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  <front>
    <journal-meta><journal-id journal-id-type="publisher">ESSD</journal-id><journal-title-group>
    <journal-title>Earth System Science Data</journal-title>
    <abbrev-journal-title abbrev-type="publisher">ESSD</abbrev-journal-title><abbrev-journal-title abbrev-type="nlm-ta">Earth Syst. Sci. Data</abbrev-journal-title>
  </journal-title-group><issn pub-type="epub">1866-3516</issn><publisher>
    <publisher-name>Copernicus Publications</publisher-name>
    <publisher-loc>Göttingen, Germany</publisher-loc>
  </publisher></journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.5194/essd-12-2169-2020</article-id><title-group><article-title>Glacial lake inventory of high-mountain Asia in 1990<?xmltex \hack{\break}?> and 2018 derived from
Landsat images</article-title><alt-title>Glacial lake inventory of high-mountain Asia</alt-title>
      </title-group><?xmltex \runningtitle{Glacial lake inventory of high-mountain Asia}?><?xmltex \runningauthor{X.~Wang et al.}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes" rid="aff1 aff2">
          <name><surname>Wang</surname><given-names>Xin</given-names></name>
          <email>xinwang_hn@163.com</email>
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Guo</surname><given-names>Xiaoyu</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff2">
          <name><surname>Yang</surname><given-names>Chengde</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff3">
          <name><surname>Liu</surname><given-names>Qionghuan</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Wei</surname><given-names>Junfeng</given-names></name>
          
        <ext-link>https://orcid.org/0000-0001-9472-9342</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Zhang</surname><given-names>Yong</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff4">
          <name><surname>Liu</surname><given-names>Shiyin</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-9625-7497</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Zhang</surname><given-names>Yanlin</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Jiang</surname><given-names>Zongli</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Tang</surname><given-names>Zhiguang</given-names></name>
          
        </contrib>
        <aff id="aff1"><label>1</label><institution>School of Resource, Environment and Safety Engineering, Hunan
University of Science <?xmltex \hack{\break}?> and Technology, Xiangtan, 411100, China</institution>
        </aff>
        <aff id="aff2"><label>2</label><institution>State Key Laboratory of Cryospheric Science, Northwest Institute of
Eco-Environment and <?xmltex \hack{\break}?>Resources, Chinese Academy of Sciences, Lanzhou,
730000, China</institution>
        </aff>
        <aff id="aff3"><label>3</label><institution>Key Laboratory of Land Surface Pattern and Simulation,
Institute of Geographic Sciences and Natural Resources Research,
Chinese Academy of Sciences, Beijing, 100101, China</institution>
        </aff>
        <aff id="aff4"><label>4</label><institution>Institute of International Rivers and Eco-security, Yunnan University,
Kunming, 650000, China</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">Xin Wang (xinwang_hn@163.com)</corresp></author-notes><pub-date><day>13</day><month>September</month><year>2020</year></pub-date>
      
      <volume>12</volume>
      <issue>3</issue>
      <fpage>2169</fpage><lpage>2182</lpage>
      <history>
        <date date-type="received"><day>28</day><month>October</month><year>2019</year></date>
           <date date-type="rev-request"><day>14</day><month>January</month><year>2020</year></date>
           <date date-type="rev-recd"><day>10</day><month>July</month><year>2020</year></date>
           <date date-type="accepted"><day>25</day><month>July</month><year>2020</year></date>
      </history>
      <permissions>
        <copyright-statement>Copyright: © 2020 </copyright-statement>
        <copyright-year>2020</copyright-year>
      <license license-type="open-access"><license-p>This work is licensed under the Creative Commons Attribution 4.0 International License. To view a copy of this licence, visit <ext-link ext-link-type="uri" xlink:href="https://creativecommons.org/licenses/by/4.0/">https://creativecommons.org/licenses/by/4.0/</ext-link></license-p></license></permissions><self-uri xlink:href="https://essd.copernicus.org/articles/.html">This article is available from https://essd.copernicus.org/articles/.html</self-uri><self-uri xlink:href="https://essd.copernicus.org/articles/.pdf">The full text article is available as a PDF file from https://essd.copernicus.org/articles/.pdf</self-uri>
      <abstract><title>Abstract</title>
    <p id="d1e189">There is currently no glacial lake inventory data set for
the entire high-mountain Asia (HMA) area. The definition and classification
of glacial lakes remain controversial, presenting certain obstacles to
extensive utilization of glacial lake inventory data. This study integrated
glacier inventory data and 668 Landsat TM, ETM<inline-formula><mml:math id="M1" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula>, and OLI images and adopted
manual visual interpretation to extract glacial lake boundaries within a
10 km buffer from glacier extent using ArcGIS and ENVI software, normalized
difference water index maps, and Google Earth images. The theoretical and
methodological basis for all processing steps including glacial lake
definition and classification, lake boundary delineation, and uncertainty
assessment is discussed comprehensively in the paper. Moreover, detailed
information regarding the coding, location, perimeter and area, area error,
type, time phase, source image information, and subregions of the located
lakes is presented. It was established that 27 205 and 30 121 glacial lakes
(size 0.0054–6.46 km<inline-formula><mml:math id="M2" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula>) in HMA covered a combined area of <inline-formula><mml:math id="M3" display="inline"><mml:mrow><mml:mn mathvariant="normal">1806.47</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">2.11</mml:mn></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M4" display="inline"><mml:mrow><mml:mn mathvariant="normal">2080.12</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">2.28</mml:mn></mml:mrow></mml:math></inline-formula> km<inline-formula><mml:math id="M5" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> in 1990 and 2018,
respectively. The data set is now available from the National Special
Environment and Function of Observation and Research Stations Shared Service
Platform (China): <ext-link xlink:href="https://doi.org/10.12072/casnw.064.2019.db" ext-link-type="DOI">10.12072/casnw.064.2019.db</ext-link> (Wang et al., 2019a).</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

