the United States (see
more details in Sect. 4.1), we have data on farming system shares at the
ADM1 level. For the other countries we first assign the national farming
system shares to each ADM1 level and then adjust individual ADM1 farming
system shares in light of the supporting evidence. For example, if the
national share for irrigation of wheat was 30 %, we assign that to all
ADM1 units. Then we look at individual units, and if supporting evidence
(e.g., the Global Map of Irrigation Areas, GMIA, data) indicates that there
was no irrigated area present in a particular AMD1 unit, we set the
irrigation share of wheat to 0 in that administrative unit. Finally the
farming system shares at the national level are recalculated as the weighted
average of the adjusted ADM1 estimates. For a few countries which have very
limited data accessibility, experts may give their opinions. For example, it
was often necessary to use farming system shares from one crop as proxies
for similar crops (e.g., farming system shares for beans are used for all
pulses) or to apply shares from one country to similar countries
(e.g., the geographically smaller countries in the Middle East, including
Kuwait, Oman, and Qatar, are assigned the same farming system shares).</p>
      <p id="d1e433">For irrigated farming systems, the crop-specific shares are derived by
dividing the harvested area cultivated under full-control irrigation
obtained from AQUASTAT, MIRCA, and country-level statistics by the overall
harvested area. For rainfed farming systems, crop-specific shares are
primarily estimated based on generalized assumptions for individual
countries and crops. For example, all cereals in western Europe are produced
with high inputs, whereas 20 % of cereals in sub-Saharan Africa are grown
under a subsistence farming system. We also assume fertilization as a proxy
for high-input use, so if irrigated crop areas and overall fertilized and
nonfertilized areas of a crop are known, it is possible to deduce
rainfed–high shares by subtracting the irrigated areas from fertilized
areas. The remainder of fertilized area will be then classified as
rainfed–high, and the nonfertilized areas will be further split between
rainfed–low and rainfed–subsistence. In addition, the shares of
rainfed–subsistence are assigned when there is not enough suitable area
for rainfed–low conditions to satisfy the completeness of disaggregated
crop statistics in terms of area extent and/or production quantity. In such
cases a portion of the rainfed–low statistics were assumed to stem from
rainfed–subsistence. Although disaggregation is a nonspatial module of
SPAM, it is applied interactively with the spatial modules by the support of
multiple spatial data and nonspatial data, which are elaborated in detail
in the section “Data preparation for SPAM2010”.</p>
</sec>
<?pagebreak page3549?><sec id="Ch1.S3.SS2">
  <label>3.2</label><title>Optimization</title>
      <p id="d1e444">The core part of the SPAM model is the cross-entropy module (illustrated by
the dashed green frame in Fig. 2), which is used to achieve the allocation
for each spatial grid (<inline-formula><mml:math id="M14" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula>). It works by (iteratively) minimizing the error
between the preallocated shares of physical area (<inline-formula><mml:math id="M15" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">π</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula>) and the
allocated shares of physical area (<inline-formula><mml:math id="M16" display="inline"><mml:mrow><mml:msub><mml:mi>s</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula>) in each pixel <inline-formula><mml:math id="M17" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula> by crop <inline-formula><mml:math id="M18" display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula> and
production system <inline-formula><mml:math id="M19" display="inline"><mml:mi>l</mml:mi></mml:math></inline-formula>:
            <disp-formula id="Ch1.E1" content-type="numbered"><label>1</label><mml:math id="M20" display="block"><mml:mtable columnspacing="1em" rowspacing="0.2ex" class="split" displaystyle="true" columnalign="right left"><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:munder><mml:mo movablelimits="false">min⁡</mml:mo><mml:mrow><mml:mo mathvariant="italic">{</mml:mo><mml:msub><mml:mi>s</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub><mml:mo mathvariant="italic">}</mml:mo></mml:mrow></mml:munder><mml:mi mathvariant="normal">CE</mml:mi><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi>s</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub><mml:mo>,</mml:mo><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msub><mml:mi mathvariant="italic">π</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mfenced><mml:mo>=</mml:mo><mml:msub><mml:mo>∑</mml:mo><mml:mi>i</mml:mi></mml:msub><mml:msub><mml:mo>∑</mml:mo><mml:mi>j</mml:mi></mml:msub><mml:msub><mml:mo>∑</mml:mo><mml:mi>l</mml:mi></mml:msub><mml:msub><mml:mi>s</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub><mml:mi>ln⁡</mml:mi><mml:msub><mml:mi>s</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mspace linebreak="nobreak" width="1em"/><mml:mo>-</mml:mo><mml:msub><mml:mo>∑</mml:mo><mml:mi>i</mml:mi></mml:msub><mml:msub><mml:mo>∑</mml:mo><mml:mi>j</mml:mi></mml:msub><mml:msub><mml:mo>∑</mml:mo><mml:mi>l</mml:mi></mml:msub><mml:msub><mml:mi>s</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub><mml:mi>ln⁡</mml:mi><mml:msub><mml:mi mathvariant="italic">π</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
          where CE is the abbreviation for cross-entropy, which is defined as the log
function of probability. The difference between <inline-formula><mml:math id="M21" display="inline"><mml:mrow><mml:mo mathvariant="italic">{</mml:mo><mml:mi>s</mml:mi><mml:mi>ln⁡</mml:mi><mml:mi>s</mml:mi><mml:mo mathvariant="italic">}</mml:mo></mml:mrow></mml:math></inline-formula> versus <inline-formula><mml:math id="M22" display="inline"><mml:mrow><mml:mo mathvariant="italic">{</mml:mo><mml:mi>s</mml:mi><mml:mi>ln⁡</mml:mi><mml:mi mathvariant="italic">π</mml:mi><mml:mo mathvariant="italic">}</mml:mo></mml:mrow></mml:math></inline-formula> means the
estimated probability <inline-formula><mml:math id="M23" display="inline"><mml:mi>s</mml:mi></mml:math></inline-formula> and its prior probability <inline-formula><mml:math id="M24" display="inline"><mml:mi mathvariant="italic">π</mml:mi></mml:math></inline-formula> are minimized
subject to certain constraints.
<list list-type="custom"><list-item><label>i.</label>
      <p id="d1e697">Constraint specifying the range of allocated physical-area shares:<disp-formula id="Ch1.E2" content-type="numbered"><label>2</label><mml:math id="M25" display="block"><mml:mrow><mml:mn mathvariant="normal">0</mml:mn><mml:mo>≤</mml:mo><mml:msub><mml:mi>s</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub><mml:mo>≤</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>,</mml:mo><mml:mspace linebreak="nobreak" width="1em"/><mml:mo>∀</mml:mo><mml:mi>i</mml:mi><mml:mo>∀</mml:mo><mml:mi>j</mml:mi><mml:mo>∀</mml:mo><mml:mi>l</mml:mi><mml:mo>;</mml:mo></mml:mrow></mml:math></disp-formula></p></list-item><list-item><label>ii.</label>
      <p id="d1e742">Constraint specifying the sum of allocated physical-area shares within a
grid:<disp-formula id="Ch1.E3" content-type="numbered"><label>3</label><mml:math id="M26" display="block"><mml:mrow><mml:msub><mml:mo>∑</mml:mo><mml:mi>i</mml:mi></mml:msub><mml:msub><mml:mi>s</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>,</mml:mo><mml:mspace width="1em" linebreak="nobreak"/><mml:mo>∀</mml:mo><mml:mi>j</mml:mi><mml:mo>∀</mml:mo><mml:mi>l</mml:mi><mml:mo>;</mml:mo></mml:mrow></mml:math></disp-formula></p></list-item><list-item><label>iii.</label>
      <p id="d1e783">Constraint specifying that the sum of allocated physical area over all crops
and farming systems within a grid should not exceed the actual cropland
within the same grid:<disp-formula id="Ch1.E4" content-type="numbered"><label>4</label><mml:math id="M27" display="block"><mml:mtable columnspacing="1em" rowspacing="0.2ex" class="split" displaystyle="true" columnalign="right left"><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:msub><mml:mo>∑</mml:mo><mml:mi>j</mml:mi></mml:msub><mml:msub><mml:mo>∑</mml:mo><mml:mi>l</mml:mi></mml:msub><mml:msub><mml:mi mathvariant="normal">AdjCropA</mml:mi><mml:mrow><mml:mi>j</mml:mi><mml:mi>l</mml:mi><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">SRU</mml:mi></mml:msub></mml:mrow></mml:msub><mml:mo>×</mml:mo><mml:msub><mml:mi>s</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub><mml:mo>≤</mml:mo><mml:msub><mml:mi mathvariant="normal">AdjCropLand</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mspace linebreak="nobreak" width="1em"/><mml:mo>∀</mml:mo><mml:mi>i</mml:mi><mml:mo>∈</mml:mo><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">SRU</mml:mi></mml:msub><mml:mo>;</mml:mo></mml:mrow></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula></p></list-item><list-item><label>iv.</label>
      <p id="d1e858">Constraint specifying that the allocated physical area by grid, crop, and
farming system should not exceed the suitable area within the grid with
the corresponding crop and farming system:<disp-formula id="Ch1.E5" content-type="numbered"><label>5</label><mml:math id="M28" display="block"><mml:mrow><?xmltex \hack{\hbox\bgroup\fontsize{9.1}{9.1}\selectfont$\displaystyle}?><mml:msub><mml:mi mathvariant="normal">AdjCropA</mml:mi><mml:mrow><mml:mi>j</mml:mi><mml:mi>l</mml:mi><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">SRU</mml:mi></mml:msub></mml:mrow></mml:msub><mml:mo>×</mml:mo><mml:msub><mml:mi>s</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub><mml:mo>≤</mml:mo><mml:msub><mml:mi mathvariant="normal">AdjSuitArea</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub><mml:mo>,</mml:mo><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mo>∀</mml:mo><mml:mi>i</mml:mi><mml:mo>∈</mml:mo><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">SRU</mml:mi></mml:msub><mml:mo>;</mml:mo><?xmltex \hack{$\egroup}?></mml:mrow></mml:math></disp-formula></p></list-item><list-item><label>v.</label>
      <p id="d1e924">Constraint specifying that the sum of allocated physical area over all
farming systems within a subnational unit should be equal to the sum of
statistical physical area over all farming systems within the
corresponding subnational unit:<disp-formula id="Ch1.E6" content-type="numbered"><label>6</label><mml:math id="M29" display="block"><mml:mtable columnspacing="1em" rowspacing="0.2ex" class="split" displaystyle="true" columnalign="right left"><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:msub><mml:mo>∑</mml:mo><mml:mrow><mml:mi>i</mml:mi><mml:mo>∈</mml:mo><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">SRU</mml:mi></mml:msub></mml:mrow></mml:msub><mml:msub><mml:mo>∑</mml:mo><mml:mi>l</mml:mi></mml:msub><mml:msub><mml:mi mathvariant="normal">AdjCropA</mml:mi><mml:mrow><mml:mi>j</mml:mi><mml:mi>l</mml:mi><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">SRU</mml:mi></mml:msub></mml:mrow></mml:msub><mml:mo>×</mml:mo><mml:msub><mml:mi>s</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mspace linebreak="nobreak" width="1em"/><mml:mo>=</mml:mo><mml:msub><mml:mo>∑</mml:mo><mml:mi>l</mml:mi></mml:msub><mml:msub><mml:mi mathvariant="normal">AdjCropA</mml:mi><mml:mrow><mml:mi>j</mml:mi><mml:mi>l</mml:mi><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">SRU</mml:mi></mml:msub></mml:mrow></mml:msub><mml:mo>,</mml:mo><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mo>∀</mml:mo><mml:mi>j</mml:mi><mml:mo>∈</mml:mo><mml:mi>P</mml:mi><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>where <inline-formula><mml:math id="M30" display="inline"><mml:mi>P</mml:mi></mml:math></inline-formula> is the set of commodities for which subnational statistics exist;</p></list-item><list-item><label>vi.</label>
      <p id="d1e1028">Constraint specifying that the sum of allocated physical area under an
irrigated farming system within the grid should not exceed the area equipped
for irrigation in the grid:<disp-formula id="Ch1.E7" content-type="numbered"><label>7</label><mml:math id="M31" display="block"><mml:mtable columnspacing="1em" rowspacing="0.2ex" class="split" displaystyle="true" columnalign="right left"><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:msub><mml:mo>∑</mml:mo><mml:mrow><mml:mi>j</mml:mi><mml:mo>∈</mml:mo><mml:mi>Q</mml:mi></mml:mrow></mml:msub><mml:msub><mml:mi mathvariant="normal">AdjCropA</mml:mi><mml:mrow><mml:mi>j</mml:mi><mml:mi>I</mml:mi><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">SRU</mml:mi></mml:msub></mml:mrow></mml:msub><mml:mo>×</mml:mo><mml:msub><mml:mi>s</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi mathvariant="normal">I</mml:mi></mml:mrow></mml:msub><mml:mo>≤</mml:mo><mml:msub><mml:mi mathvariant="normal">AdjIrrArea</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mspace linebreak="nobreak" width="1em"/><mml:mo>∀</mml:mo><mml:mi>i</mml:mi><mml:mo>∈</mml:mo><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">SRU</mml:mi></mml:msub><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>where <inline-formula><mml:math id="M32" display="inline"><mml:mi>Q</mml:mi></mml:math></inline-formula> is the set of commodities which are fully or partly irrigated within
grid <inline-formula><mml:math id="M33" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula>.</p></list-item></list>
Shares <inline-formula><mml:math id="M34" display="inline"><mml:mrow><mml:msub><mml:mi>s</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> are the probability values between 0 and 1:
            <disp-formula id="Ch1.E8" content-type="numbered"><label>8</label><mml:math id="M35" display="block"><mml:mrow><mml:msub><mml:mi>s</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi mathvariant="normal">AllocA</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:mrow><mml:mrow><mml:msub><mml:mi mathvariant="normal">AdjCropA</mml:mi><mml:mrow><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where AdjCropA<inline-formula><mml:math id="M36" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula> is the total physical area of a given SRU for crop <inline-formula><mml:math id="M37" display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula> at input
level <inline-formula><mml:math id="M38" display="inline"><mml:mi>l</mml:mi></mml:math></inline-formula> to be allocated. AllocA<inline-formula><mml:math id="M39" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula> is the area allocated to grid <inline-formula><mml:math id="M40" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula> for crop <inline-formula><mml:math id="M41" display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula> at
input level <inline-formula><mml:math id="M42" display="inline"><mml:mi>l</mml:mi></mml:math></inline-formula>.</p>
      <p id="d1e1238"><inline-formula><mml:math id="M43" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">π</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> indicates the decision to produce a particular crop under a
specific production system, which is normally dependent on both biological
and economic factors. However, subsistence farmers mainly grow crops for
their own consumption, largely uncoupled from price, market access, or crop-potential-suitability conditions. Therefore, we first assume that the prior
allocation for subsistence physical area (<inline-formula><mml:math id="M44" display="inline"><mml:mrow><mml:msub><mml:mover accent="true"><mml:mi mathvariant="normal">CropA</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi mathvariant="normal">S</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula>) in grid <inline-formula><mml:math id="M45" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula> by
crop <inline-formula><mml:math id="M46" display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula> under this circumstance is simply dependent on rural population
density:
            <disp-formula id="Ch1.E9" content-type="numbered"><label>9</label><mml:math id="M47" display="block"><mml:mrow><mml:msub><mml:mover accent="true"><mml:mi mathvariant="normal">CropA</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi mathvariant="normal">S</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="normal">AdjCropA</mml:mi><mml:mrow><mml:mi>j</mml:mi><mml:mi>k</mml:mi><mml:mi mathvariant="normal">S</mml:mi></mml:mrow></mml:msub><mml:mo>×</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi mathvariant="normal">AggRurPop</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow><mml:mrow><mml:msub><mml:mo>∑</mml:mo><mml:mrow><mml:mi>i</mml:mi><mml:mo>∈</mml:mo><mml:mi>k</mml:mi></mml:mrow></mml:msub><mml:msub><mml:mi mathvariant="normal">AggRurPop</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mspace width="1em" linebreak="nobreak"/><mml:mo>∀</mml:mo><mml:mi>i</mml:mi><mml:mo>∀</mml:mo><mml:mi>j</mml:mi><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where AdjCropA<inline-formula><mml:math id="M48" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>j</mml:mi><mml:mi>k</mml:mi><mml:mi mathvariant="normal">S</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula> is the generated physical area for crop <inline-formula><mml:math id="M49" display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula> at
the subsistence farming system for the given SRU <inline-formula><mml:math id="M50" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula>, and AggRurPop<inline-formula><mml:math id="M51" display="inline"><mml:msub><mml:mi/><mml:mi>i</mml:mi></mml:msub></mml:math></inline-formula> is the rural
population density at grid <inline-formula><mml:math id="M52" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula> (see the detailed description in Sect. 4).</p>
      <p id="d1e1402">Then for the three remaining farming systems, we assume that the potential unit
revenue of planting a certain crop (Rev<inline-formula><mml:math id="M53" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula>) would affect farmers' crop
choices:
            <disp-formula id="Ch1.E10" content-type="numbered"><label>10</label><mml:math id="M54" display="block"><mml:mtable rowspacing="0.2ex" class="split" columnspacing="1em" displaystyle="true" columnalign="right left"><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:msub><mml:mi mathvariant="normal">Rev</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi mathvariant="normal">AdjCropA</mml:mi><mml:mrow><mml:mi>j</mml:mi><mml:mi>l</mml:mi><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">SRU</mml:mi></mml:msub></mml:mrow></mml:msub></mml:mrow><mml:mrow><mml:msub><mml:mo>∑</mml:mo><mml:mi>i</mml:mi></mml:msub><mml:msub><mml:mi mathvariant="normal">AdjCropland</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>×</mml:mo><mml:msub><mml:mi mathvariant="normal">Price</mml:mi><mml:mi>j</mml:mi></mml:msub><mml:mo>×</mml:mo><mml:msub><mml:mi mathvariant="normal">Access</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mspace linebreak="nobreak" width="1em"/><mml:mo>×</mml:mo><mml:msub><mml:mi mathvariant="normal">PotYield</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
          where  AdjCropland<inline-formula><mml:math id="M55" display="inline"><mml:msub><mml:mi/><mml:mi>i</mml:mi></mml:msub></mml:math></inline-formula>,  Price<inline-formula><mml:math id="M56" display="inline"><mml:msub><mml:mi/><mml:mi>j</mml:mi></mml:msub></mml:math></inline-formula>,  Access<inline-formula><mml:math id="M57" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula>, and PotYield<inline-formula><mml:math id="M58" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula> are the adjusted cropland area,
market price, accessibility parameter, and potential-yield values for crop
<inline-formula><mml:math id="M59" display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula> in farming system <inline-formula><mml:math id="M60" display="inline"><mml:mi>l</mml:mi></mml:math></inline-formula> and grid <inline-formula><mml:math id="M61" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula> (see the detailed description in the following
Sect. 4).</p>
      <p id="d1e1567">Then we assume that the priors for the remaining three farming systems are mainly
influenced by the estimated revenue, cropland area, and irrigated area.</p>
      <p id="d1e1571">For an irrigated farming system (I),
            <disp-formula id="Ch1.E11" content-type="numbered"><label>11</label><mml:math id="M62" display="block"><mml:mrow><mml:msub><mml:mover accent="true"><mml:mi mathvariant="normal">CropA</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi mathvariant="normal">I</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="normal">AdjIrrArea</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>×</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi mathvariant="normal">Rev</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi mathvariant="normal">I</mml:mi></mml:mrow></mml:msub></mml:mrow><mml:mrow><mml:msub><mml:mo>∑</mml:mo><mml:mi>j</mml:mi></mml:msub><mml:msub><mml:mi mathvariant="normal">Rev</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi mathvariant="normal">I</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mspace linebreak="nobreak" width="1em"/><mml:mo>∀</mml:mo><mml:mi>i</mml:mi><mml:mo>∀</mml:mo><mml:mi>j</mml:mi><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula>
          For rainfed–high (H) and/or a rainfed–low (L) farming systems,