<sec id="Ch1.S1" sec-type="intro">
  <label>1</label><title>Introduction</title>
      <p id="d1e254">Against the background of climate warming and the consequent widespread mass
loss of glaciers in alpine regions, increasing volumes of glacial meltwater
are being released. This results in glacial lake expansion and extended
areas of low-lying terrain (e.g. depressions and troughs) left behind by
retreating glaciers in which water can accumulate and new glacial lakes can
form (Clague and Evans, 2000; Mool et al., 2001; Song et al., 2016). As both
a water resource and a source of flash flood and debris flow hazards, glacial
lakes participate in several natural processes, e.g. regional energy and
water cycles (Slemmons et al., 2013); act as both indicators and containers
of environmental information (Wang et al., 2016, 2019b; Zhang et al., 2019);
and drive hillslope erosion and landscape evolution (Cook et al., 2018) in
the alpine cryosphere. On the one hand, glacial lakes act as temporary
storage for the meltwater resource because a considerable amount of
meltwater is retained by glacial lake expansion; e.g. approximately
0.2 % a<inline-formula><mml:math id="M6" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> of the total glacial meltwater was reserved in glacial lakes
from 1990 to 2010 in the Tien Shan in central Asia (Wang et al.,
2013). On the other hand, given the worldwide expansion in lake area in
recent decades, the potential will increase for glacial lakes<?pagebreak page2170?> to develop
into glacial lake outburst floods and related debris flows that could
threaten downstream residents, infrastructure, and regional ecological and
environmental security (Huggel et al., 2002; ICMOD, 2011; Bolch et al.,
2012; Haeberli et al., 2016). Thus, glacial lakes perform important roles
both in the meltwater cycle and in glacier hazard evolution in the
cryosphere.</p>
      <p id="d1e269">Following the rapid development of remote sensing technology and computer
science, remote sensing imagery acquired by various satellites and sensors
has been used widely in glacial lake research. In particular, Landsat
imagery has become the most important data source for the dynamic investigation
of glacial lakes because of its wide coverage, continuous and long-term
temporal sequence, and accessibility. Based on remote sensing data, both the
distribution and the characteristics of change in glacial lakes in the
mountains and watersheds in the high-mountain Asia (HMA) region have been
widely reported (Supplement Table S1). For example, multi-source remote
sensing imagery has been used to compile glacial lake inventories for
regions of the Tibetan Plateau (Zhang et al., 2015), the Tien Shan
(Wang et al., 2013), the Himalaya (Gardelle et al., 2011; Nie et
al., 2017), the Hengduan Mountains (Wang et al., 2017), Uzbekistan (Petrov et
al., 2017), Pakistan (Senese et al., 2018), and HMA, excluding the
Altai and Sayan (Chen et al., 2020). These inventories have proved an
important data resource both for revealing the spatio-temporal
characteristics of glacial lakes and for understanding the response of
glacial lakes to the effects of climate change in these regions.</p>
      <p id="d1e272">Automatic and semi-automatic glacial lake boundary vectorization approaches
have been used most widely in regional glacial lake investigations because
of their higher efficiency and objectivity in comparison with manual visual
vectorization. In such research, water bodies are usually determined based
on the characteristics of different remote sensing bands and
computer-dependent algorithms, e.g. the normalized difference water index
(NDWI), band ratio, support vector machine, decision tree, spectral
transformation, object-oriented classification, global–local iterative
scheme, active contour model, and random forest (Gardelle et al., 2011;
Huggel et al., 2002; Li et al., 2011; Veh et al., 2018; Zhang et al., 2018).
However, manual post-processing is often required to calibrate the
uncertainties that could easily be produced by the above approaches.
Furthermore, the labour costs associated with rectification of lake boundary
errors increase sharply with increasing complexity of study area terrain
(Yang et al., 2019). With consideration of the accuracy, efficiency, and
time overheads associated with the various vectorization approaches, a
manual vectorization approach was adopted for investigation of the glacial
lakes on the Tibetan Plateau (Zhang et al., 2015) despite the
labour requirements and the anticipated additional errors produced by
individual subjectivity (Nie et al., 2017; Yang et al., 2019;
Song et al., 2014).</p>
      <p id="d1e275">Controversies and knowledge gaps remain regarding available glacial lake
inventories for different alpine cryosphere regions, which present certain
obstacles to extensive utilization of glacial lake inventory data. The main
problems relate to regional differences in lake development, inconsistent
specifications of lake definition, and the adoption of various approaches
regarding lake interpretation (Yao et al., 2018). There is no
existing comprehensive glacial lake inventory for the entire HMA, and
knowledge regarding the spatio-temporal characteristics of glacial lakes in
this region remains incomplete. The objectives of this study were to fill
this knowledge gap by producing a glacial lake inventory data set for HMA
derived from Landsat images and to provide fundamental data for water
resource evaluation, assessment of glacial lake outburst floods, and glacier
hydrology research in the mountain cryosphere region.</p>
</sec>
<sec id="Ch1.S2">
  <label>2</label><title>Study area</title>
      <p id="d1e286">The HMA area mainly comprises the Tibetan Plateau and surrounding alpine
ranges. The area is divided into 13 subregions in version 6 of the Randolph
Glacier Inventory (RGI 6.0), i.e. the Himalayan area (western Himalaya,
central Himalaya, and eastern Himalaya), the Hengduan Mountains, southern and
eastern Tibet, Inner Tibet, the Karakoram and western Kunlun, the Qilian Shan and
eastern Kunlun, the Hindu Kush, the Pamir, the Hissar–Alay and western Tien Shan, the
eastern Tien Shan, and the Altai and Sayan (Arendt et al., 2015; Pfeffer et al.,
2014). The boundaries of the 13 subregions and outlines of the glaciers in
HMA derived from RGI 6.0 are shown in Fig. 1. This
region (26–54<inline-formula><mml:math id="M7" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N, 67–104<inline-formula><mml:math id="M8" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> E)
is characterized by tremendously complex topographic conditions with a
widespread distribution of mountain glaciers. According to the Climatic
Research Unit Time Series v4.02 data set (<uri>http://data.ceda.ac.uk/badc/cru/data/cru_ts/cru_ts_4.02/</uri>, last access: 5 September 2020), the air temperature of the
different subregions in HMA increased at an average annual rate of
0.002–0.054 <inline-formula><mml:math id="M9" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> a<inline-formula><mml:math id="M10" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> during 1990–2018 (Fig. 1). The annual rate
of change in precipitation in HMA during 1990–2018 varied from <inline-formula><mml:math id="M11" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">9.9</mml:mn></mml:mrow></mml:math></inline-formula> to
4.2 mm a<inline-formula><mml:math id="M12" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> with a small average rate of increase of 0.3 mm a<inline-formula><mml:math id="M13" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1" specific-use="star"><?xmltex \currentcnt{1}?><label>Figure 1</label><caption><p id="d1e368">Location of subregions, rate of change in air temperature
(1990–2018), and buffer area within 10 km of glacier extent for glacial
lake inventory of high-mountain Asia.</p></caption>
        <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://essd.copernicus.org/articles/12/2169/2020/essd-12-2169-2020-f01.png"/>

      </fig>

      <?pagebreak page2171?><p id="d1e377">The HMA area has the largest surviving glaciers of any region other than the
polar regions. As reported in RGI 6.0, there were 97 973 modern glaciers in
our study area, covering a total area of approximately 98 768.86 km<inline-formula><mml:math id="M14" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula>.
Together, these glaciers produced an average negative mass balance of <inline-formula><mml:math id="M15" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">150</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">110</mml:mn></mml:mrow></mml:math></inline-formula> kg m<inline-formula><mml:math id="M16" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> a<inline-formula><mml:math id="M17" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> (Hock et al., 2019), which was the
primary source of water supply for the development of glacial lakes. Over
recent decades, glaciers in most areas of HMA appear to have experienced
widespread mass wastage and area shrinkage (Bolch et al., 2012; Yao et al.,
2012; Kääb et al., 2012; Brun et al., 2017). However, the so-called
“Karakoram Anomaly” refers to a region that is a prominent exception,
which is characterized by glaciers with stable or positive mass balance
(Hewitt, 2005; Gardner et al., 2013; Kääb et al., 2015).
<?xmltex \hack{\newpage}?></p>
</sec>
<sec id="Ch1.S3">
  <label>3</label><title>Data source</title>
      <p id="d1e436">We developed our glacial lake inventory of HMA based on 668 high-quality
images selected from more than 1800 Landsat images with a 30 m spatial
resolution derived from the websites of the United States Geological Survey
(<uri>https://www.usgs.gov/</uri>,  last access: 5 September 2020) and Geospatial Data Cloud (<uri>http://www.gscloud.cn/</uri>, last access: 5 September 2020). To ensure the accuracy of glacial lake boundary
extraction, the following criteria were applied to imagery selection. First,
the cloud coverage in an image had to be <inline-formula><mml:math id="M18" display="inline"><mml:mrow><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> %. Second, for
areas with no eligible or only low-quality imagery (because of snow or
shadows) in the given year, acceptable images from years closest to the
given year were chosen as replacements (Fig. 2). Third, images acquired in
summer or autumn (June–November), when lake areas were believed to be near to or at
their maximal extent, were set as optimal choices to minimize the impact
produced by seasonal area changes in the glacial lakes (Fig. 2). Based on
the above criteria, 394 and 274 Landsat images were selected to represent
circa 1990 and circa 2018, respectively, which completely covered the buffer
area within 10 km of glacier extent acquired from the second Chinese glacier
inventory (<uri>http://westdc.westgis.ac.cn</uri>, last access: 5 September 2020) and RGI 6.0 (<uri>https://www.glims.org/RGI/rgi60_dl.html</uri>, last access: 5 September 2020). Among the
selected images, those acquired during summer and autumn (June–November)
accounted for 82.0 % of the total number of selected images, while those
acquired during autumn (September–November) accounted for 56.9 % of the
total number. In addition, a Shuttle Radar Topography Mission digital
elevation model with a spatial resolution of 1 arcsec (<uri>http://imagico.de/map/demsearch.php</uri>, last access: 5 September 2020) was used to derive the elevation of
the glacial lakes.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F2"><?xmltex \currentcnt{2}?><label>Figure 2</label><caption><p id="d1e467">Time phases of remote sensing images selected for high-mountain Asia glacial lake inventory.</p></caption>
        <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://essd.copernicus.org/articles/12/2169/2020/essd-12-2169-2020-f02.png"/>