            <disp-formula id="Ch1.E12" content-type="numbered"><label>12</label><mml:math id="M63" display="block"><mml:mrow><?xmltex \hack{\hbox\bgroup\fontsize{9.5}{9.5}\selectfont$\displaystyle}?><mml:mtable columnspacing="1em" rowspacing="0.2ex" class="split" displaystyle="true" columnalign="right left"><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:msub><mml:mover accent="true"><mml:mi mathvariant="normal">CropA</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mfenced open="(" close=")"><mml:mrow><mml:msub><mml:mi mathvariant="normal">AdjCropLand</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi mathvariant="normal">AdjIrrArea</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mover accent="true"><mml:mi mathvariant="normal">CropA</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi mathvariant="normal">S</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mfenced></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mspace width="1em" linebreak="nobreak"/><mml:mo>×</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi mathvariant="normal">Rev</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:mrow><mml:mrow><mml:msub><mml:mo>∑</mml:mo><mml:mi>j</mml:mi></mml:msub><mml:msub><mml:mi mathvariant="normal">Rev</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo><mml:mi>l</mml:mi><mml:mo>=</mml:mo><mml:mi mathvariant="normal">HL</mml:mi><mml:mspace linebreak="nobreak" width="1em"/><mml:mo>∀</mml:mo><mml:mi>i</mml:mi><mml:mo>∀</mml:mo><mml:mi>j</mml:mi><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mtr></mml:mtable><?xmltex \hack{$\egroup}?></mml:mrow></mml:math></disp-formula>
          where  AdjCropLand<inline-formula><mml:math id="M64" display="inline"><mml:msub><mml:mi/><mml:mi>i</mml:mi></mml:msub></mml:math></inline-formula> and  AdjIrrArea<inline-formula><mml:math id="M65" display="inline"><mml:msub><mml:mi/><mml:mi>i</mml:mi></mml:msub></mml:math></inline-formula> are the cropland area and irrigated area at grid <inline-formula><mml:math id="M66" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula> (see
the detailed description in the following Sect. 4).</p>
      <p id="d1e1780">Finally, the main inputs for the optimization procedure are converted to
shares and written as
            <disp-formula id="Ch1.E13" content-type="numbered"><label>13</label><mml:math id="M67" display="block"><mml:mrow><mml:msub><mml:mi mathvariant="italic">π</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mover accent="true"><mml:mi mathvariant="normal">CropA</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:mrow><mml:mrow><mml:msub><mml:mo>∑</mml:mo><mml:mrow><mml:mi>i</mml:mi><mml:mo>∈</mml:mo><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">SRU</mml:mi></mml:msub></mml:mrow></mml:msub><mml:msub><mml:mover accent="true"><mml:mi mathvariant="normal">CropA</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula>
          The optimization module in SPAM2010 is almost the same as that in previous
versions. We apply the cross-entropy process in the General Algebraic
Modeling System (GAMS), which ensures that the optimization procedure iterates
until a solution is found. Once the allocation is successful, meaning that
an optimal or locally optimal solution has been found, the routine
immediately returns the allocated physical area (AllocA<inline-formula><mml:math id="M68" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula>) by grid <inline-formula><mml:math id="M69" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula>, crop <inline-formula><mml:math id="M70" display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula>, and
farming system <inline-formula><mml:math id="M71" display="inline"><mml:mi>l</mml:mi></mml:math></inline-formula>, and the program continues with postprocessing
automatically (Fig. 2). If the solution is infeasible or nonoptimal, the
program stops, allowing for manual scrutiny, adjustment, and rerun (see data
harmonization in the following section).</p>
</sec>
<?pagebreak page3551?><sec id="Ch1.S3.SS3">
  <label>3.3</label><title>Allocation</title>
      <p id="d1e1889">Using the results of the optimization, the allocation module produce maps of
harvested area (AllocH<inline-formula><mml:math id="M72" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula>), yield (AllocY<inline-formula><mml:math id="M73" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula>), and production quantity
(AllocP<inline-formula><mml:math id="M74" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula>) for each grid <inline-formula><mml:math id="M75" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula> by crop <inline-formula><mml:math id="M76" display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula> and farming system <inline-formula><mml:math id="M77" display="inline"><mml:mi>l</mml:mi></mml:math></inline-formula> (Fig. 2). For
harvested area, we convert the allocated physical area (AllocA<inline-formula><mml:math id="M78" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula>) to
allocated harvested area (AllocH<inline-formula><mml:math id="M79" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula>) by multiplying by cropping intensity
(CropIntensity<inline-formula><mml:math id="M80" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>j</mml:mi><mml:mi>l</mml:mi><mml:mi>k</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula>):
            <disp-formula id="Ch1.E14" content-type="numbered"><label>14</label><mml:math id="M81" display="block"><mml:mrow><mml:msub><mml:mi mathvariant="normal">AllocH</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="normal">AllocA</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub><mml:mo>×</mml:mo><mml:msub><mml:mi mathvariant="normal">CropIntensity</mml:mi><mml:mrow><mml:mi>j</mml:mi><mml:mi>l</mml:mi><mml:mi>k</mml:mi></mml:mrow></mml:msub><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula>
          For yield, we first calculate an average potential yield
(<inline-formula><mml:math id="M82" display="inline"><mml:mrow><mml:msub><mml:mover accent="true"><mml:mi mathvariant="normal">PotYield</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mrow><mml:mi>j</mml:mi><mml:mi>l</mml:mi><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">SRU</mml:mi></mml:msub></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula>) within an SRU using the allocated harvested
area as weight, then the allocated yield (AllocY<inline-formula><mml:math id="M83" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula>) is estimated as
            <disp-formula id="Ch1.E15" content-type="numbered"><label>15</label><mml:math id="M84" display="block"><mml:mrow><mml:msub><mml:mi mathvariant="normal">AllocY</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi mathvariant="normal">AdjPotYield</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub><mml:mo>×</mml:mo><mml:msub><mml:mi mathvariant="normal">AdjCropY</mml:mi><mml:mrow><mml:mi>j</mml:mi><mml:mi>l</mml:mi><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">SRU</mml:mi></mml:msub></mml:mrow></mml:msub></mml:mrow><mml:mrow><mml:msub><mml:mover accent="true"><mml:mi mathvariant="normal">PotYield</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mrow><mml:mi>j</mml:mi><mml:mi>l</mml:mi><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">SRU</mml:mi></mml:msub></mml:mrow></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where the average potential yield is calculated as
            <disp-formula id="Ch1.E16" content-type="numbered"><label>16</label><mml:math id="M85" display="block"><mml:mrow><?xmltex \hack{\hbox\bgroup\fontsize{9.5}{9.5}\selectfont$\displaystyle}?><mml:msub><mml:mover accent="true"><mml:mi mathvariant="normal">PotYield</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mrow><mml:mi>j</mml:mi><mml:mi>l</mml:mi><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">SRU</mml:mi></mml:msub></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mo>∑</mml:mo><mml:mrow><mml:mi>i</mml:mi><mml:mo>∈</mml:mo><mml:mi mathvariant="normal">SRU</mml:mi></mml:mrow></mml:msub><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi mathvariant="normal">AdjPotYield</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub><mml:mo>×</mml:mo><mml:msub><mml:mi mathvariant="normal">AllocH</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mfenced></mml:mrow><mml:mrow><mml:msub><mml:mo>∑</mml:mo><mml:mrow><mml:mi>i</mml:mi><mml:mo>∈</mml:mo><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">SRU</mml:mi></mml:msub></mml:mrow></mml:msub><mml:msub><mml:mi mathvariant="normal">AllocH</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><?xmltex \hack{$\egroup}?><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula>
          We finally estimate the production quantity (AllocP<inline-formula><mml:math id="M86" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula>) as
            <disp-formula id="Ch1.E17" content-type="numbered"><label>17</label><mml:math id="M87" display="block"><mml:mrow><mml:msub><mml:mi mathvariant="normal">AllocP</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="normal">AllocH</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub><mml:mo>×</mml:mo><mml:msub><mml:mi mathvariant="normal">AllocY</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula></p>
</sec>
</sec>
<sec id="Ch1.S4">
  <label>4</label><title>Data preparation for SPAM2010</title>
      <p id="d1e2295">The largest amount of effort to create a SPAM map is spent on identifying,
collecting, and harmonizing data. For the production of SPAM2010, we collect
raw data from two major sources: we first collect nonspatial crop
statistics for the data disaggregation process;  we then collect and/or
create multiple spatially explicit constraint maps at a 5 arcmin
resolution from both biophysical and socioeconomic aspects for the spatial
optimization and allocation processes. Afterwards, we introduce how these
multisourced data are harmonized and how data adjustment is taking place.</p>
<sec id="Ch1.S4.SS1">
  <label>4.1</label><title>Crop statistics</title>
<sec id="Ch1.S4.SS1.SSS1">
  <label>4.1.1</label><title>Crop statistics disaggregated by administrative units</title>
      <p id="d1e2312">We start with the administrative units (<inline-formula><mml:math id="M88" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula>) for which we have been able to
obtain crop production statistics (Fig. 2). We primarily used the FAO's Global
Administrative Unit Layers (GAUL) at both the national and subnational
levels to relate the tabulated crop statistics to gridded data during the
allocation process. GAUL contains shapefiles for three administrative-level
units: ADM0 (national level 0), ADM1 (subnational level 1), and ADM2
(subnational level 2). Shapefiles from the Database of Global
Administrative Areas (GADM) are used for ADM1 and ADM2 in China since they
proved to be easier to match to the statistics.</p>
      <p id="d1e2322">We collect crop statistics from FAOSTAT, EUROSTAT, CountrySTAT, ReSAKSS,
national statistical offices, ministries of agriculture or planning bureaus
of individual countries, household surveys, and a variety of ad hoc reports
related to a particular crop within a particular country (Fig. 2). SPAM
estimates are most dependent on the degree of disaggregation of the
underlying national and subnational production statistics, so it is
important to identify and collect as many subnational statistics as possible
(Joglekar et al., 2019). Although we prefer to collect
crop statistics for ADM1 and ADM2 and run the model at the ADM1 level for
all countries, crop statistics are unfortunately mostly available at the
ADM0 level, the subnational coverage being less complete. Therefore, for
most countries we run SPAM at an ADM0 level, except for some
(geographically) large countries that are modeled at an ADM1 level. We
summarize the subnational data coverage by region in Table 1. We present
the detailed procedure for collecting crop statistics in the Supplement (Sect. S1), which further contains a table listing all
countries that are modeled at an ADM1 level (Table S1) and a table listing
the sources of crop statistics by country and subnational coverage (Table S2) for all countries.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T1" specific-use="star"><?xmltex \currentcnt{1}?><label>Table 1</label><caption><p id="d1e2328">Subnational coverage of crop production statistics by region.</p></caption><oasis:table frame="topbot"><?xmltex \begin{scaleboxenv}{.95}[.95]?><oasis:tgroup cols="12">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="left"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:colspec colnum="4" colname="col4" align="right"/>
     <oasis:colspec colnum="5" colname="col5" align="right"/>
     <oasis:colspec colnum="6" colname="col6" align="left" colsep="1"/>
     <oasis:colspec colnum="7" colname="col7" align="right"/>
     <oasis:colspec colnum="8" colname="col8" align="right"/>
     <oasis:colspec colnum="9" colname="col9" align="left" colsep="1"/>
     <oasis:colspec colnum="10" colname="col10" align="right"/>
     <oasis:colspec colnum="11" colname="col11" align="right"/>
     <oasis:colspec colnum="12" colname="col12" align="right"/>
     <oasis:thead>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2"/>
         <oasis:entry namest="col3" nameend="col5" align="center"/>
         <oasis:entry colname="col6"/>
         <oasis:entry rowsep="1" namest="col7" nameend="col8" align="center">Full crop coverage </oasis:entry>
         <oasis:entry rowsep="1" colname="col9"/>
         <oasis:entry rowsep="1" namest="col10" nameend="col12" align="center">National harvested-area coverage </oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">Region</oasis:entry>
         <oasis:entry colname="col3">Countries</oasis:entry>
         <oasis:entry colname="col4">ADM1</oasis:entry>
         <oasis:entry colname="col5">ADM2</oasis:entry>
         <oasis:entry colname="col6"/>
         <oasis:entry colname="col7">ADM1</oasis:entry>
         <oasis:entry colname="col8">ADM2</oasis:entry>
         <oasis:entry colname="col9"/>
         <oasis:entry colname="col10">Harvested area</oasis:entry>
         <oasis:entry colname="col11">ADM1</oasis:entry>
         <oasis:entry colname="col12">ADM2</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">SPAM2010</oasis:entry>
         <oasis:entry colname="col2"/>
         <oasis:entry namest="col3" nameend="col5" align="left">(Count) </oasis:entry>
         <oasis:entry colname="col6"/>
         <oasis:entry namest="col7" nameend="col8" align="left">(Percent) </oasis:entry>
         <oasis:entry colname="col9"/>
         <oasis:entry colname="col10">(1000 ha)</oasis:entry>
         <oasis:entry namest="col11" nameend="col12" align="left">(Percent) </oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">Asia</oasis:entry>
         <oasis:entry colname="col3">25</oasis:entry>
         <oasis:entry colname="col4">477</oasis:entry>
         <oasis:entry colname="col5">9513</oasis:entry>
         <oasis:entry colname="col6"/>
         <oasis:entry colname="col7">90.9</oasis:entry>
         <oasis:entry colname="col8">86.4</oasis:entry>
         <oasis:entry colname="col9"/>
         <oasis:entry colname="col10">535 759</oasis:entry>
         <oasis:entry colname="col11">99.0</oasis:entry>
         <oasis:entry colname="col12">84.3</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">Canada</oasis:entry>
         <oasis:entry colname="col3">1</oasis:entry>
         <oasis:entry colname="col4">13</oasis:entry>
         <oasis:entry colname="col5">202</oasis:entry>
         <oasis:entry colname="col6"/>
         <oasis:entry colname="col7">100.0</oasis:entry>
         <oasis:entry colname="col8">81.3</oasis:entry>
         <oasis:entry colname="col9"/>
         <oasis:entry colname="col10">25 841</oasis:entry>
         <oasis:entry colname="col11">100.0</oasis:entry>
         <oasis:entry colname="col12">85.0</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">Europe</oasis:entry>
         <oasis:entry colname="col3">47</oasis:entry>
         <oasis:entry colname="col4">581</oasis:entry>
         <oasis:entry colname="col5">3323</oasis:entry>
         <oasis:entry colname="col6"/>
         <oasis:entry colname="col7">86.0</oasis:entry>
         <oasis:entry colname="col8">74.0</oasis:entry>
         <oasis:entry colname="col9"/>
         <oasis:entry colname="col10">169 506</oasis:entry>
         <oasis:entry colname="col11">91.6</oasis:entry>
         <oasis:entry colname="col12">45.3</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">Central America</oasis:entry>
         <oasis:entry colname="col3">42</oasis:entry>
         <oasis:entry colname="col4">479</oasis:entry>
         <oasis:entry colname="col5">11 721</oasis:entry>
         <oasis:entry colname="col6"/>
         <oasis:entry colname="col7">84.7</oasis:entry>
         <oasis:entry colname="col8">92.7</oasis:entry>
         <oasis:entry colname="col9"/>
         <oasis:entry colname="col10">146 396</oasis:entry>
         <oasis:entry colname="col11">97.5</oasis:entry>
         <oasis:entry colname="col12">81.0</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">Middle East</oasis:entry>
         <oasis:entry colname="col3">14</oasis:entry>
         <oasis:entry colname="col4">167</oasis:entry>
         <oasis:entry colname="col5">949</oasis:entry>
         <oasis:entry colname="col6"/>
         <oasis:entry colname="col7">81.1</oasis:entry>
         <oasis:entry colname="col8">53.6</oasis:entry>
         <oasis:entry colname="col9"/>
         <oasis:entry colname="col10">23 220</oasis:entry>
         <oasis:entry colname="col11">79.2</oasis:entry>
         <oasis:entry colname="col12">3.4</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">Northern Africa</oasis:entry>
         <oasis:entry colname="col3">6</oasis:entry>
         <oasis:entry colname="col4">132</oasis:entry>
         <oasis:entry colname="col5">1685</oasis:entry>
         <oasis:entry colname="col6"/>
         <oasis:entry colname="col7">80.6</oasis:entry>
         <oasis:entry colname="col8">85.1</oasis:entry>
         <oasis:entry colname="col9"/>
         <oasis:entry colname="col10">21 345</oasis:entry>
         <oasis:entry colname="col11">84.0</oasis:entry>
         <oasis:entry colname="col12">58.2</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">Oceania</oasis:entry>
         <oasis:entry colname="col3">19</oasis:entry>
         <oasis:entry colname="col4">68</oasis:entry>
         <oasis:entry colname="col5">789</oasis:entry>
         <oasis:entry colname="col6"/>
         <oasis:entry colname="col7">85.5</oasis:entry>
         <oasis:entry colname="col8">48.8</oasis:entry>
         <oasis:entry colname="col9"/>
         <oasis:entry colname="col10">26 379</oasis:entry>
         <oasis:entry colname="col11">97.3</oasis:entry>
         <oasis:entry colname="col12">1.5</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">Russia</oasis:entry>
         <oasis:entry colname="col3">1</oasis:entry>
         <oasis:entry colname="col4">91</oasis:entry>
         <oasis:entry colname="col5">91</oasis:entry>
         <oasis:entry colname="col6"/>
         <oasis:entry colname="col7">100.0</oasis:entry>
         <oasis:entry colname="col8">0.0</oasis:entry>
         <oasis:entry colname="col9"/>
         <oasis:entry colname="col10">52 079</oasis:entry>
         <oasis:entry colname="col11">100.0</oasis:entry>
         <oasis:entry colname="col12">100.0</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">Sub-Saharan Africa</oasis:entry>
         <oasis:entry colname="col3">50</oasis:entry>
         <oasis:entry colname="col4">687</oasis:entry>
         <oasis:entry colname="col5">3928</oasis:entry>
         <oasis:entry colname="col6"/>
         <oasis:entry colname="col7">79.0</oasis:entry>
         <oasis:entry colname="col8">68.6</oasis:entry>
         <oasis:entry colname="col9"/>
         <oasis:entry colname="col10">215 896</oasis:entry>
         <oasis:entry colname="col11">91.5</oasis:entry>
         <oasis:entry colname="col12">30.9</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">United States</oasis:entry>
         <oasis:entry colname="col3">1</oasis:entry>
         <oasis:entry colname="col4">51</oasis:entry>
         <oasis:entry colname="col5">3106</oasis:entry>
         <oasis:entry colname="col6"/>
         <oasis:entry colname="col7">100.0</oasis:entry>
         <oasis:entry colname="col8">87.0</oasis:entry>
         <oasis:entry colname="col9"/>
         <oasis:entry colname="col10">98 991</oasis:entry>
         <oasis:entry colname="col11">99.8</oasis:entry>
         <oasis:entry colname="col12">94.0</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">Total</oasis:entry>
         <oasis:entry colname="col3">206</oasis:entry>
         <oasis:entry colname="col4">2746</oasis:entry>
         <oasis:entry colname="col5">35 307</oasis:entry>
         <oasis:entry colname="col6"/>
         <oasis:entry colname="col7">85.1</oasis:entry>
         <oasis:entry colname="col8">85.2</oasis:entry>
         <oasis:entry colname="col9"/>
         <oasis:entry colname="col10">1 315 412</oasis:entry>
         <oasis:entry colname="col11">96.1</oasis:entry>
         <oasis:entry colname="col12">68.0</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">SPAM2005</oasis:entry>
         <oasis:entry colname="col2">Total</oasis:entry>
         <oasis:entry colname="col3">201</oasis:entry>
         <oasis:entry colname="col4">2799</oasis:entry>
         <oasis:entry colname="col5">33 425</oasis:entry>
         <oasis:entry colname="col6"/>
         <oasis:entry colname="col7">66.2</oasis:entry>
         <oasis:entry colname="col8">43.2</oasis:entry>
         <oasis:entry colname="col9"/>
         <oasis:entry colname="col10">1 239 026</oasis:entry>
         <oasis:entry colname="col11">93.4</oasis:entry>
         <oasis:entry colname="col12">54.6</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup><?xmltex \end{scaleboxenv}?></oasis:table><table-wrap-foot><p id="d1e2331"><italic>Source</italic>: assembled by authors.
Note: full crop coverage refers to the percentage of crops at the administrative
level with positive values or 0 in relation to all possible crops.
Percent of national harvested area covered by ADM1 or ADM2 is the share of
national area harvested reported by ADM1 or ADM2 units. In Russia we had no
data for ADM2 units.
The last row presents an overview of data coverage applied for SPAM2005 as a
comparison.</p></table-wrap-foot></table-wrap>

      <p id="d1e2916">We collect data in all the ADM1 units in the United States, Russia, and
Canada and at least 80 % of the ADM1 units for the remaining regions
worldwide, while Europe, the Middle East, Oceania, Russia, and sub-Saharan Africa
have data collected on the full set of crops in below 80 % of their ADM2
units. This coverage is substantially improved for SPAM2010 in comparison to that for
SPAM2005, which is only 66.2 % and 43.2 % for ADM1 and ADM2,
respectively (Table 1).</p>
      <p id="d1e2919">Monfreda et al. (2008) reported that 81 % of the global harvested-area data in their M3 in the year 2000 came from subnational sources, but
they do not distinguish coverage by subnational levels 1 and 2. SPAM often
has higher levels of subnational coverage than M3, especially in Africa and
the former states of the Soviet Union. This can be seen in SPAM2005; e.g.,
93.4 % of global data came from ADM1 sources and 54.6 % from ADM2
sources    (Wood-Sichra et al., 2016). In SPAM2010, such
coverage rates are further increased to 96.1 % and 68.0 %, respectively
(Table 1).</p>
</sec>
<sec id="Ch1.S4.SS1.SSS2">
  <label>4.1.2</label><title>Crop statistics disaggregated by crop types</title>
      <p id="d1e2930">We simultaneously allocate 42 crops and crop aggregates (<inline-formula><mml:math id="M89" display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula>) for SPAM2010
(Fig. 2). The crop categories are driven by the definitions of the FAO's Statistical Database
(FAOSTAT). Comprised of 33 individual crops (e.g., wheat,
rice, maize, barley, potato, bean, cotton) and nine crop aggregates (e.g.,
other cereal, vegetables), the SPAM2010 crop list covers all crops reported
by the FAO, except for explicit fodder crops (mostly grasses), which are not
modeled. When<?pagebreak page3552?> multiple FAO crops fall into a single SPAM2010 crop category
(e.g., vegetables), the FAO's corresponding area and production data were summed
up, and yields were calculated as a weighted average. We present the detailed
procedure for aligning the crop types in the Supplement (Sect. S2), which further
contains a full list of crops and their respective FAO code (Table S3).</p>
      <p id="d1e2940">We collect statistics on harvested area (H), production (P), and yield (Y; CropHPY) by each crop <inline-formula><mml:math id="M90" display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula> in each administrative unit <inline-formula><mml:math id="M91" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula> for data disaggregation
(Fig. 2). We prepare data for the model based on the 2009–2011 average of
the crop production statistics (AvgCropHPY<inline-formula><mml:math id="M92" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>j</mml:mi><mml:mi>k</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula>). If data are missing from this time
period, we use the average from the available data spanning the closest
years between 2005 and 2015. We make corrections for discrepancies in
statistical reporting units, crop names, and units of measurement during the
initial cleaning phase of the data. For example, we adjust all national and
subnational statistics (AdjCropHPY<inline-formula><mml:math id="M93" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>j</mml:mi><mml:mi>k</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula>) using the national 2009–2011 average from
FAO. In order to improve the comparability of the crop production statistics
across countries, we explicitly distinguish between crops not grown in an
area (coded as 0) and crop data that are not available for an area (coded
as a missing value). Despite the possible uncertainties in FAO data, it has
been chosen as the baseline in the adjustment of country statistics mainly
because (1) FAO data are the most widely acknowledged global agricultural
statistics and are hence the most appropriate source for the purpose, and (2) SPAM products have been used by many global models such as IMPACT from the International Food Policy Research Institute (IFPRI; <uri>https://www.ifpri.org/project/ifpri-impact-model</uri>, last access: 11 December 2020) and GLOBIOM from the International Institute for Applied Systems Analysis; <uri>https://iiasa.ac.at/web/home/research/GLOBIOM/GLOBIOM.html</uri>, last access: 11 December 2020). These models
use FAO country data for cross-country comparisons, and they need our maps to
be consistent with FAO data. In fact, the idea of conceptualizing SPAM is to
spatially allocate statistics from administrative units to spatial grids,
and the maps could be easily adjusted to any other country data. We present
the detailed procedure for adjusting the crop statistics in the Supplement (Sect. S3).</p>
</sec>
<sec id="Ch1.S4.SS1.SSS3">
  <label>4.1.3</label><title>Crop statistics disaggregated by farming systems</title>
      <p id="d1e2996">We elaborated the disaggregation module for obtaining the farming system
shares by crop <inline-formula><mml:math id="M94" display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula> and administrative unit <inline-formula><mml:math id="M95" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula> (Percent<inline-formula><mml:math id="M96" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>j</mml:mi><mml:mi>l</mml:mi><mml:mi>k</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula>) in Sect. 3.1. In some
countries there are statistics, in others experts may give their opinions,
or assumptions are made as to how some crops are grown in a similar way as
other crops. Supplementing Sect. 3.1, we present more details on the
procedure for obtaining the farming system shares in the Supplement (Sect. S4),
which further contains a table listing the sources of subnational farming
systems data (Table S4) and a table listing the farming system shares by
crop groups and selected countries (Table S5). For example, shares of the <italic>irrigated farming system</italic> were taken directly for country statistics like Brazil,
China, and the United States at ADM1. For some countries these figures were
found in MIRCA, and yet for the rest of the countries, AQUASTAT provides
information on irrigated areas per crop at the national level. We are able
to source data on farming system shares at the ADM1 level for limited large
countries (Table S4). Based on this list we showcase the shares of
production under irrigated and rainfed systems for selected crop groups and
countries (Table S5). We choose Brazil, China, Ethiopia, France, India,
Indonesia, Nigeria, Turkey, and the<?pagebreak page3553?> United States because they vary in
agroecology, region, income level, and geographical size. For cereal crops,
the three Asian countries (China, India, and Indonesia) have the highest
shares of irrigated area, whereas the two sub-Saharan countries (Ethiopia
and Nigeria) have the lowest shares of irrigated area. For root, tuber, and
pulse production, the United States and both European countries have the
highest shares of irrigated areas, while the sub-Saharan countries again
have less than 1 % each. Aggregating across all crops, the three
Asian countries rank highest in terms of irrigated area shares, while the two
sub-Saharan countries rank lowest.</p>
      <p id="d1e3030">We disaggregate the adjusted statistics on harvested area and yield
(AdjCropHPY<inline-formula><mml:math id="M97" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>j</mml:mi><mml:mi>k</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula>) for each of the four farming systems (Fig. 2). Harvested area by
farming system <inline-formula><mml:math id="M98" display="inline"><mml:mi>l</mml:mi></mml:math></inline-formula> (AdjCropH<inline-formula><mml:math id="M99" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>j</mml:mi><mml:mi>l</mml:mi><mml:mi>k</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula>) is directly calculated by multiplying the farming
system shares (Percent<inline-formula><mml:math id="M100" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>j</mml:mi><mml:mi>l</mml:mi><mml:mi>k</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula>), while the yields by farming system <inline-formula><mml:math id="M101" display="inline"><mml:mi>l</mml:mi></mml:math></inline-formula>
(AdjCropY<inline-formula><mml:math id="M102" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>j</mml:mi><mml:mi>l</mml:mi><mml:mi>k</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula>) are more complicated to calculate. Here we consider not only the
farming system shares but also the yield conversion factors (determined by
expert judgment) to distinguish the yield variations for irrigated versus
rainfed systems and rainfed–high versus rainfed–low systems. We present
the detailed procedure for disaggregating the crop statistics by farming
systems in the Supplement (Sect. S5), which further contains a list of the yield
conversion factors, i.e., both the factor of crop yield under irrigated
versus crop yield under rainfed (with an “I”) and that of yield under
rainfed high-input versus yield under rainfed low-input (with an “R”), for
selected crops and countries (Table S6).</p>
</sec>
<sec id="Ch1.S4.SS1.SSS4">
  <label>4.1.4</label><title>Physical area</title>
      <p id="d1e3110">We create a new variable – physical area (AdjCropA, i.e., the area footprint of the
crop irrespective of the number of times per year the same area was planted
and harvested) – for the model, recognizing that crop production may take
place over several seasons within a year. SPAM does not have a direct
mechanism for modeling sequential or intercropping processes, and thus we
use harvested area and cropping intensity (CropIntensity) per crop as a proxy for these
processes:
              <disp-formula id="Ch1.E18" content-type="numbered"><label>18</label><mml:math id="M103" display="block"><mml:mrow><mml:msub><mml:mi mathvariant="normal">AdjCropA</mml:mi><mml:mrow><mml:mi>j</mml:mi><mml:mi>l</mml:mi><mml:mi>k</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi mathvariant="normal">AdjCropH</mml:mi><mml:mrow><mml:mi>j</mml:mi><mml:mi>l</mml:mi><mml:mi>k</mml:mi></mml:mrow></mml:msub></mml:mrow><mml:mrow><mml:msub><mml:mi mathvariant="normal">CropIntensity</mml:mi><mml:mrow><mml:mi>j</mml:mi><mml:mi>l</mml:mi><mml:mi>k</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
            where AdjCropA<inline-formula><mml:math id="M104" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>j</mml:mi><mml:mi>l</mml:mi><mml:mi>k</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula> indicates the generated physical area by crop <inline-formula><mml:math id="M105" display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula>, farming
system <inline-formula><mml:math id="M106" display="inline"><mml:mi>l</mml:mi></mml:math></inline-formula>, and administrative unit <inline-formula><mml:math id="M107" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula>.</p>
      <p id="d1e3192">Implementing the crop allocation calculations by farming system enables more
flexibility when accounting for variation in these cropping intensity
practices. However, such data are still scarce. Only some country statistics
have such figures, e.g., Bangladesh and India; thus we rely primarily on
expert judgment to seek information on the number of cropping seasons by
crop, farming system, and country. We present the detailed procedure for
generating physical area in the Supplement (Sect. S6), which further contains a
table listing CropIntensity<inline-formula><mml:math id="M108" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>j</mml:mi><mml:mi>l</mml:mi><mml:mi>k</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula> by crop groups and selected countries (Table S7).</p><?xmltex \hack{\newpage}?>
</sec>
</sec>
<?pagebreak page3554?><sec id="Ch1.S4.SS2">
  <label>4.2</label><title>Spatial constraints</title>
<sec id="Ch1.S4.SS2.SSS1">
  <label>4.2.1</label><title>Cropland extent</title>
      <p id="d1e3226">We apply an already-classified land cover image – where cropland has been
identified (CropLand) – to determine the places where production statistics can be
allocated. Comparing to SPAM2000 and SPAM 2005, SPAM2010 updates not only the statistics but also the cropland distribution: it uses the global
cropland synergy map with a spatial resolution of 500 m circa 2010, jointly
produced by CAAS (Chinese Academy of Agriculture Sciences) and IFPRI (Fig. 1). The CAAS–IFPRI cropland dataset fuses
national and subnational statistics with multiple existing global land
cover maps including GlobeLand30, CCI-LC, GlobCover 2009, MODIS C5, and
Unified Cropland. It reports three major parameters by grid around the year
2010: the median and maximum cropland percentage (MedCropLand<inline-formula><mml:math id="M109" display="inline"><mml:msub><mml:mi/><mml:mi>i</mml:mi></mml:msub></mml:math></inline-formula> and
MaxCropLand<inline-formula><mml:math id="M110" display="inline"><mml:msub><mml:mi/><mml:mi>i</mml:mi></mml:msub></mml:math></inline-formula>) and a confidence score between 0 and 1 in the cropland estimation
(ProbCropLand<inline-formula><mml:math id="M111" display="inline"><mml:msub><mml:mi/><mml:mi>i</mml:mi></mml:msub></mml:math></inline-formula>). Although the synergy dataset does not delineate the geography of
specific crops, it designates the total cropland extent with a higher
accuracy than the input datasets and tries to be consistent with
administrative cropland statistics. The detailed description of the
CAAS–IFPRI cropland dataset is submitted as a parallel paper (see Lu et
al., 2020). Before using the cropland extent in SPAM2010, we aggregate the
cropland synergy map from 500 m grid cells to 5 arcmin grid cells for
the three major parameters. We present the cropland data preparation in the
Supplement (Sect. S7), which further contains the resampled maps on median
cropland (AggMedCropLand<inline-formula><mml:math id="M112" display="inline"><mml:msub><mml:mi/><mml:mi>i</mml:mi></mml:msub></mml:math></inline-formula>), maximum cropland (AggMaxCropLand<inline-formula><mml:math id="M113" display="inline"><mml:msub><mml:mi/><mml:mi>i</mml:mi></mml:msub></mml:math></inline-formula>), and cropland confidence
(AggProbCropLand<inline-formula><mml:math id="M114" display="inline"><mml:msub><mml:mi/><mml:mi>i</mml:mi></mml:msub></mml:math></inline-formula>; Fig. S1).</p>
</sec>
<sec id="Ch1.S4.SS2.SSS2">
  <label>4.2.2</label><title>Crop potential suitability</title>
      <p id="d1e3292">We estimate the crop suitable area (SuitArea) from GAEZv3.0 to consider the
spatially varied potential suitability for different crops in terms of
different thermal, moisture, and soil requirements as an allocating
parameter. GAEZv3.0 produces a 5 arcmin gridded suitability index for 49
major crops, four input levels (i.e., high, intermediate, low, or mixed), and
two main water regimes (i.e., irrigated or rainfed). The major crops
surveyed by GAEZ include most of the SPAM2010 crops; those not included are
assigned values from similar GAEZ crops. We present the detailed procedure
for estimating the suitable area (SuitArea<inline-formula><mml:math id="M115" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula>) for grid <inline-formula><mml:math id="M116" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula>, crop <inline-formula><mml:math id="M117" display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula>, and input <inline-formula><mml:math id="M118" display="inline"><mml:mi>l</mml:mi></mml:math></inline-formula> in
the Supplement (Sect. S8), which further contains a table illustrating the
concordance between GAEZ crops and SPAM2010 crops (Table S8) as well as maps of
suitable areas for maize irrigated rainfed–high and rainfed–low farming
systems (Fig. S2).</p><?xmltex \hack{\newpage}?>
</sec>
<sec id="Ch1.S4.SS2.SSS3">
  <label>4.2.3</label><title>Irrigated area</title>
      <p id="d1e3339">We adopt the irrigated area (IrrArea) from the Global Map of Irrigation Areas
(GMIA) to consider the share of irrigated area within a grid as an
allocation parameter. GMIAv5.0 is the only irrigated area dataset with
global coverage, which estimates the amount of area equipped for irrigation
at a 5 arcmin resolution for the period around 2005 (Siebert et
al., 2013). GIMAv5.0 does not include information on the functionality or
quality of irrigation equipment and makes no distinctions between different
types of irrigation, which may introduce errors and inconsistencies into the
allocation. We present a map of area equipped for irrigation at the grid
level (IrrArea<inline-formula><mml:math id="M119" display="inline"><mml:msub><mml:mi/><mml:mi>i</mml:mi></mml:msub></mml:math></inline-formula>) in Fig. S3 in the Supplement (Sect. S9).</p>
</sec>
<sec id="Ch1.S4.SS2.SSS4">
  <label>4.2.4</label><title>Protected area</title>
      <p id="d1e3359">We select the protected area (Protect) from the World Database on Protected Areas
(WDPA), released by the International Union for Conservation of Nature
(Deguignet et al., 2014), as an allocation parameter to indicate
the locations where crop production is least likely to take place.
Notionally, crop production does not occur within protected areas (such as
national parks, wilderness areas, and nature reserves), but in reality it
does. During the initial allocation process SPAM allows for crop allocation
in protected areas to allow for this reality, but if the model does not
solve, one option is to increase the area designated as cropland, suitable
land, or irrigated land. That expansion is not allowed into protected areas.
The data are originally in a polygon format. We convert them to 5 arcmin
grids (Protect<inline-formula><mml:math id="M120" display="inline"><mml:msub><mml:mi/><mml:mi>i</mml:mi></mml:msub></mml:math></inline-formula>) and map them in Fig. S4 in the Supplement (Sect. S10).</p>
</sec>
<sec id="Ch1.S4.SS2.SSS5">
  <label>4.2.5</label><title>Accessibility</title>
      <?pagebreak page3555?><p id="d1e3380">We adopt the population count from the Gridded Population of the World
(GPWv4.0) as a proxy to consider the influence of market accessibility
(Access) on farmers' crop choices (Eq. 10). GPWv4.0 provides a gridded
representation of human populations across the globe at a 30 arcsec
resolution  (CIESIN, 2016). For SPAM 2010, we aggregate the population
count grid to a 5 arcmin resolution and recalculate the population
density. Then we derive rural population density (AggRurPop<inline-formula><mml:math id="M121" display="inline"><mml:msub><mml:mi/><mml:mi>i</mml:mi></mml:msub></mml:math></inline-formula>) based on the
assumption that if there is cropland within the 5 arcmin grids, then the
population residing within the grids should be rural people. We do not aim
to distinguish rural area from urban area. Instead, the variable
AggRurPop<inline-formula><mml:math id="M122" display="inline"><mml:msub><mml:mi/><mml:mi>i</mml:mi></mml:msub></mml:math></inline-formula> is introduced to estimate the market accessibility and to account for
subsistence production. Therefore, it does not mean the accessibility of
getting food. As crop-specific revenue is divided by the total revenue
within a pixel (Eqs. 11 and 12), the prior is not affected by market
accessibility if it is not crop-specific. In other words, crop-specific
market accessibility is preferable for the current SPAM model. Such
accessibility does not exist now. We create a measure of market
accessibility (Access<inline-formula><mml:math id="M123" display="inline"><mml:msub><mml:mi/><mml:mi>i</mml:mi></mml:msub></mml:math></inline-formula>) from the grid-level estimates of rural population by
considering the relationship between AggRurPop<inline-formula><mml:math id="M124" display="inline"><mml:msub><mml:mi/><mml:mi>i</mml:mi></mml:msub></mml:math></inline-formula> and maximum and minimum rural
population densities within a country. Population in grids with no cropland
is not used in further calculation. We present the detailed procedure for
measuring Access<inline-formula><mml:math id="M125" display="inline"><mml:msub><mml:mi/><mml:mi>i</mml:mi></mml:msub></mml:math></inline-formula> in the Supplement (Sect. S11), which further contains a map of
AggRurPop<inline-formula><mml:math id="M126" display="inline"><mml:msub><mml:mi/><mml:mi>i</mml:mi></mml:msub></mml:math></inline-formula> (Fig. S5) and a table of minimum and maximum rural population
densities in select countries (Table S9).</p>
</sec>
<sec id="Ch1.S4.SS2.SSS6">
  <label>4.2.6</label><title>Crop revenue</title>
      <p id="d1e3446">We measure the crop potential revenue (Rev) – determined by market
accessibility (Access), crop prices (Price), and crop potential yield (PotYield) – as an
allocation parameter, which fully considers the influence of farmers' crop
choices. We adopt the crop-specific prices (Price<inline-formula><mml:math id="M127" display="inline"><mml:msub><mml:mi/><mml:mi>j</mml:mi></mml:msub></mml:math></inline-formula>) from the FAO's gross
production value. Prices for crop aggregates (e.g., tropical fruit) are
calculated as a weighted average from FAO world totals. It is important to
note that these are not spatially specific prices, and they likely
misrepresent the local economic realities and associated cropping choices
faced by farmers. We list the crop prices in Table S10 in the Supplement (Sect. S12). We estimate the crop-specific potential yield (PotYield<inline-formula><mml:math id="M128" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula>) as a
composite measure of potential harvested yield (PotHarvYield<inline-formula><mml:math id="M129" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula>) based on GAEZ. We
present the detailed procedure for estimating PotYield<inline-formula><mml:math id="M130" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula> in the Supplement (Sect. S12), which further contains a table listing the dry-matter yield conversion
factors (Table S11). Finally, we calculate the grid-level potential unit
revenue of planting a certain crop according to Eq. (1).</p>
</sec>
</sec>
<sec id="Ch1.S4.SS3">
  <label>4.3</label><title>Data harmonization and adjustment</title>
<sec id="Ch1.S4.SS3.SSS1">
  <label>4.3.1</label><title>Adjusting input data</title>
      <p id="d1e3516">We list the main input variables for SPAM2010 in Table 2. As we collect data
from various sources, it might inevitably cause information inconsistencies.
Therefore, we set rules to harmonize all these data. At the beginning, we
adjust all the area-related parameters (e.g., cropland area, irrigated area,
and suitable area) to satisfy the constraints at the administrative-unit
level before calculating the priors of physical area. When the model runs,
it might be unable to find the optimal allocation solution for a particular
country, administrative unit, or crop. Under these circumstances, we set
several options to “force” a solution, including adjusting the entropy
conditions and adjusting the data harmonization rules. We elaborate on the
details for adjusting areas (Sect. S13), entropy conditions (Sect. S14), and harmonization rules (Sect. S15), respectively, in the Supplement.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T2" specific-use="star"><?xmltex \currentcnt{2}?><label>Table 2</label><caption><p id="d1e3522">The main input variables used in SPAM2010.</p></caption><oasis:table frame="topbot"><?xmltex \begin{scaleboxenv}{.95}[.95]?><oasis:tgroup cols="3">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="left"/>
     <oasis:colspec colnum="3" colname="col3" align="left"/>
     <oasis:thead>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Variables</oasis:entry>
         <oasis:entry colname="col2">Definition</oasis:entry>
         <oasis:entry colname="col3">Sources</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1"><inline-formula><mml:math id="M131" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Administrative-unit levels (<inline-formula><mml:math id="M132" display="inline"><mml:mrow><mml:mi>k</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mo>,</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>,</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col3">GAUL, GADM</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><inline-formula><mml:math id="M133" display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Crop type (Total <inline-formula><mml:math id="M134" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 42)</oasis:entry>
         <oasis:entry colname="col3">FAOSTAT</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><inline-formula><mml:math id="M135" display="inline"><mml:mi>l</mml:mi></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Farming system (<inline-formula><mml:math id="M136" display="inline"><mml:mrow><mml:mi>l</mml:mi><mml:mo>=</mml:mo></mml:mrow></mml:math></inline-formula> I, H, L, S)</oasis:entry>
         <oasis:entry colname="col3">FAO reports etc.</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">CropHPY</oasis:entry>
         <oasis:entry colname="col2">Statistics on harvested area (H), production (P), and yield (Y)</oasis:entry>
         <oasis:entry colname="col3">FAOSTAT etc.</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">AvgCropHPY<inline-formula><mml:math id="M137" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>j</mml:mi><mml:mi>k</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">CropHPY averaged to 2009–2011</oasis:entry>
         <oasis:entry colname="col3">FAOSTAT etc.</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">AdjCropHPY<inline-formula><mml:math id="M138" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>j</mml:mi><mml:mi>k</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">AvgCropHPY<inline-formula><mml:math id="M139" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>j</mml:mi><mml:mi>k</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula>averaged to 2009–2011 and scaled to FAO statistics</oasis:entry>
         <oasis:entry colname="col3">Developed by authors</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Percent<inline-formula><mml:math id="M140" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>j</mml:mi><mml:mi>l</mml:mi><mml:mi>k</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Shares of farming systems <inline-formula><mml:math id="M141" display="inline"><mml:mi>l</mml:mi></mml:math></inline-formula> by crop <inline-formula><mml:math id="M142" display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula> and administrative unit <inline-formula><mml:math id="M143" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula>.</oasis:entry>
         <oasis:entry colname="col3">Developed by authors</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">AdjCropH<inline-formula><mml:math id="M144" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>j</mml:mi><mml:mi>l</mml:mi><mml:mi>k</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Adjusted harvested area (H) by <inline-formula><mml:math id="M145" display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula>, <inline-formula><mml:math id="M146" display="inline"><mml:mi>l</mml:mi></mml:math></inline-formula>, and <inline-formula><mml:math id="M147" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">Developed by authors</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">AdjCropY<inline-formula><mml:math id="M148" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>j</mml:mi><mml:mi>l</mml:mi><mml:mi>k</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Adjusted yield (Y) by <inline-formula><mml:math id="M149" display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula>, <inline-formula><mml:math id="M150" display="inline"><mml:mi>l</mml:mi></mml:math></inline-formula>, and <inline-formula><mml:math id="M151" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">Developed by authors</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">AdjCropA<inline-formula><mml:math id="M152" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>j</mml:mi><mml:mi>l</mml:mi><mml:mi>k</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Physical area (A) by <inline-formula><mml:math id="M153" display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula>, <inline-formula><mml:math id="M154" display="inline"><mml:mi>l</mml:mi></mml:math></inline-formula>, and <inline-formula><mml:math id="M155" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula>; AdjCropH<inline-formula><mml:math id="M156" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>j</mml:mi><mml:mi>l</mml:mi><mml:mi>k</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula> divided by CropIntensity<inline-formula><mml:math id="M157" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>j</mml:mi><mml:mi>l</mml:mi><mml:mi>k</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">Developed by authors</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">CropIntensity<inline-formula><mml:math id="M158" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>j</mml:mi><mml:mi>l</mml:mi><mml:mi>k</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Harvesting frequency per year per unit cropland by <inline-formula><mml:math id="M159" display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula>, <inline-formula><mml:math id="M160" display="inline"><mml:mi>l</mml:mi></mml:math></inline-formula>, and <inline-formula><mml:math id="M161" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">Expert judgments etc.</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><inline-formula><mml:math id="M162" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">5 arcmin grid cell</oasis:entry>
         <oasis:entry colname="col3">Developed by authors</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">AggMedCropLand<inline-formula><mml:math id="M163" display="inline"><mml:msub><mml:mi/><mml:mi>i</mml:mi></mml:msub></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Median cropland in each grid <inline-formula><mml:math id="M164" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">CAAS–IFPRI cropland</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">AggMaxCropLand<inline-formula><mml:math id="M165" display="inline"><mml:msub><mml:mi/><mml:mi>i</mml:mi></mml:msub></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Maximum cropland in each grid <inline-formula><mml:math id="M166" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">CAAS–IFPRI cropland</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">AggProbCropLand<inline-formula><mml:math id="M167" display="inline"><mml:msub><mml:mi/><mml:mi>i</mml:mi></mml:msub></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Probability that estimated cropland amount is correct in each grid <inline-formula><mml:math id="M168" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">CAAS–IFPRI cropland</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">AdjCropLand<inline-formula><mml:math id="M169" display="inline"><mml:msub><mml:mi/><mml:mi>i</mml:mi></mml:msub></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Total cropland in each grid <inline-formula><mml:math id="M170" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula>, after adjustments</oasis:entry>
         <oasis:entry colname="col3">Developed by authors</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">SuitArea<inline-formula><mml:math id="M171" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Total suitable area in each grid <inline-formula><mml:math id="M172" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula> by crop <inline-formula><mml:math id="M173" display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula> and farming system <inline-formula><mml:math id="M174" display="inline"><mml:mi>l</mml:mi></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">GAEZv3.0</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">AdjSuitArea<inline-formula><mml:math id="M175" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Total suitable area in each grid <inline-formula><mml:math id="M176" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula> by crop <inline-formula><mml:math id="M177" display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula> and farming system <inline-formula><mml:math id="M178" display="inline"><mml:mi>l</mml:mi></mml:math></inline-formula>, after adjustments</oasis:entry>
         <oasis:entry colname="col3">Developed by authors</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">IrrArea<inline-formula><mml:math id="M179" display="inline"><mml:msub><mml:mi/><mml:mi>i</mml:mi></mml:msub></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Area equipped for irrigation in each grid <inline-formula><mml:math id="M180" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">GMIAv5.0</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">AdjIrrArea<inline-formula><mml:math id="M181" display="inline"><mml:msub><mml:mi/><mml:mi>i</mml:mi></mml:msub></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Total irrigated area in each grid <inline-formula><mml:math id="M182" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula> by crop <inline-formula><mml:math id="M183" display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula> and farming system <inline-formula><mml:math id="M184" display="inline"><mml:mi>l</mml:mi></mml:math></inline-formula>, after adjustments</oasis:entry>
         <oasis:entry colname="col3">Developed by authors</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Protect<inline-formula><mml:math id="M185" display="inline"><mml:msub><mml:mi/><mml:mi>i</mml:mi></mml:msub></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Indicator of protected area in each grid <inline-formula><mml:math id="M186" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">WDPA</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Price<inline-formula><mml:math id="M187" display="inline"><mml:msub><mml:mi/><mml:mi>j</mml:mi></mml:msub></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Prices for <inline-formula><mml:math id="M188" display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula> calculated as a weighted average from world totals</oasis:entry>
         <oasis:entry colname="col3">FAO</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">AggRurPop<inline-formula><mml:math id="M189" display="inline"><mml:msub><mml:mi/><mml:mi>i</mml:mi></mml:msub></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Population density in each grid <inline-formula><mml:math id="M190" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">GPWv4.0</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Access<inline-formula><mml:math id="M191" display="inline"><mml:msub><mml:mi/><mml:mi>i</mml:mi></mml:msub></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Market accessibility in each grid <inline-formula><mml:math id="M192" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">Developed by authors</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">PotHarvYield<inline-formula><mml:math id="M193" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Potential harvested yield from GAEZ in grid <inline-formula><mml:math id="M194" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula> by crop <inline-formula><mml:math id="M195" display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula> and farming system <inline-formula><mml:math id="M196" display="inline"><mml:mi>l</mml:mi></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">GAEZv3.0</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">PotYield<inline-formula><mml:math id="M197" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Potential yield calculated from PotHarvYield<inline-formula><mml:math id="M198" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula> in grid <inline-formula><mml:math id="M199" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula> by crop <inline-formula><mml:math id="M200" display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula> and farming system <inline-formula><mml:math id="M201" display="inline"><mml:mi>l</mml:mi></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">Developed by authors</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Rev<inline-formula><mml:math id="M202" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Potential revenue in each grid <inline-formula><mml:math id="M203" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula> by crop <inline-formula><mml:math id="M204" display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula> and farming system <inline-formula><mml:math id="M205" display="inline"><mml:mi>l</mml:mi></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">Developed by authors</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><inline-formula><mml:math id="M206" display="inline"><mml:mrow><mml:msub><mml:mover accent="true"><mml:mi mathvariant="normal">CropA</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Prior allocation for physical area in each grid <inline-formula><mml:math id="M207" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula> by crop <inline-formula><mml:math id="M208" display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula> and farming system <inline-formula><mml:math id="M209" display="inline"><mml:mi>l</mml:mi></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">Developed by authors</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><inline-formula><mml:math id="M210" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">π</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Informed prior of physical area by <inline-formula><mml:math id="M211" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula>, <inline-formula><mml:math id="M212" display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula>, and <inline-formula><mml:math id="M213" display="inline"><mml:mi>l</mml:mi></mml:math></inline-formula>, calculated from <inline-formula><mml:math id="M214" display="inline"><mml:mrow><mml:msub><mml:mover accent="true"><mml:mi mathvariant="normal">CropA</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">Developed by authors</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><inline-formula><mml:math id="M215" display="inline"><mml:mrow><mml:msub><mml:mi>s</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Allocated shares of physical area in each grid <inline-formula><mml:math id="M216" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula> by crop <inline-formula><mml:math id="M217" display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula> and farming system <inline-formula><mml:math id="M218" display="inline"><mml:mi>l</mml:mi></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">Developed by authors</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">AllocA<inline-formula><mml:math id="M219" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Allocated physical area in each grid <inline-formula><mml:math id="M220" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula> by crop <inline-formula><mml:math id="M221" display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula> and farming system <inline-formula><mml:math id="M222" display="inline"><mml:mi>l</mml:mi></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">Developed by authors</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup><?xmltex \end{scaleboxenv}?></oasis:table><table-wrap-foot><p id="d1e3525"><italic>Source:</italic> developed by authors.</p></table-wrap-foot></table-wrap>