      </fig>

</sec>
<sec id="Ch1.S4">
  <label>4</label><title>Glacial lake inventory methods</title>
<sec id="Ch1.S4.SS1">
  <label>4.1</label><title>Outline of workflow</title>
      <p id="d1e491">The methods and workflow adopted in this study to produce the glacial lake
inventory mainly included collation of knowledge and formulation of the
specifications of the glacial lake inventory, data preprocessing, manual
vectorization of glacial lakes, interactive checking and error controlling,
and attribute database assignment (Fig. 3).
<list list-type="order"><list-item>
      <p id="d1e496"><italic>Collation of available knowledge regarding glacial lake inventories.</italic> As
much literature as possible relevant to the investigation and recording of
glacial lakes was collected. The various definitions and classifications of
glacial lakes, as well as the methods adopted previously for glacial lake
boundary extraction and assessment of the extent of glacial lake
distributions, were summarized, and normative rules were formulated for the HMA
glacial lake inventory, as explained further in Sect. 4.2.</p></list-item><list-item>
      <p id="d1e502"><italic>Formulation of the specifications of lake identification.</italic> First, a
working group of four leading experts in the field was founded in 2014 to
discuss and formulate the specifications of the glacial lake inventory.
Current knowledge regarding identification of lakes from Landsat imagery
(e.g. pixel colour, lake shape, and lake background features) and
specifications of vectorization (e.g. viewing scale of <inline-formula><mml:math id="M19" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>:</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> 000 on a
computer screen vectorization of mixed pixels) were discussed, and unified
operating criteria were compiled to guide the glacial lake inventory
operatives. Novice vectorization operatives were trained until their
vectorization results met the pre-specifications of the inventory.</p></list-item><list-item>
      <p id="d1e520"><italic>Preprocessing of remote sensing data.</italic> Preprocessing of the Landsat
imagery included false-colour compositing and calculation of NDWI maps. The
false-colour composite images were based on combinations of the operating
bands of 7, 5, and 2 or 4, 3, and 2 for Landsat TM and ETM<inline-formula><mml:math id="M20" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula> images and 5, 4,
and 3 for Landsat OLI images. The preliminary lake extent was extracted
automatically from each image over the entire HMA area using the NDWI based
on the near-infrared band (NIR) and green band (GREEN), which represent the
minimum and maximum water reflectance, respectively  (McFeeters, 1996;
Zhai et al., 2015; Li et al., 2016; Zhang et al., 2018):<disp-formula id="Ch1.E1" content-type="numbered"><label>1</label><mml:math id="M21" display="block"><mml:mrow><mml:mi mathvariant="normal">NDWI</mml:mi><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi>B</mml:mi><mml:mi mathvariant="normal">GREEN</mml:mi></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi>B</mml:mi><mml:mi mathvariant="normal">NIR</mml:mi></mml:msub></mml:mrow><mml:mrow><mml:msub><mml:mi>B</mml:mi><mml:mi mathvariant="normal">GREEN</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:msub><mml:mi>B</mml:mi><mml:mi mathvariant="normal">NIR</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>where <inline-formula><mml:math id="M22" display="inline"><mml:mrow><mml:msub><mml:mi>B</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the spectral band of Landsat imagery. The NDWI maps were
calculated for each selected Landsat image using different region-specific
thresholds. Liu et al. (2016) and Du et al. (2014) suggested that it might
be preferable to set the optimized threshold of NDWI<inline-formula><mml:math id="M23" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mi mathvariant="normal">GREEN</mml:mi><mml:mo>/</mml:mo><mml:mi mathvariant="normal">NIR</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula> of
Landsat OLI images to <inline-formula><mml:math id="M24" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.05</mml:mn></mml:mrow></mml:math></inline-formula>. By considering the edge effects according to
the mixed pixels, this study initially selected a lower optimal threshold
(approx. <inline-formula><mml:math id="M25" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.1</mml:mn></mml:mrow></mml:math></inline-formula>) for specific images to obtain the maximum water body. Then,
higher thresholds were tested for visual water extraction before a suitable
threshold (which varied in the range of <inline-formula><mml:math id="M26" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.10</mml:mn></mml:mrow></mml:math></inline-formula> to 0.20) was selected for a given
image to obtain the NDWI map. When manual vectorization was performed on a
false-colour composite image, the NDWI maps of potential glacial lakes were
overlaid to assist in glacial lake identification.</p></list-item><list-item>
      <p id="d1e629"><italic>Manual vectorization and entering of attribute data.</italic> The inventory work
was performed during 2014–2019. Seven groups were formed to conduct lake
boundary vectorization of the 13 HMA subregions. After vectorization of a
glacial lake, it was required that manual attribute items (e.g. data source
and lake type) be input concurrently.</p></list-item><list-item>
      <p id="d1e635"><italic>Interactive checking and accuracy control.</italic> First, glacial lakes were
discerned via human–computer interaction; i.e. potential glacial lakes were
revealed by the NDWI maps or identified visually from the false-colour
composite images. Second, glacial lake boundary vectorization results were
checked interactively by another vectorization operative to eliminate
misclassified areas of shadow and ice and to add areas of glacial lakes
evidently omitted in the boundary extraction process. This checking process
also minimized the subjective judgement errors of the operatives. Third,
attribute items such as glacial lake classification, new or disappeared lakes,
and separated or coalesced lakes were checked interactively. In this process,
Google Earth imagery was used as an important auxiliary reference data
source for error examination.</p></list-item></list></p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F3"><?xmltex \currentcnt{3}?><label>Figure 3</label><caption><p id="d1e642">Flow chart of HMA glacial lake inventory.</p></caption>
          <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://essd.copernicus.org/articles/12/2169/2020/essd-12-2169-2020-f03.png"/>