</sec>
<sec id="Ch1.S4.SS3.SSS2">
  <label>4.3.2</label><title>Adjusting allocation results</title>
      <p id="d1e4723">The model produces the allocated harvested area (AllocH<inline-formula><mml:math id="M223" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula>), the allocated
yield (AllocY<inline-formula><mml:math id="M224" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula>), and the production quantity (AllocP<inline-formula><mml:math id="M225" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula>) for SPAM2010. As a
final step, we need to adjust the allocation results in order to keep the
grid-level results consistent with the statistics. In each step of
estimation, we scale the results to the national 2009–2011 FAO average
(AvgCropHPY<inline-formula><mml:math id="M226" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>j</mml:mi><mml:mi>k</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:msub></mml:math></inline-formula>) by crop <inline-formula><mml:math id="M227" display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula> and country <inline-formula><mml:math id="M228" display="inline"><mml:mrow><mml:msub><mml:mi>k</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> to even out potential inaccuracies
introduced by the allocation adjustments. This means all the allocated
results in this subsection could be adjusted (if necessary) before being
applied in the next phase.</p>
      <p id="d1e4801">We first scale the allocated harvested area (AllocH<inline-formula><mml:math id="M229" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula>) to the national FAO
average to even out potential inaccuracies introduced by the allocation
adjustments:
              <disp-formula id="Ch1.E19" content-type="numbered"><label>19</label><mml:math id="M230" display="block"><mml:mtable class="split" rowspacing="0.2ex" columnspacing="1em" displaystyle="true" columnalign="right left"><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:msub><mml:mi mathvariant="normal">AdjAllocH</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi mathvariant="normal">AllocH</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:mrow><mml:mrow><mml:msub><mml:mo>∑</mml:mo><mml:mrow><mml:mi>i</mml:mi><mml:mo>∈</mml:mo><mml:msub><mml:mi>k</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:msub><mml:msub><mml:mo>∑</mml:mo><mml:mi>l</mml:mi></mml:msub><mml:msub><mml:mi mathvariant="normal">AllocH</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mfrac></mml:mstyle></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mspace width="1em" linebreak="nobreak"/><mml:mo>×</mml:mo><mml:msub><mml:mi mathvariant="normal">AvgFAOCropH</mml:mi><mml:mrow><mml:mi>j</mml:mi><mml:msub><mml:mi>k</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:msub><mml:mo>.</mml:mo></mml:mrow></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
            Total harvested area of each crop in the grid was calculated by summing
estimates across the four farming systems:
              <disp-formula id="Ch1.E20" content-type="numbered"><label>20</label><mml:math id="M231" display="block"><mml:mrow><mml:msub><mml:mi mathvariant="normal">djAllocH</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mo>∑</mml:mo><mml:mi>l</mml:mi></mml:msub><mml:msub><mml:mi mathvariant="normal">AdjAllocH</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub><mml:mspace width="1em" linebreak="nobreak"/><mml:mo>∀</mml:mo><mml:mi>l</mml:mi><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula>
            For yield, we begin with the potential harvested yields
(PotHarvYield<inline-formula><mml:math id="M232" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula>) developed earlier (see Sect. S12 in the Supplement). Missing values
were filled in sequentially using the following values in order of
availability.
<list list-type="custom"><list-item><label>i.</label>
      <p id="d1e4956">Potential yield from potential-suitability surfaces:<disp-formula id="Ch1.E21" content-type="numbered"><label>21</label><mml:math id="M233" display="block"><mml:mrow><mml:msub><mml:mi mathvariant="normal">AdjPotYield</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="normal">PotHarvYield</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub><mml:mo>;</mml:mo></mml:mrow></mml:math></disp-formula></p></list-item><list-item><label>ii.</label>
      <p id="d1e4989">Average potential yield in SRU:<disp-formula id="Ch1.E22" content-type="numbered"><label>22</label><mml:math id="M234" display="block"><mml:mtable columnspacing="1em" rowspacing="0.2ex" class="split" displaystyle="true" columnalign="right left"><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:msub><mml:mi mathvariant="normal">AdjPotYield</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mspace width="1em" linebreak="nobreak"/><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mo>∑</mml:mo><mml:mrow><mml:mi>i</mml:mi><mml:mo>∈</mml:mo><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">SRU</mml:mi></mml:msub></mml:mrow></mml:msub><mml:mfenced open="(" close=")"><mml:mrow><mml:msub><mml:mi mathvariant="normal">PotHarvYield</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub><mml:mo>×</mml:mo><mml:msub><mml:mi mathvariant="normal">AdjSuitArea</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mfenced></mml:mrow><mml:mrow><mml:msub><mml:mo>∑</mml:mo><mml:mrow><mml:mi>i</mml:mi><mml:mo>∈</mml:mo><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">SRU</mml:mi></mml:msub></mml:mrow></mml:msub><mml:msub><mml:mi mathvariant="normal">AdjSuitArea</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>;</mml:mo></mml:mrow></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula></p></list-item><list-item><label>iii.</label>
      <p id="d1e5085">Subnational yield by crop <inline-formula><mml:math id="M235" display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula>, input <inline-formula><mml:math id="M236" display="inline"><mml:mi>l</mml:mi></mml:math></inline-formula>, and ADM2 unit <inline-formula><mml:math id="M237" display="inline"><mml:mrow><mml:msub><mml:mi>k</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>:<disp-formula id="Ch1.E23" content-type="numbered"><label>23</label><mml:math id="M238" display="block"><mml:mrow><mml:msub><mml:mi mathvariant="normal">AdjPotYield</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="normal">AdjCropY</mml:mi><mml:mrow><mml:mi>j</mml:mi><mml:mi>l</mml:mi><mml:msub><mml:mi>k</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:msub><mml:mo>;</mml:mo></mml:mrow></mml:math></disp-formula></p></list-item><list-item><label>iv.</label>
      <p id="d1e5146">Subnational yield by crop <inline-formula><mml:math id="M239" display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula>, input <inline-formula><mml:math id="M240" display="inline"><mml:mi>l</mml:mi></mml:math></inline-formula>, and ADM1 unit <inline-formula><mml:math id="M241" display="inline"><mml:mrow><mml:msub><mml:mi>k</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>:<disp-formula id="Ch1.E24" content-type="numbered"><label>24</label><mml:math id="M242" display="block"><mml:mrow><mml:msub><mml:mi mathvariant="normal">AdjPotYield</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="normal">AdjCropY</mml:mi><mml:mrow><mml:mi>j</mml:mi><mml:mi>l</mml:mi><mml:msub><mml:mi>k</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:msub><mml:mo>;</mml:mo></mml:mrow></mml:math></disp-formula></p></list-item><list-item><label>v.</label>
      <p id="d1e5207">National yield by crop <inline-formula><mml:math id="M243" display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula>, input <inline-formula><mml:math id="M244" display="inline"><mml:mi>l</mml:mi></mml:math></inline-formula>, and ADM0 unit <inline-formula><mml:math id="M245" display="inline"><mml:mrow><mml:msub><mml:mi>k</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>:<disp-formula id="Ch1.E25" content-type="numbered"><label>25</label><mml:math id="M246" display="block"><mml:mrow><mml:msub><mml:mi mathvariant="normal">AdjPotYield</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="normal">AdjCropY</mml:mi><mml:mrow><mml:mi>j</mml:mi><mml:mi>l</mml:mi><mml:msub><mml:mi>k</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:msub><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula></p></list-item></list></p>
      <p id="d1e5267">Then we modify the allocated yield (AllocY<inline-formula><mml:math id="M247" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula>) according to the minimum and
maximum yields in the administrative unit:
              <disp-formula id="Ch1.E26" content-type="numbered"><label>26</label><mml:math id="M248" display="block"><mml:mrow><?xmltex \hack{\hbox\bgroup\fontsize{7.5}{7.5}\selectfont$\displaystyle}?><mml:mtable class="array" rowspacing="5.690551pt 5.690551pt 4.267913pt" columnalign="left left"><mml:mtr><mml:mtd><mml:mrow><mml:msub><mml:mi mathvariant="normal">ModAllocY</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="normal">MinYield</mml:mi><mml:mrow><mml:mi>j</mml:mi><mml:mi>l</mml:mi><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">SRU</mml:mi></mml:msub></mml:mrow></mml:msub></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mtext>if</mml:mtext><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msub><mml:mi mathvariant="normal">AllocY</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub><mml:mo>&lt;</mml:mo><mml:msub><mml:mi mathvariant="normal">MinYield</mml:mi><mml:mrow><mml:mi>j</mml:mi><mml:mi>l</mml:mi><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">SRU</mml:mi></mml:msub></mml:mrow></mml:msub></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mrow><mml:msub><mml:mi mathvariant="normal">ModAllocY</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="normal">MaxYield</mml:mi><mml:mrow><mml:mi>j</mml:mi><mml:mi>l</mml:mi><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">SRU</mml:mi></mml:msub></mml:mrow></mml:msub></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mtext>if</mml:mtext><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msub><mml:mi mathvariant="normal">AllocY</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub><mml:mo>&gt;</mml:mo><mml:msub><mml:mi mathvariant="normal">MaxYield</mml:mi><mml:mrow><mml:mi>j</mml:mi><mml:mi>l</mml:mi><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">SRU</mml:mi></mml:msub></mml:mrow></mml:msub></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mrow><mml:msub><mml:mi mathvariant="normal">ModAllocY</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="normal">AllocY</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mtext>if</mml:mtext><mml:mspace width="0.25em" linebreak="nobreak"/><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msub><mml:mi mathvariant="normal">MinYield</mml:mi><mml:mrow><mml:mi>j</mml:mi><mml:mi>l</mml:mi><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">SRU</mml:mi></mml:msub></mml:mrow></mml:msub><mml:mo>≤</mml:mo><mml:msub><mml:mi mathvariant="normal">AllocY</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mo>≤</mml:mo><mml:msub><mml:mi mathvariant="normal">MaxYield</mml:mi><mml:mrow><mml:mi>j</mml:mi><mml:mi>l</mml:mi><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">SRU</mml:mi></mml:msub></mml:mrow></mml:msub><mml:mo>.</mml:mo></mml:mrow></mml:mtd></mml:mtr></mml:mtable><?xmltex \hack{$\egroup}?></mml:mrow></mml:math></disp-formula>
            For production quantity, we scale the  AllocP<inline-formula><mml:math id="M249" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula> to the national FAO average:
              <disp-formula id="Ch1.E27" content-type="numbered"><label>27</label><mml:math id="M250" display="block"><mml:mrow><mml:msub><mml:mi mathvariant="normal">AdjAllocP</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi mathvariant="normal">AllocP</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:mrow><mml:mrow><mml:msub><mml:mo>∑</mml:mo><mml:mrow><mml:mi>i</mml:mi><mml:mo>∈</mml:mo><mml:msub><mml:mi>k</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:msub><mml:munder><mml:mo movablelimits="false">∑</mml:mo><mml:mi>l</mml:mi></mml:munder><mml:msub><mml:mi mathvariant="normal">AllocP</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>×</mml:mo><mml:msub><mml:mi mathvariant="normal">AvgCropP</mml:mi><mml:mrow><mml:mi>j</mml:mi><mml:msub><mml:mi>k</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:msub><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula>
            Then we calculate the total production in the grid by summing overall
production levels:
              <disp-formula id="Ch1.E28" content-type="numbered"><label>28</label><mml:math id="M251" display="block"><mml:mrow><mml:msub><mml:mi mathvariant="normal">AdjAllocP</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mo>∑</mml:mo><mml:mi>l</mml:mi></mml:msub><mml:msub><mml:mi mathvariant="normal">AdjAllocP</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub><mml:mo>,</mml:mo><mml:mspace width="1em" linebreak="nobreak"/><mml:mo>∀</mml:mo><mml:mi>l</mml:mi><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula>
            Finally, we recalculate the allocated yield from the allocated harvested
area and allocated production to effectively scale yields to the national
FAO average:
              <disp-formula id="Ch1.E29" content-type="numbered"><label>29</label><mml:math id="M252" display="block"><mml:mrow><mml:msub><mml:mi mathvariant="normal">AdjAllocY</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi mathvariant="normal">AdjAllocP</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:mrow><mml:mrow><mml:msub><mml:mi mathvariant="normal">AdjAllocH</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula>
            To simplify, the grid-cell yield is calculated from the reported yield at
the statistical reporting unit, the allocated area from model results, and the
potential yield (at grid-cell level) from GAEZ (Global Agroecological Zone).
These are illustrated in Eqs. (15) and (16): the spatial variation in yield
within a statistical reporting unit follows the same spatial variation in
the potential yield of that crop. In other words, the more suitable (higher
potential yield) cells would have a relatively higher yield while the
average yield of all the grid cells would be equal to the statistically
reported yield of the administrative unit.</p>
</sec>
</sec>
</sec>
<?pagebreak page3556?><sec id="Ch1.S5">
  <label>5</label><title>Results</title>
      <p id="d1e5673">In this section, we briefly showcase some of the main SPAM2010 results,
which mainly focus on the staple crops, to illustrate how SPAM2010 has been
produced.</p>
<?pagebreak page3557?><sec id="Ch1.S5.SS1">
  <label>5.1</label><title>Disaggregated crop statistics</title>
      <p id="d1e5683">Disaggregation of crop statistics is the first step for running the SPAM
model. Table 3 summarizes the disaggregated rice harvested area and yield
(area-weighted) for global rice production by four farming systems in
SPAM2010. At the global level, the world has harvested about <inline-formula><mml:math id="M253" display="inline"><mml:mrow><mml:mn mathvariant="normal">160</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mn mathvariant="normal">6</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> ha
of rice around 2010. The majority of rice production area is irrigated,
i.e., about <inline-formula><mml:math id="M254" display="inline"><mml:mrow><mml:mn mathvariant="normal">98</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mn mathvariant="normal">6</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula>ha, which accounts for 61.2 % of the total rice
harvested area. This share is followed by the high-input rainfed farming system
(17.3 %, approximately 27 million ha), subsistence farming system
(16.0 %, approximately 26 million ha), and low-input rainfed farming
system (5.5 %, approximately 9 million ha). The global-average rice yield
is 4374 <inline-formula><mml:math id="M255" display="inline"><mml:mrow><mml:mtext>kg</mml:mtext><mml:mo>/</mml:mo><mml:mtext>ha</mml:mtext></mml:mrow></mml:math></inline-formula>, which stands at the average yield between the irrigated farming
system (5528 <inline-formula><mml:math id="M256" display="inline"><mml:mrow><mml:mtext>kg</mml:mtext><mml:mo>/</mml:mo><mml:mtext>ha</mml:mtext></mml:mrow></mml:math></inline-formula>) and high-input rainfed farming system (3663 <inline-formula><mml:math id="M257" display="inline"><mml:mrow><mml:mtext>kg</mml:mtext><mml:mo>/</mml:mo><mml:mtext>ha</mml:mtext></mml:mrow></mml:math></inline-formula>) and
is much higher than the average yield of low-input rainfed farming system
(1810 <inline-formula><mml:math id="M258" display="inline"><mml:mrow><mml:mtext>kg</mml:mtext><mml:mo>/</mml:mo><mml:mtext>ha</mml:mtext></mml:mrow></mml:math></inline-formula>) and the average yield of subsistence farming system (1604 <inline-formula><mml:math id="M259" display="inline"><mml:mrow><mml:mtext>kg</mml:mtext><mml:mo>/</mml:mo><mml:mtext>ha</mml:mtext></mml:mrow></mml:math></inline-formula>). At the regional level, Asia (South Asia, South East Asia, East Asia
together) is the largest rice-producing region, which has harvested
approximately 142 million ha of rice around 2010. The majority of Asian
rice production area is also irrigated, and the share, i.e., 63.7 %, is
close to the global share of irrigated rice farming system. South Asia has
more rice area harvested (approximately 60 million ha) than South East Asia
(approximately 49 million ha) and East Asia (approximately 33 million ha).
However, the average rice yield in South Asia (3553 <inline-formula><mml:math id="M260" display="inline"><mml:mrow><mml:mtext>kg</mml:mtext><mml:mo>/</mml:mo><mml:mtext>ha</mml:mtext></mml:mrow></mml:math></inline-formula>) is lower than
South East Asia (4125 <inline-formula><mml:math id="M261" display="inline"><mml:mrow><mml:mtext>kg</mml:mtext><mml:mo>/</mml:mo><mml:mtext>ha</mml:mtext></mml:mrow></mml:math></inline-formula>) and East Asia (6566 <inline-formula><mml:math id="M262" display="inline"><mml:mrow><mml:mtext>kg</mml:mtext><mml:mo>/</mml:mo><mml:mtext>ha</mml:mtext></mml:mrow></mml:math></inline-formula>). Consequently, the
total rice production in these regions is very close to each other. Rice
production in North America is completely irrigated, and the average yield
is relatively high in this region. Subsistence rice production is mainly in
sub-Saharan Africa (SSA) and South Asia, and the rice yield under subsistence
conditions is also the lowest among the four farming systems.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T3" specific-use="star"><?xmltex \currentcnt{3}?><label>Table 3</label><caption><p id="d1e5816">Regional values for area and yield of rice from SPAM2010. Unit:
area (1000 ha);  yield (<inline-formula><mml:math id="M263" display="inline"><mml:mrow><mml:mtext>kg</mml:mtext><mml:mo>/</mml:mo><mml:mtext>ha</mml:mtext></mml:mrow></mml:math></inline-formula>).</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="11">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="right"/>
     <oasis:colspec colnum="3" colname="col3" align="right" colsep="1"/>
     <oasis:colspec colnum="4" colname="col4" align="right"/>
     <oasis:colspec colnum="5" colname="col5" align="right" colsep="1"/>
     <oasis:colspec colnum="6" colname="col6" align="right"/>
     <oasis:colspec colnum="7" colname="col7" align="right" colsep="1"/>
     <oasis:colspec colnum="8" colname="col8" align="right"/>
     <oasis:colspec colnum="9" colname="col9" align="right" colsep="1"/>
     <oasis:colspec colnum="10" colname="col10" align="right"/>
     <oasis:colspec colnum="11" colname="col11" align="right"/>
     <oasis:thead>
       <oasis:row>
         <oasis:entry colname="col1">Region</oasis:entry>
         <oasis:entry rowsep="1" namest="col2" nameend="col3" align="center" colsep="1">Irrigated </oasis:entry>
         <oasis:entry rowsep="1" namest="col4" nameend="col5" align="center" colsep="1">Rainfed–high </oasis:entry>
         <oasis:entry rowsep="1" namest="col6" nameend="col7" align="center" colsep="1">Rainfed–low </oasis:entry>
         <oasis:entry rowsep="1" namest="col8" nameend="col9" align="center" colsep="1">Subsistence </oasis:entry>
         <oasis:entry rowsep="1" namest="col10" nameend="col11" align="center">Total </oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">Area</oasis:entry>
         <oasis:entry colname="col3">Yield</oasis:entry>
         <oasis:entry colname="col4">Area</oasis:entry>
         <oasis:entry colname="col5">Yield</oasis:entry>
         <oasis:entry colname="col6">Area</oasis:entry>
         <oasis:entry colname="col7">Yield</oasis:entry>
         <oasis:entry colname="col8">Area</oasis:entry>
         <oasis:entry colname="col9">Yield</oasis:entry>
         <oasis:entry colname="col10">Area</oasis:entry>
         <oasis:entry colname="col11">Yield</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1">North America</oasis:entry>
         <oasis:entry colname="col2">1259</oasis:entry>
         <oasis:entry colname="col3">7779</oasis:entry>
         <oasis:entry colname="col4">–</oasis:entry>
         <oasis:entry colname="col5">–</oasis:entry>
         <oasis:entry colname="col6">–</oasis:entry>
         <oasis:entry colname="col7">–</oasis:entry>
         <oasis:entry colname="col8">–</oasis:entry>
         <oasis:entry colname="col9">–</oasis:entry>
         <oasis:entry colname="col10">1259</oasis:entry>
         <oasis:entry colname="col11">7779</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Central America</oasis:entry>
         <oasis:entry colname="col2">624</oasis:entry>
         <oasis:entry colname="col3">4408</oasis:entry>
         <oasis:entry colname="col4">147</oasis:entry>
         <oasis:entry colname="col5">2582</oasis:entry>
         <oasis:entry colname="col6">150</oasis:entry>
         <oasis:entry colname="col7">2228</oasis:entry>
         <oasis:entry colname="col8">49</oasis:entry>
         <oasis:entry colname="col9">2492</oasis:entry>
         <oasis:entry colname="col10">969</oasis:entry>
         <oasis:entry colname="col11">3698</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">South America</oasis:entry>
         <oasis:entry colname="col2">2126</oasis:entry>
         <oasis:entry colname="col3">7510</oasis:entry>
         <oasis:entry colname="col4">536</oasis:entry>
         <oasis:entry colname="col5">3320</oasis:entry>
         <oasis:entry colname="col6">1261</oasis:entry>
         <oasis:entry colname="col7">2536</oasis:entry>
         <oasis:entry colname="col8">995</oasis:entry>
         <oasis:entry colname="col9">2691</oasis:entry>
         <oasis:entry colname="col10">4917</oasis:entry>
         <oasis:entry colname="col11">4803</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Europe</oasis:entry>
         <oasis:entry colname="col2">540</oasis:entry>
         <oasis:entry colname="col3">6352</oasis:entry>
         <oasis:entry colname="col4">146</oasis:entry>
         <oasis:entry colname="col5">3315</oasis:entry>
         <oasis:entry colname="col6">122</oasis:entry>
         <oasis:entry colname="col7">7531</oasis:entry>
         <oasis:entry colname="col8">6</oasis:entry>
         <oasis:entry colname="col9">5340</oasis:entry>
         <oasis:entry colname="col10">814</oasis:entry>
         <oasis:entry colname="col11">5977</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Middle East &amp; North Africa</oasis:entry>
         <oasis:entry colname="col2">1034</oasis:entry>
         <oasis:entry colname="col3">6848</oasis:entry>
         <oasis:entry colname="col4">–</oasis:entry>
         <oasis:entry colname="col5">–</oasis:entry>
         <oasis:entry colname="col6">114</oasis:entry>
         <oasis:entry colname="col7">4340</oasis:entry>
         <oasis:entry colname="col8">–</oasis:entry>
         <oasis:entry colname="col9">–</oasis:entry>
         <oasis:entry colname="col10">1148</oasis:entry>
         <oasis:entry colname="col11">6599</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">SSA</oasis:entry>
         <oasis:entry colname="col2">2172</oasis:entry>
         <oasis:entry colname="col3">3844</oasis:entry>
         <oasis:entry colname="col4">415</oasis:entry>
         <oasis:entry colname="col5">3542</oasis:entry>
         <oasis:entry colname="col6">2513</oasis:entry>
         <oasis:entry colname="col7">1653</oasis:entry>
         <oasis:entry colname="col8">4413</oasis:entry>
         <oasis:entry colname="col9">1412</oasis:entry>
         <oasis:entry colname="col10">9514</oasis:entry>
         <oasis:entry colname="col11">2124</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">South Asia</oasis:entry>
         <oasis:entry colname="col2">32 156</oasis:entry>
         <oasis:entry colname="col3">4572</oasis:entry>
         <oasis:entry colname="col4">11 122</oasis:entry>
         <oasis:entry colname="col5">3536</oasis:entry>
         <oasis:entry colname="col6">3755</oasis:entry>
         <oasis:entry colname="col7">1405</oasis:entry>
         <oasis:entry colname="col8">12 746</oasis:entry>
         <oasis:entry colname="col9">1628</oasis:entry>
         <oasis:entry colname="col10">59 779</oasis:entry>
         <oasis:entry colname="col11">3553</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">South East Asia</oasis:entry>
         <oasis:entry colname="col2">25 620</oasis:entry>
         <oasis:entry colname="col3">5170</oasis:entry>
         <oasis:entry colname="col4">14 954</oasis:entry>
         <oasis:entry colname="col5">3774</oasis:entry>
         <oasis:entry colname="col6">850</oasis:entry>
         <oasis:entry colname="col7">1745</oasis:entry>
         <oasis:entry colname="col8">7500</oasis:entry>
         <oasis:entry colname="col9">1522</oasis:entry>
         <oasis:entry colname="col10">48 924</oasis:entry>
         <oasis:entry colname="col11">4125</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">East Asia</oasis:entry>
         <oasis:entry colname="col2">32 609</oasis:entry>
         <oasis:entry colname="col3">6610</oasis:entry>
         <oasis:entry colname="col4">561</oasis:entry>
         <oasis:entry colname="col5">4037</oasis:entry>
         <oasis:entry colname="col6">2</oasis:entry>
         <oasis:entry colname="col7">626</oasis:entry>
         <oasis:entry colname="col8">–</oasis:entry>
         <oasis:entry colname="col9">–</oasis:entry>
         <oasis:entry colname="col10">33 173</oasis:entry>
         <oasis:entry colname="col11">6566</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Russia</oasis:entry>
         <oasis:entry colname="col2">195</oasis:entry>
         <oasis:entry colname="col3">5173</oasis:entry>
         <oasis:entry colname="col4">–</oasis:entry>
         <oasis:entry colname="col5">–</oasis:entry>
         <oasis:entry colname="col6">–</oasis:entry>
         <oasis:entry colname="col7">–</oasis:entry>
         <oasis:entry colname="col8">–</oasis:entry>
         <oasis:entry colname="col9">–</oasis:entry>
         <oasis:entry colname="col10">195</oasis:entry>
         <oasis:entry colname="col11">5173</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Oceania</oasis:entry>
         <oasis:entry colname="col2">34</oasis:entry>
         <oasis:entry colname="col3">9620</oasis:entry>
         <oasis:entry colname="col4">–</oasis:entry>
         <oasis:entry colname="col5">–</oasis:entry>
         <oasis:entry colname="col6">5</oasis:entry>
         <oasis:entry colname="col7">3242</oasis:entry>
         <oasis:entry colname="col8">0</oasis:entry>
         <oasis:entry colname="col9">1960</oasis:entry>
         <oasis:entry colname="col10">39</oasis:entry>
         <oasis:entry colname="col11">8665</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">World</oasis:entry>
         <oasis:entry colname="col2">98 369</oasis:entry>
         <oasis:entry colname="col3">5528</oasis:entry>
         <oasis:entry colname="col4">27 881</oasis:entry>
         <oasis:entry colname="col5">3663</oasis:entry>
         <oasis:entry colname="col6">8773</oasis:entry>
         <oasis:entry colname="col7">1810</oasis:entry>
         <oasis:entry colname="col8">25 709</oasis:entry>
         <oasis:entry colname="col9">1 604</oasis:entry>
         <oasis:entry colname="col10">160 732</oasis:entry>
         <oasis:entry colname="col11">4374</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table><table-wrap-foot><p id="d1e5831"><italic>Source</italic>: developed from our own calculations.</p></table-wrap-foot></table-wrap>