        </fig>

</sec>
<?pagebreak page2172?><sec id="Ch1.S4.SS2">
  <label>4.2</label><title>Illustration of key methods</title>
<sec id="Ch1.S4.SS2.SSS1">
  <label>4.2.1</label><title>Definition of glacial lakes</title>
      <p id="d1e666">The definition of a glacial lake determines the type of cryosphere water
body that will be recorded as a glacial lake. There are multiple definitions
of a glacial lake based on different perspectives (Mool et al.,
2001; Yao et al., 2018). When glacial lake inventories are undertaken, most
emphasize the elementary role of glaciation in the formation of glacial
lakes (Clague and Evans, 2000; Mool et al., 2001). The important
difference is whether the period of glaciation or the supply source of
glacial lakes is given greatest attention. Some studies that have focused on the
former have proposed that a glacial lake is a natural water body formed by alpine
glacier movement since the Last Glacial Maximum, i.e. distinguishing between ancient or modern
glaciers (Liu et al., 1988; Costa and Schuster, 1988). However, other
studies have emphasized the relation of glacial lakes to meltwater in glaciated
areas (Wang et al., 2013, 2014; Zhang et al., 2015). The
glacial lake inventory data compiled in this study are intended for use both
in water source evaluation and in assessment of environmental change in the
alpine cryosphere.<?pagebreak page2173?> Thus, lakes related to glaciers or to glaciation in the
alpine cryosphere were all recorded as glacial lakes.</p>
      <p id="d1e669">Most Quaternary glaciers have disappeared, and the remaining relics are
incomplete, which makes it difficult to recover a continuous and complete
glaciation range in alpine regions. Thus, it is of great importance to
determine the range of glaciation in an alpine region when conducting a glacial
lake inventory based on remote sensing data. The most practical approach
might be to specify an indicator threshold to define the glaciation extent
according to relevant findings of existing glacier relics in a typical
region. On the one hand, the glaciation frontier can usually be indicated by
a specified lowest-elevation threshold, which is generally closely related
to the regional climatic context caused by the elevation effect. However,
the lowest-elevation threshold might vary enormously with respect to
different regions because regional climatic settings differ. For instance,
the lowest elevations of 1700 m in Austria (Buckel et al., 2018), 2000 m
in Pakistan (Senese et al., 2018), 3000 m in Nepal and Bhutan
(Mool et al., 2001), and 3500 m in Peru (Hanshaw and Bookhagen,
2014) were used as specified elevation thresholds to record glacial lakes.
On the other hand, defining glaciation extent within a specific distance
from modern glacier terminals could be more suitable for the establishment
of a glacial lake inventory in relatively large-scale regions with a complex
regional climate, because the differing climate within large-scale regions
can be indicated approximately by the lowest elevation of individual glacier
terminals. Some studies have adopted distances of 2, 3, or 10 km from modern
glacier terminals as thresholds with which to define areas of glacial lakes
(Petrov et al., 2017; Veh et al., 2018; Wang et al., 2012, 2013). Distances
of 2, 5, 10, and 20 km were considered by Zhang et al. (2015). They
found that a distance of 10 km from a modern glacier terminal might be a
reasonable guide to glaciation extent and a threshold suitable for a glacial
lake inventory of the Tibetan Plateau. This was supported by the finding
that the most distant glacierized boundary of the Little Ice Age was up to
10 km from the modern glaciers in the Himalaya area (Wang et al., 2012; Nie
et al., 2017). Additionally, to record glacial lakes more precisely,
combined distance and elevation thresholds have been used simultaneously to
define areas of glacial lakes in special small regions; e.g. lakes at
elevations above 1500 m and within 2 km of modern glaciers were recorded as
glacial lakes in Uzbekistan (Petrov et al., 2017). In this study, given the
large scale of the HMA region with its complex climatic context and
extremely varied terrain, the data set compiled included glacial lakes
within a buffer zone of 10 km from modern glacier extent, which covered an
area of approximately <inline-formula><mml:math id="M27" display="inline"><mml:mrow><mml:mn mathvariant="normal">1.25</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mn mathvariant="normal">6</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> km<inline-formula><mml:math id="M28" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> according to the
second glacier inventory of China and RGI 6.0 (Fig. 1).</p>
</sec>
<sec id="Ch1.S4.SS2.SSS2">
  <label>4.2.2</label><title>Classification of glacial lakes</title>
      <p id="d1e704">In glaciation regions, the characteristics of glacial lakes, which include
the phase of lake formation, lake basin topography, dam material
constituents, geometrical relationship with modern glaciers, and source of
water supply (or combinations thereof), have been employed as the basis for
glacial lake classification systems (Huggel et al., 2002; Liu et al.,
1988; Mool et al., 2001; Yao et al., 2018). For instance, based on lake
basin topography, lakes in an inventory of the Hindu Kush–Himalaya region
were classified as erosion lakes, valley trough lakes, cirque lakes, blocked
lakes, lateral moraine- and end moraine-dammed lakes, and supraglacial lakes
(Liu et al., 1988; Mool et al., 2001). Recently, Yao
et al. (2018) presented a complete classification schema for glacial lake
inventory and study of glacial lake hazards that included six classes and
eight subclasses based mainly on the mechanism of glacial lake formation,
lake basin topography, and the geometrical relationship with modern
glaciers.</p>
      <p id="d1e707">Generally, it is a little difficult to distinguish glacial lake type in
terms of material properties, topographic features, and phase of lake
formation using remote sensing imagery. Moreover, most of the standards
mentioned above were found inapplicable in previous studies of glacial lake
classification in large-scale regions such as HMA because of the lack of
enough remote sensing data with a satisfactory spatial resolution. In this
study, the hydrologic relationship between glacial lakes and modern glaciers
was adopted as a classification criterion because the present data set is
intended to provide fundamental data for water resource evaluation and
glacier hazard assessment. Consequently, glacial lakes were divided into
just two types: glacier-fed lakes and<?pagebreak page2174?> non-glacier-fed lakes. The glacier-fed
lakes were further divided into three subclasses: supraglacial lakes (lakes
developed on glacier surface), ice-contacted lakes (lakes contacting the
glacier terminal or margin), and ice-uncontacted lakes (lakes not contacting
the glacier but fed directly by glacial meltwater). This classification was
based on whether the surface hydrological flow of the modern glacier and
topographic features of the lake basin allowed for a lake to receive meltwater
from the modern glacier. To achieve reliable classification results, glacial
lakes were distinguished with the assistance of 3D digital terrain imagery
from Google Earth, a Shuttle Radar Topography Mission digital elevation
model, and glacier outlines from RGI 6.0. Based on visual inspection of the
satellite images and with reference to 3D digital terrain imagery from
Google Earth, we recorded a glacier-fed lake when (1) a lake had lower
elevation than the modern glacier (mother glacier) and (2) the meltwater of the mother
glacier(s) could flow into the lake via surface channels. It is
common for glacial lakes to be fed by meltwater through subsurface channels;
however, we ignored this because it is difficult to survey the subsurface
channels of glacial lakes using remote sensing data. In addition, lake type
was distinguished based on the topographic features of the lake basin and
the modern glaciers; in most cases, it is possible that the lakes were fed
by meltwater flowing through both subsurface and surface channels.</p>
</sec>
<sec id="Ch1.S4.SS2.SSS3">
  <label>4.2.3</label><title>Extraction of lake boundary</title>
      <p id="d1e718">This study adopted automatic glacial lake extraction and manual glacial lake
boundary vectorization to determine glacial lake boundaries. In the
NDWI-based automatic lake boundary extraction approach, two bands were
selected to facilitate a ratio calculation to maximize the difference
between water and non-water objects in the remote sensing imagery based on a
given threshold. The given threshold was determined subjectively with
consideration of how much detailed information of the lake water bodies was
captured precisely. The given threshold was varied to account for various
factors such as the differences in Landsat sensors (i.e. TM, ETM<inline-formula><mml:math id="M29" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula>, and
OLI), time phase of images, quality of images, and complexity of surface
features. To achieve the optimal threshold for lake water body recognition,
the candidate threshold was debugged iteratively for each image. In
practice, because the area of the glacial lakes was usually small (see next
paragraph) and the spectral features of the lake water bodies were varied,
the threshold had to be set to allow for the capture of the greatest number of water
body pixels, which consequently resulted in simultaneous acquisition of more
non-lake-water-body noise information. It also resulted in more effort in
the subsequent manual modification to reduce noise information using methods
such as algorithms to eliminate mountain shadows (Gardelle et al., 2011).</p>
      <p id="d1e728">Manual visual vectorization distinguishes lake boundaries by identifying the
unique texture, colour, and other characteristics of glacial lakes in false-colour composite images based on available professional knowledge and
accumulated experience in vectorization operations. Even though it was
regarded a time-consuming and labour-intensive process, it was also
considered an attractive approach because of its consistency, high level of
quality control, and reasonably simple operational procedure, given the
varied quality of Landsat images available for the large-scale HMA region.
In this study, the manual visual vectorization process was generally found
more suitable in terms of effort and precision for generating a glacial lake
inventory data set of the HMA region in comparison with automatic glacial
lake extraction. Therefore, manual visual vectorization in conjunction with
NDWI maps was the main method adopted to extract glacial lake boundaries to
minimize the deficiencies produced by individual subjectivity of the
operatives.</p>
      <?pagebreak page2175?><p id="d1e731">The minimum number of pixels used to extract a glacial lake water body was
found to be inconsistent in the available literature. For example, arbitrary
threshold areas of 0.0027 km<inline-formula><mml:math id="M30" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> (3 lake water body pixels; Zhang et
al., 2015) and 0.0081 km<inline-formula><mml:math id="M31" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> (9 lake water body pixels; Nie et al.,
2017) were used in earlier glacial lake investigations. Moreover,
minimum threshold areas of 0.01 km<inline-formula><mml:math id="M32" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> (approximately 10 lake water body
pixels), 0.02 km<inline-formula><mml:math id="M33" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> (approximately 22 lake water body pixels), and 0.1 km<inline-formula><mml:math id="M34" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> (approximately 111 lake water body pixels) have also been set to
evaluate the level of risk of glacial lake outburst floods in the Himalaya
and Tien Shan (Petrov et al., 2017; Wang et al., 2013; Worni et
al., 2013; Bolch et al., 2011; Allen et al., 2019). Theoretically, 1 pure
pixel of a lake water body could be recorded as a glacial lake. However, a
glacial lake is generally not represented by 1 pure pixel unless it is
aligned perfectly with the raster grid; usually, it would be surrounded
partly or fully by 1–8 mixed lake water body pixels (Fig. 4a, b).
Consequently, manual delineation was required for approximately one-half, one-eighth, or seven-eighths of the peripheral mixed pixels surrounding pure lake water body pixels
(Fig. 4d, e). If 3 or 4 pure lake water body pixels exist in a Landsat
image, the maximum number of peripheral mixed pixels is 12 (Fig. 4d, e).
Usually, for 3 pure lake water body pixels, the ratio of the area of
pure lake water body pixels to the area of peripheral mixed pixels can be
expressed as follows:
              <disp-formula id="Ch1.E2" content-type="numbered"><label>2</label><mml:math id="M35" display="block"><mml:mtable columnspacing="1em" rowspacing="0.2ex" class="split" displaystyle="true" columnalign="right left"><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mtext>Area of peripheral mixed pixels</mml:mtext><mml:mtext>Area
of 3 pure lake water body pixels</mml:mtext></mml:mfrac></mml:mstyle><mml:mo>×</mml:mo><mml:mn mathvariant="normal">100</mml:mn><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi mathvariant="italic">%</mml:mi><mml:mo>=</mml:mo></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mspace width="1em" linebreak="nobreak"/><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mn mathvariant="normal">6</mml:mn><mml:mo>×</mml:mo><mml:mstyle displaystyle="false"><mml:mfrac style="text"><mml:mn mathvariant="normal">1</mml:mn><mml:mn mathvariant="normal">2</mml:mn></mml:mfrac></mml:mstyle><mml:mo>+</mml:mo><mml:mn mathvariant="normal">5</mml:mn><mml:mo>×</mml:mo><mml:mstyle displaystyle="false"><mml:mfrac style="text"><mml:mn mathvariant="normal">1</mml:mn><mml:mn mathvariant="normal">8</mml:mn></mml:mfrac></mml:mstyle><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>×</mml:mo><mml:mstyle displaystyle="false"><mml:mfrac style="text"><mml:mn mathvariant="normal">7</mml:mn><mml:mn mathvariant="normal">8</mml:mn></mml:mfrac></mml:mstyle></mml:mrow><mml:mn mathvariant="normal">3</mml:mn></mml:mfrac></mml:mstyle><mml:mo>×</mml:mo><mml:mn mathvariant="normal">100</mml:mn><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi mathvariant="italic">%</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">150</mml:mn><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi mathvariant="italic">%</mml:mi><mml:mo>.</mml:mo></mml:mrow></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
            For 4 pure lake water body pixels, the ratio of the area of pure lake
water body pixels to the area of peripheral mixed pixels is
              <disp-formula id="Ch1.E3" content-type="numbered"><label>3</label><mml:math id="M36" display="block"><mml:mtable rowspacing="0.2ex" columnspacing="1em" class="split" displaystyle="true" columnalign="right left"><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mtext>Area of peripheral mixed pixels </mml:mtext><mml:mtext>Area
of 4 pure lake water body pixels </mml:mtext></mml:mfrac></mml:mstyle><mml:mo>×</mml:mo><mml:mn mathvariant="normal">100</mml:mn><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi mathvariant="italic">%</mml:mi><mml:mo>=</mml:mo></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mspace linebreak="nobreak" width="1em"/><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mn mathvariant="normal">8</mml:mn><mml:mo>×</mml:mo><mml:mstyle displaystyle="false"><mml:mfrac style="text"><mml:mn mathvariant="normal">1</mml:mn><mml:mn mathvariant="normal">2</mml:mn></mml:mfrac></mml:mstyle><mml:mo>+</mml:mo><mml:mn mathvariant="normal">4</mml:mn><mml:mo>×</mml:mo><mml:mstyle displaystyle="false"><mml:mfrac style="text"><mml:mn mathvariant="normal">1</mml:mn><mml:mn mathvariant="normal">8</mml:mn></mml:mfrac></mml:mstyle></mml:mrow><mml:mn mathvariant="normal">4</mml:mn></mml:mfrac></mml:mstyle><mml:mo>×</mml:mo><mml:mn mathvariant="normal">100</mml:mn><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi mathvariant="italic">%</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">112.5</mml:mn><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi mathvariant="italic">%</mml:mi><mml:mo>.</mml:mo></mml:mrow></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
            Thus, in this study, the minimum glacial lake area recorded was set at
0.0054 km<inline-formula><mml:math id="M37" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> (e.g. 3–4 pure lake water body pixels with approximately 12
peripheral mixed pixels, which equate to approximately 6 full lake water
body pixels) because a lake area covering less than 3 pure lake water
pixels could possibly have an error of <inline-formula><mml:math id="M38" display="inline"><mml:mrow><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">100</mml:mn></mml:mrow></mml:math></inline-formula> % (Fig. 4b, c)
despite the revised coefficient of 1 standard deviation (0.6872) involved
(see Sect. 5).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F4"><?xmltex \currentcnt{4}?><label>Figure 4</label><caption><p id="d1e960">Sketches showing the relationships of pure water body pixels and
surrounding potential mixed water body pixels: <bold>(a)</bold> a pure water body pixel
surrounded by 4 potential mixed water body pixels, <bold>(b)</bold> a pure water body
pixel surrounded by 8 potential mixed water body pixels, <bold>(c)</bold> 2 pure
water body pixels surrounded by 10 potential mixed water body pixels, <bold>(d)</bold> 3
pure water body pixels with 12 surrounding potential mixed water body
pixels, and <bold>(e)</bold> 4 pure water body pixels with 12 surrounding potential mixed
water body pixels.</p></caption>
            <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://essd.copernicus.org/articles/12/2169/2020/essd-12-2169-2020-f04.png"/>

          </fig>

</sec>
<sec id="Ch1.S4.SS2.SSS4">
  <label>4.2.4</label><title>Input of attribute items</title>
      <p id="d1e992">Eight attribute items were input into the HMA glacial lake inventory: lake
coding, location (longitude, latitude, and elevation), perimeter, area,
type, area error, time phase, source image information, and subregion of
located lake. (1) We encoded each glacial lake based on its central location
using the same coding format as used by the National Snow and Ice Data
Center to encode glaciers. The code can be expressed as “GLmmmmmmEnnnnnN”,
where m and n represent the results of the longitude and latitude of each
glacial lake centroid multiplied by 1000, respectively; GL is the
abbreviation of glacial lake; and E and N represent eastings and northings,
respectively. (2) The location information of each glacial lake was labelled
as the geographic coordinates of the centroid of the shape of each glacial
lake, calculated using ArcMap software. The lake elevation was defined as
the average elevation of a buffer zone of a 30 m radius centred on the glacial
lake centroid, which was derived from the Shuttle Radar Topography Mission
digital elevation model. (3) The area and perimeter of each lake were
calculated using ArcMap based on the unified geography coordinate system of
WGS 1984 and the Asia North Albers equal-area conic projection system, respectively, to avoid errors
caused by projection deformation. (4) The error of lake area was calculated
using Eqs. (4) and (5) (Sect. 5). (5) Lake type, which was input manually,
was defined as supraglacial lake, ice-contacted lake, ice-uncontacted
lake, or non-glacier-fed lake (see Sect. 4.2.2). (6) Lake time phase was the
acquisition date of the original Landsat image, which was recorded as the
time phase for each lake. (7) Source image information referred to the image
number of the Landsat images used to extract the glacial lake boundary. (8) The subregion to which each lake belonged identified the regional location
within the HMA area. Each lake was assigned based on .shp file data of the
boundaries of the 13 HMA subregions, obtained from the National Snow and
Ice Data Centre, using the ArcMap spatial analysis tool.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F5" specific-use="star"><?xmltex \currentcnt{5}?><label>Figure 5</label><caption><p id="d1e997">Relationships of relative area error against size of glacial lakes
in HMA: <bold>(a)</bold> relationship for glacial lakes of all sizes and <bold>(b–d)</bold>
relationships for glacial lakes of specific size.</p></caption>
            <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://essd.copernicus.org/articles/12/2169/2020/essd-12-2169-2020-f05.png"/>

          </fig>

</sec>
</sec>
</sec>
<sec id="Ch1.S5">
  <label>5</label><title>Error assessment</title>
      <?pagebreak page2176?><p id="d1e1023">The errors associated with glacial lake extraction from remote sensing
imagery using manual visual delineation are generally related to components
of the quality of the images (e.g. spatio-temporal resolution, cloud
coverage, and mountain shadows), experience, operative subjectivity, and the
threshold area of the inventory (Gardelle et al., 2011; Hall et al.,
2003; Paul et al., 2004; Salerno et al., 2012; Zhang et al., 2015). It has
been reported that the area error in glacial lake boundary extraction based
on remote sensing images can be approximately <inline-formula><mml:math id="M39" display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">0.5</mml:mn></mml:mrow></mml:math></inline-formula> pixels depending
on the quality of the imagery (Fujita et al., 2009; Salerno et al.,
2012). Furthermore, the area error in glacial lake delineation attributable
to manual delineation can be assumed to follow a Gaussian distribution
(Hanshaw and Bookhagen, 2014). Hence, the theoretical maximum area
error in glacial lake boundary extraction is the half area of the edge
pixels because pure lake water body pixels are usually surrounded by mixed
pixels (Fig. 4). The lake area error of a single glacial lake within 1 standard deviation (<inline-formula><mml:math id="M40" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mi mathvariant="italic">σ</mml:mi></mml:mrow></mml:math></inline-formula>) can be expressed as follows (Hanshaw and
Bookhagen, 2014):