</sec>
<sec id="Ch1.S5.SS2">
  <label>5.2</label><title>Allocated harvested area and yield</title>
      <p id="d1e6383">After applying the optimization model in GAMS, the disaggregated crop
statistics are spatially allocated to produce the SPAM maps. Figures 3 and
4 present the maps of harvested area and yield (after adjustment) for
maize, respectively. For all farming systems, as shown in Fig. 3e, maize
area is highly concentrated in northern China and North America. However,
maize production in North America is mainly rainfed with high input, while
in China, the rainfed farming system is mainly located in the northeastern part
(Fig. 3e), and the irrigated farming system is mainly found in the
north-central part (Fig. 3a). The rainfed low-input farming system (Fig. 3c) and subsistence farming system (Fig. 3d) for maize production are
mainly located in South America and SSA, while the rainfed high-input maize
farming system is also widely distributed outside China and northern America,
including Central America, Europe, and other regions (Fig. 3b). As shown in
Fig. 4e, the average maize yield is very high in North America and
Europe and is relatively high in South America and Asia.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F3" specific-use="star"><?xmltex \currentcnt{3}?><label>Figure 3</label><caption><p id="d1e6388">Harvested-area maps for maize in irrigated <bold>(a)</bold>, rainfed–high <bold>(b)</bold>,
rainfed–low <bold>(c)</bold>, subsistence <bold>(d)</bold>, and all <bold>(e)</bold> farming systems.</p></caption>
          <?xmltex \igopts{width=469.470472pt}?><graphic xlink:href="https://essd.copernicus.org/articles/12/3545/2020/essd-12-3545-2020-f03.png"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F4" specific-use="star"><?xmltex \currentcnt{4}?><label>Figure 4</label><caption><p id="d1e6414">Yield maps for maize in irrigated <bold>(a)</bold>, rainfed–high <bold>(b)</bold>,
rainfed–low <bold>(c)</bold>, subsistence <bold>(d)</bold>, and all <bold>(e)</bold> farming systems.</p></caption>
          <?xmltex \igopts{width=469.470472pt}?><graphic xlink:href="https://essd.copernicus.org/articles/12/3545/2020/essd-12-3545-2020-f04.png"/>