              <disp-formula specific-use="align" content-type="numbered"><mml:math id="M41" display="block"><mml:mtable displaystyle="true"><mml:mlabeledtr id="Ch1.E4"><mml:mtd><mml:mtext>4</mml:mtext></mml:mtd><mml:mtd><mml:mstyle displaystyle="true" class="stylechange"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:mtext>Error</mml:mtext><mml:mo>(</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mi mathvariant="italic">σ</mml:mi><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mi>P</mml:mi><mml:mi>G</mml:mi></mml:mfrac></mml:mstyle><mml:mo>×</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msup><mml:mi>G</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow><mml:mn mathvariant="normal">2</mml:mn></mml:mfrac></mml:mstyle><mml:mo>×</mml:mo><mml:mn mathvariant="normal">0.6872</mml:mn><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E5"><mml:mtd><mml:mtext>5</mml:mtext></mml:mtd><mml:mtd><mml:mstyle class="stylechange" displaystyle="true"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:mi>E</mml:mi><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mtext>Error</mml:mtext><mml:mo>(</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mi mathvariant="italic">σ</mml:mi><mml:mo>)</mml:mo></mml:mrow><mml:mi>A</mml:mi></mml:mfrac></mml:mstyle><mml:mo>×</mml:mo><mml:mn mathvariant="normal">100</mml:mn><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi mathvariant="italic">%</mml:mi><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr></mml:mtable></mml:math></disp-formula>

          where <inline-formula><mml:math id="M42" display="inline"><mml:mi>P</mml:mi></mml:math></inline-formula> is the perimeter of the glacial lake (m), <inline-formula><mml:math id="M43" display="inline"><mml:mi>G</mml:mi></mml:math></inline-formula> is the spatial resolution
of the remote sensing imagery (30 m in this data set), 0.6872 is the revised
coefficient under <inline-formula><mml:math id="M44" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mi mathvariant="italic">σ</mml:mi></mml:mrow></mml:math></inline-formula> (i.e. approximately 69 % of peripheral
pixels are subjected to errors), <inline-formula><mml:math id="M45" display="inline"><mml:mi>E</mml:mi></mml:math></inline-formula> is the relative error of the glacial lake,
and <inline-formula><mml:math id="M46" display="inline"><mml:mi>A</mml:mi></mml:math></inline-formula> is the total area of the glacial lake. Then the accumulation of errors
in all the lake areas for the entire study region or subregions can be
calculated using the following formula based on error propagation theory:
          <disp-formula id="Ch1.E6" content-type="numbered"><label>6</label><mml:math id="M47" display="block"><mml:mrow><mml:msub><mml:mi>E</mml:mi><mml:mi>T</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:msqrt><mml:mrow><mml:munderover><mml:mo movablelimits="false">∑</mml:mo><mml:mrow><mml:mi>i</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow><mml:mi>n</mml:mi></mml:munderover><mml:msubsup><mml:mi>a</mml:mi><mml:mi>i</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup></mml:mrow></mml:msqrt><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
        where <inline-formula><mml:math id="M48" display="inline"><mml:mrow><mml:msub><mml:mi>E</mml:mi><mml:mi>T</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the area error of the entire study region or subregions,
<inline-formula><mml:math id="M49" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula> is the lake of no. <inline-formula><mml:math id="M50" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula> in the entire study region or subregions, and <inline-formula><mml:math id="M51" display="inline"><mml:mi>a</mml:mi></mml:math></inline-formula> is the
error area of a single lake.</p>
      <p id="d1e1243">The resulting calculated error indicated that the total absolute area error
in HMA glacial lakes was approximately <inline-formula><mml:math id="M52" display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">2.11</mml:mn></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M53" display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">2.28</mml:mn></mml:mrow></mml:math></inline-formula> km<inline-formula><mml:math id="M54" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> and the average relative error was <inline-formula><mml:math id="M55" display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">13.5</mml:mn></mml:mrow></mml:math></inline-formula> % and <inline-formula><mml:math id="M56" display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">13.2</mml:mn></mml:mrow></mml:math></inline-formula> % in 1990 and 2018, respectively. The relative area errors of each lake
varied from 1 % to 79 %, and a significant power exponential relationship was
found between the relative area error and the sizes of the glacial lakes
(<inline-formula><mml:math id="M57" display="inline"><mml:mrow><mml:mi>E</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.050</mml:mn><mml:msup><mml:mi>A</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.45</mml:mn></mml:mrow></mml:msup><mml:mo>,</mml:mo><mml:msup><mml:mi>R</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.96</mml:mn><mml:mo>,</mml:mo><mml:mi mathvariant="italic">α</mml:mi><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">0.001</mml:mn></mml:mrow></mml:math></inline-formula>; Fig. 5a). Small-sized lakes (i.e. area <inline-formula><mml:math id="M58" display="inline"><mml:mrow><mml:mo>≤</mml:mo><mml:mn mathvariant="normal">0.01</mml:mn></mml:mrow></mml:math></inline-formula> km<inline-formula><mml:math id="M59" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula>, which accounted for 2 % of the total lake area in HMA) had the
largest average relative area error of 44.6 % (Fig. 5b). Medium-sized
lakes (i.e. area of 0.01–0.1 km<inline-formula><mml:math id="M60" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula>, which accounted for 34 % of the
total lake area in HMA) had an average relative area error of 22.0 %
(Fig. 5c). Large-sized lakes (i.e. area <inline-formula><mml:math id="M61" display="inline"><mml:mrow><mml:mo>≥</mml:mo><mml:mn mathvariant="normal">0.1</mml:mn></mml:mrow></mml:math></inline-formula> km<inline-formula><mml:math id="M62" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula>, which
accounted for 64 % of the total lake area in HMA) had the smallest
average relative area error of 7.6 % (Fig. 5d). In summary, smaller
glacial lakes in the HMA region had larger relative area errors and vice
versa.</p>
      <p id="d1e1383">To further verify the accuracy of the manual delineation of glacial lake
boundaries, nine lakes located within the HMA region were surveyed using a
portable GPS device (Trimble GeoXH6000) with decimetre accuracy during
July–August 2018 (Fig. 6). The lakes selected for field survey covered
areas of 0.01–2.97 km<inline-formula><mml:math id="M63" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula>. The field-based lake boundaries were compared
with those obtained via manual delineation (i.e. derived from Landsat OLI
imagery acquired during 2018). It was found that the area error (i.e. the
percentage difference in the absolute area encircled by the manually
delineated lake boundary and that derived by the GPS survey) varied from
5.5 % to 16.3 %. Moreover, it was determined that the average horizontal
distance deviation between the two types of boundary varied from 3.2 to 15.3 m
(Table 1). Overall, the horizontal deviations were largely confined to 1 pixel, and the average accuracy of the delineation of glacial lake
boundaries was within <inline-formula><mml:math id="M64" display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">0.5</mml:mn></mml:mrow></mml:math></inline-formula> pixels (<inline-formula><mml:math id="M65" display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">15</mml:mn></mml:mrow></mml:math></inline-formula> m).</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T1" specific-use="star"><?xmltex \currentcnt{1}?><label>Table 1</label><caption><p id="d1e1419">Horizontal deviations between lake boundaries obtained by manual
delineation and field survey using a portable GPS device (Trimble GeoXH6000).</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="7">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="left"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:colspec colnum="4" colname="col4" align="right"/>
     <oasis:colspec colnum="5" colname="col5" align="right"/>
     <oasis:colspec colnum="6" colname="col6" align="right"/>
     <oasis:colspec colnum="7" colname="col7" align="right"/>
     <oasis:thead>
       <oasis:row>
         <oasis:entry colname="col1">Name</oasis:entry>
         <oasis:entry colname="col2">Lake</oasis:entry>
         <oasis:entry colname="col3">Lake size</oasis:entry>
         <oasis:entry namest="col4" nameend="col6" align="center">Horizontal deviations of  </oasis:entry>
         <oasis:entry colname="col7">Area error</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">(labelled in Fig. 6)</oasis:entry>
         <oasis:entry colname="col2">ID</oasis:entry>
         <oasis:entry colname="col3">(km<inline-formula><mml:math id="M66" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry rowsep="1" namest="col4" nameend="col6" align="center">delineation boundary (m) </oasis:entry>
         <oasis:entry colname="col7">(%)</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2"/>
         <oasis:entry colname="col3"/>
         <oasis:entry colname="col4">Minimum</oasis:entry>
         <oasis:entry colname="col5">Maximum</oasis:entry>
         <oasis:entry colname="col6">Average</oasis:entry>
         <oasis:entry colname="col7"/>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1">Qiongyong Cuo (A)</oasis:entry>
         <oasis:entry colname="col2">GL090225E28890N</oasis:entry>
         <oasis:entry colname="col3">0.08</oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M67" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">7.6</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col5">9.1</oasis:entry>
         <oasis:entry colname="col6">4.5</oasis:entry>
         <oasis:entry colname="col7">5.5</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Passu Lake (B)</oasis:entry>
         <oasis:entry colname="col2">GL074878E36457N</oasis:entry>
         <oasis:entry colname="col3">0.15</oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M68" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">10.9</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col5">12.0</oasis:entry>
         <oasis:entry colname="col6">6.0</oasis:entry>
         <oasis:entry colname="col7">6.8</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Longbasa Lake (C)</oasis:entry>
         <oasis:entry colname="col2">GL088071E27950N</oasis:entry>
         <oasis:entry colname="col3">1.49</oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M69" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">22.7</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col5"><inline-formula><mml:math id="M70" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">8.4</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col6">12.4</oasis:entry>
         <oasis:entry colname="col7">/</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Zongge Cuo (D)</oasis:entry>
         <oasis:entry colname="col2">GL087654E28113N</oasis:entry>
         <oasis:entry colname="col3">1.48</oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M71" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">26.8</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col5">24.9</oasis:entry>
         <oasis:entry colname="col6">13.5</oasis:entry>
         <oasis:entry colname="col7">6.1</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Unnamed (E)</oasis:entry>
         <oasis:entry colname="col2">GL088151E28010N</oasis:entry>
         <oasis:entry colname="col3">0.01</oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M72" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">4.7</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col5">4.8</oasis:entry>
         <oasis:entry colname="col6">3.2</oasis:entry>
         <oasis:entry colname="col7">16.3</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Unnamed (F)</oasis:entry>
         <oasis:entry colname="col2">GL088257E28011N</oasis:entry>
         <oasis:entry colname="col3">0.58</oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M73" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">12.9</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col5">12.4</oasis:entry>
         <oasis:entry colname="col6">4.6</oasis:entry>
         <oasis:entry colname="col7">/</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Unnamed (G)</oasis:entry>
         <oasis:entry colname="col2">GL088240E28005N</oasis:entry>
         <oasis:entry colname="col3">0.40</oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M74" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">20.8</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col5">15.9</oasis:entry>
         <oasis:entry colname="col6">7.1</oasis:entry>
         <oasis:entry colname="col7">/</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Large Laigu Lake (H)</oasis:entry>
         <oasis:entry colname="col2">GL096818E29298N</oasis:entry>
         <oasis:entry colname="col3">2.97</oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M75" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">36.7</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col5"><inline-formula><mml:math id="M76" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">6.4</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col6">15.3</oasis:entry>
         <oasis:entry colname="col7">/</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Small Laigu Lake (I)</oasis:entry>
         <oasis:entry colname="col2">GL096832E29294N</oasis:entry>
         <oasis:entry colname="col3">1.02</oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M77" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">32.8</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col5">17.6</oasis:entry>
         <oasis:entry colname="col6">9.8</oasis:entry>
         <oasis:entry colname="col7">/</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table><table-wrap-foot><p id="d1e1422">Note that “/” indicates the sample lake boundary was only partly surveyed
using the handheld GPS device.</p></table-wrap-foot></table-wrap>