        </fig>

<?xmltex \hack{\newpage}?>
</sec>
</sec>
<?pagebreak page3559?><sec id="Ch1.S6">
  <label>6</label><title>Value of production</title>
      <p id="d1e6449">Finally, we use the average 2009–2010 base year price (international dollar,
I$) to compute value of production in each grid and for each crop and
farming system. Table 4 shows value of production for all crops, food and
nonfood crops in all regions, and the percentage of each category
value in relation to the total value. Asia (South Asia, South East Asia,
East Asia together) accounts for nearly half (49.2 %) of the total value
of crop production in 2010, while the Middle East and North Africa, Central
America, Russia, and Oceania account for less than 5 % each. Globally, food
crops account for 86.2 % of the total crop production value, with minor
regional differences (the classification of crops into food and nonfood is
detailed in Table S3).</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T4" specific-use="star"><?xmltex \currentcnt{4}?><label>Table 4</label><caption><p id="d1e6455">Value of production for all crops as well as food and nonfood crops in
various regions.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="6">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="right" colsep="1"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:colspec colnum="4" colname="col4" align="right" colsep="1"/>
     <oasis:colspec colnum="5" colname="col5" align="right"/>
     <oasis:colspec colnum="6" colname="col6" align="right"/>
     <oasis:thead>
       <oasis:row>
         <oasis:entry colname="col1">Region</oasis:entry>
         <oasis:entry rowsep="1" colname="col2">All crops</oasis:entry>
         <oasis:entry rowsep="1" namest="col3" nameend="col4" align="center" colsep="1">Food crops </oasis:entry>
         <oasis:entry rowsep="1" namest="col5" nameend="col6" align="center">Nonfood crops </oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">(million I$)</oasis:entry>
         <oasis:entry colname="col3">(million I$)</oasis:entry>
         <oasis:entry colname="col4">(percent)</oasis:entry>
         <oasis:entry colname="col5">(million I$)</oasis:entry>
         <oasis:entry colname="col6">(percent)</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1">North America</oasis:entry>
         <oasis:entry colname="col2">139 173</oasis:entry>
         <oasis:entry colname="col3">125 655</oasis:entry>
         <oasis:entry colname="col4">0.90</oasis:entry>
         <oasis:entry colname="col5">13 518</oasis:entry>
         <oasis:entry colname="col6">0.10</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Central America</oasis:entry>
         <oasis:entry colname="col2">33 174</oasis:entry>
         <oasis:entry colname="col3">26 340</oasis:entry>
         <oasis:entry colname="col4">0.79</oasis:entry>
         <oasis:entry colname="col5">6834</oasis:entry>
         <oasis:entry colname="col6">0.21</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">South America</oasis:entry>
         <oasis:entry colname="col2">135 222</oasis:entry>
         <oasis:entry colname="col3">99 950</oasis:entry>
         <oasis:entry colname="col4">0.74</oasis:entry>
         <oasis:entry colname="col5">35 272</oasis:entry>
         <oasis:entry colname="col6">0.26</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Europe</oasis:entry>
         <oasis:entry colname="col2">202 180</oasis:entry>
         <oasis:entry colname="col3">165 761</oasis:entry>
         <oasis:entry colname="col4">0.82</oasis:entry>
         <oasis:entry colname="col5">36 419</oasis:entry>
         <oasis:entry colname="col6">0.18</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Middle East &amp; North Africa</oasis:entry>
         <oasis:entry colname="col2">60 643</oasis:entry>
         <oasis:entry colname="col3">51 358</oasis:entry>
         <oasis:entry colname="col4">0.85</oasis:entry>
         <oasis:entry colname="col5">9285</oasis:entry>
         <oasis:entry colname="col6">0.15</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">SSA</oasis:entry>
         <oasis:entry colname="col2">110 406</oasis:entry>
         <oasis:entry colname="col3">96 474</oasis:entry>
         <oasis:entry colname="col4">0.87</oasis:entry>
         <oasis:entry colname="col5">13 931</oasis:entry>
         <oasis:entry colname="col6">0.13</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">South Asia</oasis:entry>
         <oasis:entry colname="col2">201 196</oasis:entry>
         <oasis:entry colname="col3">171 814</oasis:entry>
         <oasis:entry colname="col4">0.85</oasis:entry>
         <oasis:entry colname="col5">29 382</oasis:entry>
         <oasis:entry colname="col6">0.15</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">South East Asia</oasis:entry>
         <oasis:entry colname="col2">129 189</oasis:entry>
         <oasis:entry colname="col3">105 878</oasis:entry>
         <oasis:entry colname="col4">0.82</oasis:entry>
         <oasis:entry colname="col5">23 311</oasis:entry>
         <oasis:entry colname="col6">0.18</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">East Asia</oasis:entry>
         <oasis:entry colname="col2">367 338</oasis:entry>
         <oasis:entry colname="col3">344 799</oasis:entry>
         <oasis:entry colname="col4">0.94</oasis:entry>
         <oasis:entry colname="col5">22 539</oasis:entry>
         <oasis:entry colname="col6">0.06</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Russia</oasis:entry>
         <oasis:entry colname="col2">26 489</oasis:entry>
         <oasis:entry colname="col3">22 782</oasis:entry>
         <oasis:entry colname="col4">0.86</oasis:entry>
         <oasis:entry colname="col5">3707</oasis:entry>
         <oasis:entry colname="col6">0.14</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Oceania</oasis:entry>
         <oasis:entry colname="col2">13 426</oasis:entry>
         <oasis:entry colname="col3">11 337</oasis:entry>
         <oasis:entry colname="col4">0.84</oasis:entry>
         <oasis:entry colname="col5">2089</oasis:entry>
         <oasis:entry colname="col6">0.16</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">World</oasis:entry>
         <oasis:entry colname="col2">1 418 435</oasis:entry>
         <oasis:entry colname="col3">1 222 147</oasis:entry>
         <oasis:entry colname="col4">0.86</oasis:entry>
         <oasis:entry colname="col5">196 288</oasis:entry>
         <oasis:entry colname="col6">0.14</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table><table-wrap-foot><p id="d1e6458"><italic>Source</italic>: developed from our own calculations.</p></table-wrap-foot></table-wrap>

<?xmltex \hack{\newpage}?>
</sec>
<sec id="Ch1.S7">
  <label>7</label><title>Data availability</title>
      <p id="d1e6799">The SPAM2010 provides four essential output indicators, including the following.
<list list-type="custom"><list-item><label>a.</label>
      <p id="d1e6804">PHYSICAL AREA: it is measured in hectares and represents the actual area
where a crop is grown, not counting how often production was harvested from
it. Physical area is calculated for each production system and crop, and the
sum of all physical areas of the four production systems constitutes the
total physical area for that crop. The sum of the physical areas of all
crops in a pixel may not be larger than the pixel size.</p></list-item><list-item><label>b.</label>
      <p id="d1e6808">HARVESTED AREA:
also measured in hectares, harvested area is at least as large as physical
area but sometimes more since it also accounts for multiple harvests of a
crop on the same plot. Like for physical area, the<?pagebreak page3560?> harvested area is
calculated for each production system, and the sum of all harvested areas of
all production systems in a pixel amounts to the total harvested area of the
pixel. The sum of all the harvested areas of the crops in a pixel can be
larger than the pixel size.</p></list-item><list-item><label>c.</label>
      <p id="d1e6812">PRODUCTION: for each production system and
crop, production is calculated by multiplying area harvested by its
corresponding yield. It is measured in metric tons. The total production of
a crop includes the production of all production systems of that crop.</p></list-item><list-item><label>d.</label>
      <p id="d1e6816">YIELD: it is a measure of productivity, the amount of production per
harvested area, and is measured in kilograms per hectare. The total yield of a
crop, when considering all production systems, is not the sum of the
individual yields but the weighted average of the four yields.</p></list-item></list></p>
      <p id="d1e6819">The SPAM2010 can be downloaded from the Harvard Dataverse (<ext-link xlink:href="https://doi.org/10.7910/DVN/PRFF8V" ext-link-type="DOI">10.7910/DVN/PRFF8V</ext-link>; IFPRI, 2019), which includes all
results of maps, tables, and figures. Registered users can find more
information for the SPAM model and the previous versions of SPAM datasets
via the dedicated MapSPAM website (<uri>http://mapspam.info/</uri>, last access: 11 December 2020). The
formal SPAM products in 2000 and 2005 are also available on the MapSPAM website.
Their Dataverse addresses are <ext-link xlink:href="https://doi.org/10.7910/DVN/A50I2T" ext-link-type="DOI">10.7910/DVN/A50I2T</ext-link> (SPAM, 2000) and <ext-link xlink:href="https://doi.org/10.7910/DVN/DHXBJX" ext-link-type="DOI">10.7910/DVN/DHXBJX</ext-link> (SPAM, 2005). All these three datasets
are in the same place grouped under IFPRI Harvest Choice Dataverse
(<uri>https://dataverse.harvard.edu/dataverse/harvestchoice</uri>, last access: 11 December 2020).</p>
</sec>
<sec id="Ch1.S8" sec-type="conclusions">
  <label>8</label><title>Discussion</title>
<sec id="Ch1.S8.SS1">
  <label>8.1</label><title>Model uncertainty and validation</title>
      <p id="d1e6852">The first SPAM product was the regional-level agricultural-production maps
produced for Brazil circa 1994 (You et al., 2006). Since then the
model and products of SPAM have been continuously improved and updated.
Besides the evolution of the method (see Sect. 3), the evaluation of SPAM model
performance is also improving. In one of our early works, the uncertainty in the
model, i.e., the variance explained by the cross-entropy approach, is
evaluated by comparing it with the performance of simplified proportional
approaches, which have been used by Monfreda et al. (2008) for producing the
M3 dataset. It was proven that the cross-entropy approach was more successful in
estimating crop areas than the proportional approaches, no matter the
proportion to the total land area, to the cropland area, or to the amount of
(biophysically) suitable land for the production of each crop (You et al.,
2006). Moreover, many researchers believed that the inclusion of economic
factors, i.e., market, would increase the performance of the crop disaggregation
model (see the discussion in You et al., 2014), though it does not
automatically guarantee that model's outputs. This partly explained the
considerable discrepancies between SPAM2000 and M3 (Anderson et al., 2015)
and partly confirmed that using more sophisticated approaches for production
allocation would reduce uncertainty (Donaldson and Storeygard,
2016). In one of our recent works, the sensitivity of the variant of the
standard SPAM model output to a few methodological-data choices had been
evaluated. These include the spatial allocation method, the crop coverage,
the treatment of a “rest-of-crops” aggregate, the incorporation of a
“crop potential suitability” data layer, the inclusion of rudimentary
economic elements, and the administrative-unit details of the primary
source statistics. It showed that the<?pagebreak page3561?> standard SPAM estimates are
unsensitive to the inclusion of crude economic elements, moderately sensitive
to the set of crops or crop aggregates being modeled, and mostly dependent
on the degree of disaggregation of the underlying national and subnational
production statistics (Joglekar et al., 2019). This implies that the
improvements to the methodological aspect of SPAM have limited effect on
reducing uncertainty. By contrast, the quality and accuracy of the
underlying statistics used to prime the model are particularly pertinent
(Joglekar et al., 2019).</p>
      <p id="d1e6855">SPAM products are estimates with various uncertainty. Inaccuracy surely
exists and varies from region to region and even from crop to crop.
Although there were efforts paid to the evaluation of model
conceptualization and performance, those previous validations should not be
taken for granted for the latest updates. Therefore, we carried out
extensive validation work to assess the accuracy of the output maps of
SPAM2010. Firstly, we relied on a system through which we are able to send
the crop maps to collaborators and users alike for comments or assessment.
For example, the CGIAR is a global partnership which unites 15 centers
engaged in agricultural research. Each center has its own mandate
crops, e.g., IRRI (International Rice Research Institute) for rice and
CIMMYT (International Maize and Wheat Improvement Center) for maize and
wheat. We took advantage of their vast network of field offices and local
expertise to help us to validate the SPAM results. Many researchers from
these institutes have been involved in the production of SPAM2010, which
increases the reliability of the results. The Chinese Academy of
Agricultural Sciences (CAAS) undertook the regional-level validation for
SPAM2010 following the approaches they have applied for the evaluations of
previous SPAM products (Liu et al., 2013; Li et al., 2016; Chen et al.,
2016). Moreover, field-level validating information has either been
collected by crowdsourcing tools such as Geo-Wiki (Fritz et
al., 2012) and eFarm (Yu et al., 2017a) or through field trips and
workshops on-site or online, where local experts were asked to confirm or
validate the crop production maps by providing handwritten comments or
posting comments online at the our MapSPAM website. Most of these reports
were collected crop by crop and country by country. An example of the detailed
validation process is provided in the Supplement (see Sect. S16). The complete
validation process could take a great deal of effort and time, but these
users' feedback is quite important and valuable. We took this feedback
and rerun SPAM model and further released the updated versions of SPAM. The
previous SPAM products have been updated substantially with the help of
those comments. For example, SPAM2000 and SPAM2005 are at version 3.07 and
version 3.20, respectively. The current product, i.e., SPAM2010v1.10, was already
released after extensive validations; it is still open and ready to
receive more comments. Such an iterative process would enable a continued
update to improve the product quality.</p>
      <p id="d1e6858">Secondly, we qualitatively evaluated the uncertainty in the input data. Like any
models, the results depend on the input data and the modeling process. For
SPAM, the most important input data are the subnational crop data, which have a
large impact on the final product accuracy as mentioned before. We built our
SPAM uncertainty rating mainly on the availability and confidence of our
subnational data. In addition, we added the parameters and constraints we
have to adjust to solve the SPAM model. For example, we sometimes have to
abandon some crop-potential-suitability constraints in order to solve a
country. For some countries, we may have to allow cropland per pixel to
increase by 5 % or even 10 % of the original input to make the model run.
In addition, we collected feedback and comments from users, local experts,
and collaborators as discussed above. They are sporadic but very useful. We
combine all the information together to give a subjective rating on how
confidence we, the SPAM team, think of our final crop maps (both area and yield)
based on the judgment of the reliability of input data. Figure 5 shows the
country-level uncertainty rating with 5 categories (1 represents the lowest
uncertainty, 5 the highest). The complete rating list is presented in
Sect. S17 in the Supplement. Not surprisingly, the uncertainty in Africa and
South East Asia is higher than that in countries in Europe and America.
Although such a validation process is not vigorous, the result is
convincing, and such a rating is highly demanded and explicitly requested by
users.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F5" specific-use="star"><?xmltex \currentcnt{5}?><label>Figure 5</label><caption><p id="d1e6864">Subjective uncertainty rating for SPAM2010 input data by
individual countries.</p></caption>
          <?xmltex \igopts{width=412.564961pt}?><graphic xlink:href="https://essd.copernicus.org/articles/12/3545/2020/essd-12-3545-2020-f05.png"/>

        </fig>

      <?pagebreak page3562?><p id="d1e6873">Thirdly, we quantitatively evaluated the results by cross-comparing the
results with statistics at another administrative level that has not been
used in running the model. We ran SPAM with complete statistics (ADM0, ADM1,
and ADM2) and then ran them with only ADM0 and ADM1 statistics to see how
the aggregated results to ADM2 compare to the original statistics at ADM2,
or at least to the aggregated original results at ADM2. The runs were all
done at ADM1 and then combined to give results for the whole country. We
then calculated the coefficient of determination (<inline-formula><mml:math id="M264" display="inline"><mml:mrow><mml:msup><mml:mi>R</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula>) between the values
allocated from model and obtained from statistics to assess the model
performance. In general, a higher <inline-formula><mml:math id="M265" display="inline"><mml:mrow><mml:msup><mml:mi>R</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> indicates a better performance.
This approach has already been used for evaluating the performance of
SPAM2000 (You et al., 2014). The upper part of Fig. 6 shows the results of
such an approach applied to Brazil in SPAM2000 for its main food crops, while
the bottom part of Fig. 6 shows the results of the same approach applied
to the same country for the same crops in SPAM2010. The figure clearly
indicates that the model performed better in allocating rice than other
crops. Moreover, the performance improved greatly from SPAM2000 to SPAM2010,
especially for soybean and potato. We further selected a few smaller
countries in Asia and Africa to undertake the same assessment, which are
believed to have a relatively higher uncertainty in terms of input data
(Fig. 5). Bangladesh, Benin, Senegal, and Tanzania were selected as they have
good statistical data coverage in SPAM2010. Figure 7 shows that the
<inline-formula><mml:math id="M266" display="inline"><mml:mrow><mml:msup><mml:mi>R</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> for selected crops (i.e., maize, rice, and cotton) ranged between 0.66
and 0.94, suggesting that the overall performance of SPAM2010 is good in
these selected countries for those selected crops.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F6" specific-use="star"><?xmltex \currentcnt{6}?><label>Figure 6</label><caption><p id="d1e6911">Comparison between the allocated crop area and statistics crop
area at the ADM2 level in Brazil (log–log scale plot; unit: ha). The upper
part is for SPAM2000 and the bottom part is for SPAM2010.</p></caption>
          <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://essd.copernicus.org/articles/12/3545/2020/essd-12-3545-2020-f06.png"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F7" specific-use="star"><?xmltex \currentcnt{7}?><label>Figure 7</label><caption><p id="d1e6922">Comparison between the allocated crop area and statistics crop
area at the ADM2 level in Bangladesh, Benin, Senegal, and Tanzania for maize,
rice, and cotton (log–log scale plot; unit: ha).
</p></caption>
          <?xmltex \igopts{width=483.69685pt}?><graphic xlink:href="https://essd.copernicus.org/articles/12/3545/2020/essd-12-3545-2020-f07.png"/>

        </fig>

      <p id="d1e6931">Finally we did regional-level quantitative validations when third-party independent crop maps were available, given that it is impossible
for us to collect the true spatial distribution of crops (both area and
yield) for the time of 2010 on a global scale. Among the limited
third-party independent spatial crop distribution data, the Cropland Data
Layer (CDL; <uri>https://nassgeodata.gmu.edu/CropScape/</uri>, last access: 11 December 2020) is a
crop-specific land cover dataset created for the continental United States
using moderate-resolution satellite imagery and extensive agricultural
ground truth, which has been applied to validate our SPAM2010 product at the
regional scale by correlating the grid-level crop area. We focus on the
three most popular staple crops in the United States, i.e., maize, wheat, and
soybean, and obtain the crop area maps of 2009, 2000, and 2011 from CDL. We
calculate the 2009–2011 average crop areas at a 5 arcmin resolution for
CDL according to the scheme of SPAM2010 and further calculate the
coefficient of determination (<inline-formula><mml:math id="M267" display="inline"><mml:mrow><mml:msup><mml:mi>R</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula>) and the root mean square error
(RMSE) between the grid-level values derived from the two datasets (Fig. 8).
The values of <inline-formula><mml:math id="M268" display="inline"><mml:mrow><mml:msup><mml:mi>R</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> are between 0.71 and 0.91, and the values of RMSE are between
231 and 307 ha, indicating a relatively high reliability. In particular,
the higher <inline-formula><mml:math id="M269" display="inline"><mml:mrow><mml:msup><mml:mi>R</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> and lower RMSE suggest our maize and soybean maps are more
reliable than the wheat map. There are potentially many factors affecting
the different results if we treat CDL as the truth, for example,
the different accuracy or availability of input data, suitability layers, and parameters for the area shares and yield ratios. Another possible reason is
that we did not distinguish spring wheat and winter wheat in SPAM, which
partly explains why the agreement for wheat is lower than that for maize
and soybean. Moreover, the National Land Cover Dataset (NLCD) of China mapped paddy
field distribution as a special cropland cover at a 1 <inline-formula><mml:math id="M270" display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> 1 km grid
level (<uri>http://www.resdc.cn/data.aspx?DATAID=99</uri>, last access: 11 December 2020). By assuming paddy fields will be mostly used for growing rice, we
evaluate the rice area map in China by correlating SPAM2010_rice and NLCD2010_paddy according to the same scheme
described above. The value of <inline-formula><mml:math id="M271" display="inline"><mml:mrow><mml:msup><mml:mi>R</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> is 0.49, and the value of RMSE is 1024 ha
(Fig. 9). Although this result does not seem as good as the results from the
United States by using CDL, it is fairly acceptable because NLCD measures
land cover rather than land use and is in a relatively coarse spatial
resolution. Moreover, the <inline-formula><mml:math id="M272" display="inline"><mml:mrow><mml:msup><mml:mi>R</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> is substantially increased comparing to its
predecessors. For example, the <inline-formula><mml:math id="M273" display="inline"><mml:mrow><mml:msup><mml:mi>R</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> is assessed as 0.42 for SPAM2005 by
using the same approach according to Liu et al. (2013). In addition, there
are regional-level crop distribution maps produced by independent efforts on
interpreting remotely sensed images. For example, Zhang et al. (2017)
provided annual paddy area time series from 2000 to 2010 based on satellite
remote<?pagebreak page3563?> sensing for China and India. We compared these remote-sensing-derived
paddy maps with the rice area estimated by SPAM for the year 2010. The
<inline-formula><mml:math id="M274" display="inline"><mml:mrow><mml:msup><mml:mi>R</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> values are 0.36 and 0.34 for China and India, respectively (Fig. 10). We could expand this quantitative evaluation when more third-party
independent crop maps are available. However, it should be noted that errors
might exist in the third-party independent crop maps as well; hence this
quantitative evaluation approach also might result in uncertainty. Our
results show that the uncertainty gradually increases when applying CDL, NLCD,
and Zhang et al. (2017).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F8" specific-use="star"><?xmltex \currentcnt{8}?><label>Figure 8</label><caption><p id="d1e7028">Grid-by-grid comparison of crop area for maize <bold>(a)</bold>, wheat <bold>(b)</bold>, and
soybean <bold>(c)</bold> between SPAM2010 and CDL2010 in the continental US.</p></caption>
          <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://essd.copernicus.org/articles/12/3545/2020/essd-12-3545-2020-f08.png"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F9"><?xmltex \currentcnt{9}?><label>Figure 9</label><caption><p id="d1e7048">Grid-by-grid comparison between SPAM2010 rice area and NLCD2010
paddy field area in China.</p></caption>
          <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://essd.copernicus.org/articles/12/3545/2020/essd-12-3545-2020-f09.png"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F10" specific-use="star"><?xmltex \currentcnt{10}?><label>Figure 10</label><caption><p id="d1e7059">Grid-by-grid comparison between SPAM2010 and Zhang et al. (2017)
rice area in China and India.</p></caption>
          <?xmltex \igopts{width=469.470472pt}?><graphic xlink:href="https://essd.copernicus.org/articles/12/3545/2020/essd-12-3545-2020-f10.png"/>