      <?xmltex \floatpos{t}?><fig id="Ch1.F6" specific-use="star"><?xmltex \currentcnt{6}?><label>Figure 6</label><caption><p id="d1e1833">Glacial lakes in the HMA region surveyed in summer 2018 (the
backgrounds of the surveyed lakes are Landsat OLI images).</p></caption>
        <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://essd.copernicus.org/articles/12/2169/2020/essd-12-2169-2020-f06.png"/>

      </fig>

</sec>
<sec id="Ch1.S6">
  <label>6</label><title>Distribution and changes in HMA glacial lakes</title>
      <p id="d1e1850">As indicated by the achieved HMA glacial lake inventory, 30 121 (<inline-formula><mml:math id="M78" display="inline"><mml:mrow><mml:mn mathvariant="normal">2080.12</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">2.28</mml:mn></mml:mrow></mml:math></inline-formula> km<inline-formula><mml:math id="M79" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula>) glacial lakes were identified in 2018 and their
distribution had considerable spatial heterogeneity (Fig. 7). The greatest
concentration of glacial lakes was in the Altai and Sayan (<inline-formula><mml:math id="M80" display="inline"><mml:mrow><mml:mn mathvariant="normal">335.42</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">0.88</mml:mn></mml:mrow></mml:math></inline-formula> km<inline-formula><mml:math id="M81" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula>, which accounted for 16.1 % of the total area of glacial lakes)
and the eastern Himalaya (<inline-formula><mml:math id="M82" display="inline"><mml:mrow><mml:mn mathvariant="normal">310.37</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">0.89</mml:mn></mml:mrow></mml:math></inline-formula> km<inline-formula><mml:math id="M83" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula>, which accounted for 14.9 % of the total area of glacial lakes). Relatively few glacial lakes were
found distributed in the eastern Kunlun and Qilian Shan (<inline-formula><mml:math id="M84" display="inline"><mml:mrow><mml:mn mathvariant="normal">38.85</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">0.29</mml:mn></mml:mrow></mml:math></inline-formula> km<inline-formula><mml:math id="M85" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula>, which accounted for 1.9 % of the total area of glacial lakes)
and the eastern Tien Shan (<inline-formula><mml:math id="M86" display="inline"><mml:mrow><mml:mn mathvariant="normal">40.55</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">0.32</mml:mn></mml:mrow></mml:math></inline-formula> km<inline-formula><mml:math id="M87" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula>, which accounted for 2.0 % of the total area of glacial lakes). The HMA glacial lakes were located
within the elevation range of 1357–6247 m in 2018. An approximate normal
distribution was presented both for the lakes of the entire HMA region and
for the lakes in most subregions. More than 43 % of the HMA lake area
has survived within the vertical range of 4500–5400 m, with the peak lake
area of <inline-formula><mml:math id="M88" display="inline"><mml:mrow><mml:mn mathvariant="normal">241.89</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">0.80</mml:mn></mml:mrow></mml:math></inline-formula> km<inline-formula><mml:math id="M89" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> (accounting for 11.6 % of the
total area) in the range of 5100–5300 m. The elevation band of<?pagebreak page2177?> peak lake
area in the different subregions varied from 2300–2500 m in the Altai and
Sayan to 5300–5500 m in the central Himalaya, Karakoram, and western Kunlun.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F7" specific-use="star"><?xmltex \currentcnt{7}?><label>Figure 7</label><caption><p id="d1e1983">Distribution of and change in glacial lake area in the entire HMA and
its 13 subregions from 1990 to 2018.</p></caption>
        <?xmltex \igopts{width=469.470472pt}?><graphic xlink:href="https://essd.copernicus.org/articles/12/2169/2020/essd-12-2169-2020-f07.png"/>