        </fig>

</sec>
<sec id="Ch1.S8.SS2">
  <label>8.2</label><title>Data comparison</title>
      <p id="d1e7076">There are a few reports which compare SPAM with M3, MIRCA, and GAEZ,
especially their output maps circa 2000 (Anderson et al., 2015; Donaldson
and Storeygard, 2016). Although it is difficult to make statements about
which one is better, there are several features that distinguish SPAM
products from the M3, MIRCA, and GAEZ data. First, the estimates from SPAM
can be customized using user-provided data for one or more of the input
variables and return results to the provider in a short turnaround period.
Second, although SPAM runs mainly at a 5 arcmin resolution, it can be
run at higher resolutions provided that at least some of the rasterized
inputs also have higher-resolution data to support such an exercise. Third,
considerable effort is made to compile subnational crop statistics at
administrative level 2 (e.g., district or county) for all possible
countries. Fourth, if there is knowledge of crop existence in any area for
any crop, this can be incorporated into the model to make a more accurate
crop allocation. Moreover, SPAM does not have a large coverage of crops
(compared to M3) and does not include detailed biophysical parameters
(compared to MIRCA and GAEZ); instead it focuses more on agricultural
production by providing data on crop harvested area and yield disaggregated
by farming systems. Finally, SPAM results are readily available on the
internet in several formats (also tabular) for all interested users. We are
currently building a SPAM model in the cloud, where we let any user supply
his or her own input data and run SPAM on his or her own under the GitHub
platform. This SPAM in the cloud will be published and communicated to the SPAM
user community once it is ready.</p>
      <p id="d1e7079">Anderson et al. (2015) conclude that substantial discrepancies
exist across these four global spatially explicit crop production datasets
circa 2000, and the disagreement between models serves as a reminder of the
ongoing challenges to the creation of spatially explicit estimates of
harvested area and yield based on crop statistics. However, it is more
challenging to assess the disaggregated farming system results such as
irrigated rice vs. rainfed rice and subsistence maize vs. high-input rainfed
rice, which have not been systematically explored in Anderson et al. (2015).
We collected additional global datasets which are relevant to agricultural-production mapping, e.g., the average irrigated and rainfed yields (ca. 2000) from Siebert and Döll (2010) and the harvested area and yield for four crops (ca. 2005) from <uri>http://www.earthstat.org/</uri> (last access: 11 December 2020). We
compared these datasets with our SPAM products for the corresponding period.
We found that the results are differed from crop to crop and from farming
system to farming system. In general, the yield estimates on maize and wheat
are better than the other crops, and the irrigated yields are better than
the rainfed yields (Figs. 11 and  12).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F11" specific-use="star"><?xmltex \currentcnt{11}?><label>Figure 11</label><caption><p id="d1e7087">Grid-by-grid comparison between SPAM2000 and Siebert and Doll
(2010) in average irrigated and rainfed yields (log–log scale plot; unit:
<inline-formula><mml:math id="M275" display="inline"><mml:mrow><mml:mtext>kg</mml:mtext><mml:mo>/</mml:mo><mml:mtext>ha</mml:mtext></mml:mrow></mml:math></inline-formula>).</p></caption>
          <?xmltex \igopts{width=469.470472pt}?><graphic xlink:href="https://essd.copernicus.org/articles/12/3545/2020/essd-12-3545-2020-f11.png"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F12" specific-use="star"><?xmltex \currentcnt{12}?><label>Figure 12</label><caption><p id="d1e7111">Grid-by-grid comparison between SPAM2005 and EARTHSTAT2005 in
crop yields. (log–log scale plot; unit: <inline-formula><mml:math id="M276" display="inline"><mml:mrow><mml:mtext>kg</mml:mtext><mml:mo>/</mml:mo><mml:mtext>ha</mml:mtext></mml:mrow></mml:math></inline-formula>).</p></caption>
          <?xmltex \igopts{width=469.470472pt}?><graphic xlink:href="https://essd.copernicus.org/articles/12/3545/2020/essd-12-3545-2020-f12.png"/>

        </fig>

      <p id="d1e7132">However, as M3, MIRCA, and GAEZ do not provide subsequent global spatially
explicit crop production ca. 2000, it is impossible to compare the
current SPAM2010 with other data products. In order to illustrate the
continuity of SPAM products, we present a grid-by-grid comparison between
SPAM2010 and SPAM2005. Figure 13 shows that rice production in 2010
increased notably in eastern Europe, Africa, northeastern China, northwestern India,
southern Australia, etc., while it decreased notably in central Asia and South
America. Maize production displays an overall increase across the globe
between 2005 and 2010, except for some places in central Asia, which have
shown a<?pagebreak page3565?> decreasing trend. It is also noticeable that maize production in the
US and Europe has kept relatively stable. This result is accordant with the
“maize boom” which had taken place around the globe  (Herrmann,
2013), especially in the developing countries (Cairns et al.,
2013; Ornetsmüller et al., 2019). It should be noted that the current
type of comparison may not be a perfect comparison (because differences
exist in methodologies and data input applied in SPAM2005 and SPAM2010) and
that the current comparison only shows the rate of change; thus a higher
value does not necessarily indicate a huge change in absolute crop
production.</p>

      <?xmltex \floatpos{p}?><fig id="Ch1.F13" specific-use="star"><?xmltex \currentcnt{13}?><label>Figure 13</label><caption><p id="d1e7137">Comparison between SPAM2010 and SPAM2005: <bold>(a)</bold> relative difference
in rice production,  <bold>(b)</bold> relative difference in maize production.</p></caption>
          <?xmltex \igopts{width=469.470472pt}?><graphic xlink:href="https://essd.copernicus.org/articles/12/3545/2020/essd-12-3545-2020-f13.png"/>

        </fig>

      <p id="d1e7152">In addition, we compared the changes in crop area between SPAM products and
the abovementioned regional-level independent crop maps once they were
available in time series. We calculated the area changes in maize, wheat, and
soybean by overlaying CDL2005 and CDL2010 and undertook the same procedure
for SPAM. We then plot these changes (i.e., <inline-formula><mml:math id="M277" display="inline"><mml:mi mathvariant="normal">Δ</mml:mi></mml:math></inline-formula>CDL and <inline-formula><mml:math id="M278" display="inline"><mml:mi mathvariant="normal">Δ</mml:mi></mml:math></inline-formula>SPAM)
in Fig. 14. Likewise, we compared the changes in SPAM rice area and the
changes in paddy rice area obtained from Zhang et al. (2017; Fig. 15).
Figures 14 and  15 both show that the coefficient of determination is
extremely low between changes yielded from different data products, which
further reminds us that it is inappropriate to directly compare SPAM products
over time, although we are confident of the spatial accuracy of SPAM
products at each time stage. This is mainly because SPAM requires a
large number of input data, yet the sources of these multiple data inputs
cannot be guaranteed to be the same across different time stages. Therefore,
such changes reflected by SPAM products over time not only mix real changes
on the ground but also largely depend on the input data. For example, the
cropland layers (one of the most important data inputs) are accessed from
different sources to make sure the cropland data and the statistical data
are adopted for the same year. We did not evaluate the continuity of these
input data, which is almost impossible and is beyond the purpose of SPAM.
Consequently, it is suggested to use the SPAM products with, at least,
acknowledgement to the corresponding cropland layer, e.g., Lu et al. (2020)
for SPAM2010. Moreover, we do not recommend users to cross-compare the SPAM
products over time because the differences may have more input data
errors or inaccuracies than detecting the real change on the ground.</p>

      <?xmltex \floatpos{p}?><fig id="Ch1.F14" specific-use="star"><?xmltex \currentcnt{14}?><label>Figure 14</label><caption><p id="d1e7171">Comparison between SPAM crop area change and CDL crop area change
(log–log scale plot; unit: ha).</p></caption>
          <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://essd.copernicus.org/articles/12/3545/2020/essd-12-3545-2020-f14.png"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F15" specific-use="star"><?xmltex \currentcnt{15}?><label>Figure 15</label><caption><p id="d1e7183">Comparison between SPAM rice area change and Zhang et al. (2017)
paddy rice change (unit: ha).</p></caption>
          <?xmltex \igopts{width=469.470472pt}?><graphic xlink:href="https://essd.copernicus.org/articles/12/3545/2020/essd-12-3545-2020-f15.png"/>

        </fig>

</sec>
<sec id="Ch1.S8.SS3">
  <label>8.3</label><title>Limitations</title>
      <p id="d1e7200">As stated previously, the SPAM estimates are dependent on the extent and
veracity of the primary input data like most models (Joglekar et al., 2019).
SPAM2010 requires data on 42 crops in over 200 countries for the production
season. Ideally, these data should be collected at an ADM2 level; however
this is not always possible. It is particularly difficult to a few countries
such as Somali and Nigeria, where reliable data are not available, or different
input data just conflict with each other. For example, only one crop area (i.e.
millet) for<?pagebreak page3566?> a district is already larger than the total cropland area, yet
we know there are still five more crops growing in this district. In these
cases, we have to adjust the conflicting data using expert judgment to
make the model solvable. Since most cropping statistics are not delineated
by farming system, estimates of the shares of production under each of the
four systems in question are required. To convert harvested-area statistics
to the physical-area statistics used in the model, additional data on
cropping intensities by crop and farming systems must be collected. We have
made every effort to collect official or published data, and we reply on
expert judgments as the last resort when we simply could not find other
sources. For example, no country publishes official statistics on crop yield
ratio (yield conversion factor) between irrigated vs. rainfed crops. We
surveyed published papers, personal communication with the FAO's Agriculture to
2030 team, and gray literature to collect such data. While indeed a series
of expert judgments are used, the scope (e.g., crops and regions) is quite
limited in the overall input data. Once the data on disaggregate cropping
practices are compiled, several variables at a gridded scale are needed to
disaggregate these cropping statistics into the desired spatial units. These
data include estimates of cropland, irrigated land, suitable area and
yield, population density, and protected areas. The variety and sheer volume
required to run the SPAM (and related) models raise questions of
reliability and comprehensiveness of estimates across different cropping
statistics, geographic areas, and countries.</p>
      <p id="d1e7203">In terms of reliability, different sources of information may lead to
inconsistent and even incompatible information. For example, the data on the
estimated cropland extent within a grid are compiled from several sources,
which in turn deploy different methods to generate their estimates. The
extent of cropland within a grid is crucial information for the allocation
model, but the confidence regarding its actual location varies regionally (see Lu et al., 2020). Crop statistics on area harvested and yield may
not have been consistently collected and processed across different
countries, so these major data may be unreliable to begin with.
Additionally, two of the major conversion factors used, farming system
shares and cropping intensities, are often not available for each crop and
farming system within a country. Lacking raw data on these statistics for a
particular crop–country combination, these data were simply assigned from a
similar crop or country or created using expert judgment. Neither data on
cropping intensities nor farming system shares have been validated for
reliability. In terms of comprehensiveness, notably less subnational
coverage exists in developing countries, and only global-average commodity
price data were used to account for the economic influences on crop
production.</p>
      <?pagebreak page3568?><p id="d1e7206">The wide range of data sources, coverage, and regional nuances of crop
production have methodological implications. First, there are possible
trade-offs between data consistency and data reliability. For example, there
are requirements of the model (i.e., cropping intensities and farming system
shares) that are not consistently available within a country at the
administrative level needed. Often, these numbers are taken from
national-level values, even though they may not reflect the reality at the
administrative level. Secondly, multi- and intercropping are not handled in a
sophisticated manner within SPAM. These types of cropping patterns are only
accounted for using a single cropping intensity value per crop, farming
system, and (possibly) subnational unit. Finally, the market is important for
both subsistence farmers and commercial ones (Losch et al., 2012). In SPAM,
we rely on population density for an indirect representation of market
proximity. We use the rural population to calculate a prior for the <italic>subsistence portion</italic> of a crop
(i.e., subsistence among the four farming systems). For subsistence farmers,
by definition they mostly consume what they produce, and so we indeed assume
their production is closely correlated with their rural population size. For
all other farmers, we assume they produce for the market (local, regional, or
even international markets). The assumption of using rural population as a
proxy for market access was to break down the total cropland into individual
crop areas in the prior revenue calculation. We did not, explicitly or
implicitly, assume a rural population (even subsistence farmers) is entirely
fed by local agriculture. Instead, we applied rural population density as a
proxy for market access, which allows crop-specific tuning depending on how
crops are distributed across the four farming systems. As this crop-specific
revenue is divided by the total revenue within a pixel in Eqs. (9) and
(10), the prior is not affected by market accessibility if it is not
crop-specific. In other words, crop-specific market accessibility is
preferable for the current SPAM model. Yet such accessibility data at the
global scale do not exist now. We would consider including a more direct
representation of market proximity by actual travel times to markets or road
networks as the global roads and railways databases are becoming available
(Koks et al., 2019). Several trade-offs were made to ensure that the complex
allocation method was tractable, and it is important to recognize that these
trade-offs likely affect the plausibility of results.</p>
      <?pagebreak page3570?><p id="d1e7212">Last but not least, we admit that it is inappropriate to compare SPAM
products directly across time stages (Figs. 13–15), although we have paid
every effort to guarantee the spatial accuracy of SPAM products at each time
stage. It is largely because the system errors exist across various data
products. In a latest publication, Iizumi and Sakai (2020) released a
time series product of global gridded crop yields. Although they applied a
different approach (i.e., spatial adjustment) which is conceptually different
from the spatial disaggregation approach applied in SPAM, it provides great
implications to further integrate and standardize the SPAM and the similar
gridded earth system datasets for broader applications. There is an ongoing
consortium called The Land Use Change Knowledge Integration Network
(LUCKiNet; <uri>http://www.luckinet.org</uri>, last access: 11 December 2020). The SPAM team is part of this consortium, which
aims to integrate tools and standardize approaches across various ongoing
projects that develop gridded information on land use dynamics for
applications in food security, climate change, biodiversity, and other
related issue areas. Not only LUCKiNet aims to create crop maps comparable
over time, but we also want to have these maps consistent across land uses such
as cropland, grassland, and forest. The modeling techniques would consider the
spatiotemporal dynamics of different land use forms in an integrative
framework.</p>
</sec>
<sec id="Ch1.S8.SS4">
  <label>8.4</label><title>Concluding remarks</title>
      <p id="d1e7226">In this paper, we present SPAM2010, the latest global gridded agricultural-production dataset in 2010. SPAM2010 uses an updated cross-entropy approach
to make plausible estimates of crop distribution for 42 crops and four
farming systems within disaggregated units, which shows great improvement
over its predecessors: SPAM2000 and SPAM2005. For example, the expanded crop
list enables the analysis for not only staple food crops but also cash
crops. A recent study has analyzed the global beer supply by using SPAM2000
(Xie et al., 2018). It will be very promising to analyze the global
coffee and tea supply by using the latest dataset as these crops are newly
included in SPAM2010 and are in increasing demand with superior
economic value but also highly sensitive to climate change (Bunn et
al., 2015).</p>
      <p id="d1e7229">SPAM2010 substantially extends the SPAM family and fills the gap for the
work of global agricultural-production mapping by successfully creating a
global gridscape at the confluence between earth and farming systems. In
particular, it helps to better understand land management practices
characterized by concomitant data and knowledge gaps (e.g., crop selection and element of crop harvest; Erb et al., 2017). It not only allows analysts
and policymakers to better target agricultural and rural development
policies and investments, increasing food security and growth with minimal
environmental impacts, but also enables scientists to better address the
global-change challenges within the anthroposphere and beyond by providing
the only possibility for updating the global agricultural and environmental
assessments from 2000 (when M3, MIRCA, GAEZ, and SPAM2000 are
available) to 2005 and 2010 (when SPAM2005 and SPAM2010 are available
as well). All the SPAM maps and tabular data in multiple time stages are
freely available on the MapSPAM website (<uri>http://mapspam.info/</uri>  last access: 11 December 2020),
which also acts as a platform for validating and improving the performance
of the SPAM maps by collecting feedback from users.</p>
</sec>
</sec>

      
      </body>
    <back><app-group>
        <supplementary-material position="anchor"><p id="d1e7234">The supplement related to this article is available online at: <inline-supplementary-material xlink:href="https://doi.org/10.5194/essd-12-3545-2020-supplement" xlink:title="pdf">https://doi.org/10.5194/essd-12-3545-2020-supplement</inline-supplementary-material>.</p></supplementary-material>
        </app-group><notes notes-type="authorcontribution"><title>Author contributions</title>

      <p id="d1e7246">QY, LY, WW, and PY framed the work. QY, LY, UWS, and YR developed the SPAM2010
dataset. QY, LY, ML, WW, and PY developed the cropland layer, which has been used
as the main input data for SPAM2010. SF and WX helped the validation of
SPAM2010. UWS and AKBJ prepared a technical document. QY prepared the manuscript
with contributions from all the coauthors and wrote the final paper.</p>
  </notes><notes notes-type="competinginterests"><title>Competing interests</title>

      <p id="d1e7252">The authors declare that they have no conflict of interest.</p>
  </notes><ack><title>Acknowledgements</title><p id="d1e7258">The work forms part of the CAAS Agricultural Science and Technology Innovation Program (ASTIP), CGIAR Research Program on Water, Land and Ecosystems led by International Water Management Institute (IWMI), the CGIAR Research Program on Policies, Institutions, and Markets (PIM) led by International Food Policy Research Institute (IFPRI), and the International Science Technology Practice and Policy Center and GEMS Agroinformatics Initiative at the University of Minnesota. All people and institutes provided data or comments or feedback to SPAM are acknowledged. This work contributes to the Global Land Programme (<uri>http://www.glp.earth</uri>, last access: 11 December 2020).</p></ack><notes notes-type="financialsupport"><title>Financial support</title>

      <p id="d1e7267">This research has been supported by the National Natural Science Foundation of China (grant nos. 41921001 and 41871358), the National Key Research and Development Program of China (grant no. 2017YFE0104600) and the Central Public-interest Scientific Institution Basal Research Fund (no. Y2020YJ07).</p>
  </notes><notes notes-type="reviewstatement"><title>Review statement</title>

      <p id="d1e7273">This paper was edited by Yuyu Zhou and reviewed by Patrick Meyfroidt and Toshichika Iizumi.</p>
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    <!--<article-title-html>A cultivated planet in 2010 – Part 2: The global gridded agricultural-production maps</article-title-html>
<abstract-html><p>Data on global agricultural production are usually
available as statistics at administrative units, which does not give any
diversity and spatial patterns; thus they are less informative for subsequent
spatially explicit agricultural and environmental analyses. In the second
part of the two-paper series, we introduce SPAM2010 – the latest global
spatially explicit datasets on agricultural production circa 2010 – and
elaborate on the improvement of the SPAM (Spatial Production Allocation
Model) dataset family since 2000. SPAM2010 adds further methodological
and data enhancements to the available crop downscaling modeling, which
mainly include the update of base year, the extension of crop list, and the
expansion of subnational administrative-unit coverage. Specifically, it not
only applies the latest global synergy cropland layer (see Lu et al.,
submitted to the current journal) and other relevant data but also expands
the estimates of crop area, yield, and production from 20 to 42 major crops
under four farming systems across a global 5&thinsp;arcmin grid. All the SPAM
maps are freely available at the MapSPAM website (<a href="http://mapspam.info/" target="_blank"/>, last access: 11 December 2020),
which not only acts as a tool for validating and improving the performance
of the SPAM maps by collecting feedback from users but is also a
platform providing archived global agricultural-production maps for better
targeting the Sustainable Development Goals. In particular, SPAM2010 can be
downloaded via an open-data repository (DOI: <a href="https://doi.org/10.7910/DVN/PRFF8V" target="_blank">https://doi.org/10.7910/DVN/PRFF8V</a>; IFPRI, 2019).</p></abstract-html>
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