      </fig>

      <p id="d1e1992">The HMA glacial lakes experienced widespread areal expansion during
1990–2018 with an average rate of increase in area of 15.2 % (Fig. 7).
The rate of change in area varied widely between different subregions and
different 200 m elevation bands. The glacial lakes in eastern Kunlun and
Qilian Shan experienced the most rapid expansion in area during 1990–2018
with an average rate of increase of 45.6 %, whereas the rate of change
was only 7.5 % in Altai and Sayan. Glacial lakes have tended to develop
to higher elevations during recent decades with the maximum distribution
elevation of 6078 m in 1990 rising to 6247 m in 2018. The<?pagebreak page2178?> rate of change of
glacial lakes in the different 200 m elevation bands presented a large
average trend against elevation, rising as a whole during 1990–2018 (Fig. 7). The lake area expanded most from the elevation of approximately 5000 m, and the rate of expansion reached approximately 28 % at 5700–5900 m in
the entire HMA region, although it differed between different subregions.
Lake area showed a notable rate of increase with elevation in most
subregions, e.g. the Hissar–Alay and western Tien Shan, Hindu Kush, eastern
Himalaya, Hengduan Mountains, eastern Tien Shan, and Altai and Sayan. The
rate of expansion varied markedly and no observable trends in the rate of
increase or decrease with elevation were discovered in Karakoram and western
Kunlun, western Himalaya, and Inner Tibet. The rate of expansion in the central
Himalaya and southern and eastern Tibet was found to have seemingly
decreased with increasing elevation (Fig. 7).</p>
</sec>
<sec id="Ch1.S7">
  <label>7</label><title>Comparison and limitations</title>
      <p id="d1e2003">There are at least 34 published reports or data sets on the regional extent
of glacial lakes in the HMA area, which are based on various lake boundary
extraction methods and different data sources (Supplement Table S1). This
previous research work examined glacial lakes from as early as 1962 up until
2017. However, it is difficult to evaluate any discrepancies comprehensively
because different extents of glacial lake distribution were examined and
inconsistent thresholds of minimum lake area were used. Glacial lake
inventory data of the Third Pole region in 1990 (Zhang et al., 2015) and of
the HMA (Chen et al., 2020) in 2017 were used for comparison because both
recorded glacial lakes in the same buffer zone (i.e. within 10 km of the
modern glacier extent) and over similar periods. For the comparison, the
same thresholds and regions were adopted for the inventory data. Marked
discrepancies were found to exist between the different data sets in terms of
both the number and the area of the glacial lakes. In 1990, only 4601
glacial lakes (<inline-formula><mml:math id="M90" display="inline"><mml:mrow><mml:mo>≥</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>.0054 km<inline-formula><mml:math id="M91" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula>) with a total area of 554.33 km<inline-formula><mml:math id="M92" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula>
were recorded by Zhang et al. (2015), whereas 20 410 glacial lakes with a
total area of 1376.23 km<inline-formula><mml:math id="M93" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> were catalogued in the Third Pole region in
this study. In 2017, 14 477 glacial lakes with a total area of 1635.94 km<inline-formula><mml:math id="M94" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> were recorded by Chen et al. (2020), whereas we recorded 22 727
glacial lakes (<inline-formula><mml:math id="M95" display="inline"><mml:mrow><mml:mo>≥</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>.0081 km<inline-formula><mml:math id="M96" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula>) with a total area of 1726.41 km<inline-formula><mml:math id="M97" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> in
2018 in HMA (excluding Altai and Sayan). We consider the discrepancies
attributable to three primary<?pagebreak page2179?> factors. (1) The buffer zone within 10 km of
the modern glacier extent was inconsistent between the data sets because
different glacier inventories were used. (2) Different operatives catalogued
the glacial lakes using different remote sensing data covering different
periods. (3) Many glacial lakes were possibly missed because of the
comparatively less manual vectorization effort involved in the work of Zhang
et al. (2015) and Chen et al. (2020). Overall, our glacial lake inventory
catalogued glacial lakes throughout the entire HMA more comprehensively and
with more careful error assessment when compared with available glacial lake
data sets from regional or river-basin-based studies.</p>
      <p id="d1e2081">Several limitations deserve proper consideration when using the glacial lake
inventory data. First, a degree of uncertainty resulted from using Landsat
image data that covered different periods, i.e. both interannually and
seasonally. Although images acquired in summer or autumn (June–November)
were set as optimal choices, the selected images covered most seasons of the
year; e.g. the images selected in June–November accounted for only 72.3 %
and 88.8 % of the total number in 2018 and 1990, respectively.
Interannually, images were selected from a span of 10 a (1986–1995) and
4 a (2016–2019) to obtain sufficient high-quality images of the HMA
area. Second, this study recorded all lakes located within the 10 km buffer
area of glacier extent as glacial lakes. Therefore, certain lakes that have
no relation to glaciers or to glaciation (i.e. non-glacial lakes) in the
alpine cryosphere were potentially catalogued in error because of the
difficulty in distinguishing non-glacial lakes from glacial lakes based on
remote sensing data. Third, we identified water bodies related to glaciers
or to glaciation in the alpine cryosphere as glacial lakes. However, in many
cases, it was difficult to determine whether such bodies should be recorded
as glacial lakes, e.g. cases of long narrow water bodies on rivers and
cases where the number of pure water body pixels was small. Thus, some
errors and inconsistences were inevitable because of having different
operatives performing the lake boundary vectorization and inspection. In
future, this glacial lake inventory will be updated and shared on the
National Special Environment and Function of Observation and Research
Stations Shared Service Platform (China).</p>
</sec>
<sec id="Ch1.S8">
  <label>8</label><title>Data availability</title>
      <p id="d1e2092">The data set developed in this study comprises two .shp file documents
containing the glacial lake inventory of the HMA region in 1990 and 2018.
The data set can now be accessed via the website of the National Special
Environment and Function of Observation and Research Stations Shared Service
Platform (China): <ext-link xlink:href="https://doi.org/10.12072/casnw.064.2019.db" ext-link-type="DOI">10.12072/casnw.064.2019.db</ext-link>
(Wang et al., 2019a).
<?xmltex \hack{\newpage}?></p>
</sec>
<sec id="Ch1.S9" sec-type="conclusions">
  <label>9</label><title>Conclusions</title>
      <p id="d1e2107">A glacial lake inventory of the HMA region was realized based on satellite
remote sensing data and GIS techniques. Eight attribute items were recorded
in the glacial lake inventory data set of the HMA region. Lake area error
was assessed carefully with respect to theoretical analysis of lake boundary
pixels and actual boundaries derived by GPS field-based surveys. On average,
the deviations between the delineation of lake boundaries derived using the
two methods were within <inline-formula><mml:math id="M98" display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">0.5</mml:mn></mml:mrow></mml:math></inline-formula> pixels (<inline-formula><mml:math id="M99" display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">15</mml:mn></mml:mrow></mml:math></inline-formula> m). The relative area
errors of each lake in 2018 varied from 1 % to 79 %, and the average relative
area errors of <inline-formula><mml:math id="M100" display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">13.2</mml:mn></mml:mrow></mml:math></inline-formula> % in the entire HMA region were characterized
by an increase in the relative area error with decreasing lake size.</p>
      <p id="d1e2140">Overall, 30 121 glacial lakes with a total area of <inline-formula><mml:math id="M101" display="inline"><mml:mrow><mml:mn mathvariant="normal">2080.12</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">2.28</mml:mn></mml:mrow></mml:math></inline-formula> km<inline-formula><mml:math id="M102" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> were catalogued in 2018 in the HMA region. Glacial lakes survived
in all 13 subregions of HMA from the elevation of 1357 to 6247 m. Glacial
lakes were found to be concentrated in the subregions of Altai and Sayan and the
eastern Himalaya and at elevation bands of 4500–5400 m. The HMA glacial
lakes have experienced widespread expansion with an average rate of increase
in area of 15.2 %. Lake area expanded most in the higher-elevation bands
during 1990–2018. The data set is expected to provide basic data to support
cryosphere hydrology research, water resources utilization and management,
and assessment of glacier-related hazards in the HMA region.</p>
</sec>

      
      </body>
    <back><app-group>
        <supplementary-material position="anchor"><p id="d1e2163">The supplement related to this article is available online at: <inline-supplementary-material xlink:href="https://doi.org/10.5194/essd-12-2169-2020-supplement" xlink:title="zip">https://doi.org/10.5194/essd-12-2169-2020-supplement</inline-supplementary-material>.</p></supplementary-material>
        </app-group><notes notes-type="authorcontribution"><title>Author contributions</title>

      <p id="d1e2174">XW designed the study and wrote the manuscript. XG, CY, and QL produced data and performed analysis. All other authors discussed and drafted the formulation of the specifications of the glacial lake inventory in this study. All authors contributed to the final form of the manuscript.</p>
  </notes><notes notes-type="competinginterests"><title>Competing interests</title>

      <p id="d1e2181">The authors declare that they have no conflict of interest.</p>
  </notes><ack><title>Acknowledgements</title><p id="d1e2187">The study was funded by the National Natural Science Foundation of China
(no. 41771075, no. 41571061, and no. 41271091). The authors are grateful to
the lake boundary vectorization operators who were not included as authors:
Yao Chao, Chen Shiyin, Zhu Xiaoxi, Li Ruijia, Huang Rong, Peng Xin, Xiang
Lili, Yi Ying, Liu Yanlin, Fu Yongqiao, Ran Weijie, and Gu Ju. We thank
James Buxton from Liwen Bianji, Edanz Group China (<uri>https://en-author-services.edanzgroup.com/</uri>, last access: 5 September 2020), for editing the English text of an earlier version of this paper.</p></ack><notes notes-type="financialsupport"><title>Financial support</title>

      <p id="d1e2195">This research has been supported by the National Natural Science Foundation of China (grant nos. 41771075, 41571061, and 41271091).</p>
  </notes><notes notes-type="reviewstatement"><title>Review statement</title>

      <p id="d1e2201">This paper was edited by Ge Peng and reviewed by two anonymous referees.</p>
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    <!--<article-title-html>Glacial lake inventory of high-mountain Asia in 1990 and 2018 derived from Landsat images</article-title-html>
<abstract-html><p>There is currently no glacial lake inventory data set for
the entire high-mountain Asia (HMA) area. The definition and classification
of glacial lakes remain controversial, presenting certain obstacles to
extensive utilization of glacial lake inventory data. This study integrated
glacier inventory data and 668 Landsat TM, ETM+, and OLI images and adopted
manual visual interpretation to extract glacial lake boundaries within a
10&thinsp;km buffer from glacier extent using ArcGIS and ENVI software, normalized
difference water index maps, and Google Earth images. The theoretical and
methodological basis for all processing steps including glacial lake
definition and classification, lake boundary delineation, and uncertainty
assessment is discussed comprehensively in the paper. Moreover, detailed
information regarding the coding, location, perimeter and area, area error,
type, time phase, source image information, and subregions of the located
lakes is presented. It was established that 27&thinsp;205 and 30&thinsp;121 glacial lakes
(size 0.0054–6.46&thinsp;km<sup>2</sup>) in HMA covered a combined area of 1806.47±2.11 and 2080.12±2.28&thinsp;km<sup>2</sup> in 1990 and 2018,
respectively. The data set is now available from the National Special
Environment and Function of Observation and Research Stations Shared Service
Platform (China): <a href="https://doi.org/10.12072/casnw.064.2019.db" target="_blank">https://doi.org/10.12072/casnw.064.2019.db</a> (Wang et al., 2019a).</p></abstract-html>
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